Evans v. Appell

211 A.D. 105, 207 N.Y.S. 25, 1924 N.Y. App. Div. LEXIS 9893
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 28, 1924
StatusPublished
Cited by16 cases

This text of 211 A.D. 105 (Evans v. Appell) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Evans v. Appell, 211 A.D. 105, 207 N.Y.S. 25, 1924 N.Y. App. Div. LEXIS 9893 (N.Y. Ct. App. 1924).

Opinion

Martin, J.:

The defendant Albert J. Appell seeks to dismiss the complaint, asserting that it does not state facts sufficient to constitute a cause of action, that the plaintiff has no legal capacity to sue, and that as to an alleged cause of action for a construction of the will of Jacob Appell, deceased, and for an accounting by his executors and trustees, the complaint fails to state facts sufficient to give the court jurisdiction of the subject-matter or to warrant the court in taking jurisdiction thereof.

During the argument of this appeal it was admitted that the sole purpose of this action is to secure a construction of the will.

The plaintiff contends that it is necessary to construe the 3d clause of the will before there may be a final disposition of the estate. That clause pro vides: And upon the further Trust, when my youngest child living at the time of my death shall arrive at the age of forty-five (45) years to divide the corpus of my estate equally among all my children, share and share alike, the issue of any deceased child to take per stirpes and not per capita the share their parent would if living have been entitled to; and in the event of such distribution being made during the lifetime of my said‘wife then I direct that, the sum of Three thousand (3000) dollars be paid to her by my said children yearly and each year thereafter during her natural life.”

When this matter was here on a former appeal (Appell v. Appell, 177 App. Div. 570, 571), Mr. Justice Scott said:

The will of Jacob Appell gave all of his property to his executor and executrix in trust to collect and receive the rents, issues and profits of the real estate (of which he held many parcels) and the income of the personal property, and out of the net revenue to pay annuities to his widow and each of his children. Next they were to create out of said net income 1 a so-called sinking fund with which to pay off and discharge the mortgages and other incumbrances of or upon my real estate or to be used in the improvement of such property.’
“ After all the mortgages and incumbrances had been thus paid off the trustees were directed to divide the whole of the net income between testator’s widow and children.
That the provision for the accumulation of the income and its appropriation to paying off mortgages and incumbrances is invalid is clear and is not disputed. But it is equally clear that it may [107]*107and should be cut out, as so doing will not wholly defeat the intention of the testator. (Hascall v. King, 162 N. Y. 134.) By this means the trust provision for the benefit of the widow and children will be preserved, the only effect being that the beneficiaries will be entitled to receive the whole net income from the beginning.
“ A second objection urged by the appellants is that the whole trust provision is void because the term of the trust is not limited by a life or lives, but by a fixed period of time.
“ The provision of the will is that the corpus of the estate shall be divided between the testator’s children ' when my youngest child living at the time of my death shall arrive at the age of forty-five years.’ This necessarily fixes the end of the trust term, because when the corpus is divided and distributed the trust ipso facto comes to an end.”

The “ third ” clause of the will has been judicially construed, at least in part, for the decision in Appell v. Appell (supra) was necessarily based on a construction of part of such clause. That was an action in partition upon the theory that the 3d clause is invalid with the result that partition of real estate should be decreed. The court held that the clause was not invalid in its entirety and that the direction to hold the property in trust should be obeyed. The demurrer was sustained, it being decided that the partition suit was premature, that the plaintiff had no title to any of the real estate and had no capacity to sue.

In view of the clear statement of the opinion to the effect that upon the construction of the 3d clause of the will the action then before the court could not be maintained, the contention that no part of the will has been construed is untenable.

It is true that it was afterwards stated in Matter of Appell, No. 3 (199 App. Div. 585, 587) that the adjudication was solely to the effect that Jacob Appell did not die intestate as to this real property. That decision inquired a construction of a part of the will for a determination that the real estate passed to the children of the testator at the termination of the trust.

The proper method of disposing of this entire litigation was pointed out in the opinion in Matter of Appell, No. 3 (supra), where it was said: “The proper procedure is for the executor and executrix to make their final accounting and in the proceeding ask for a construction of the will. The decree to be entered therein may direct a disposition of any income accumulated under a void provision of the will.”

There is no construction necessary for the purpose of determining how the real property vests and no reason for coupling with alie[108]*108gations peculiar to a partition- action such allegations as are incorporated into a cause oí action for a construction of the will. As pointed out by Mr. Justice Page, the Surrogate’s Court is the proper • forum in which the executors may account, and, when they account, they may apply to have the will construed if they deem it advisable.

In Moore v. DeGroote (158 App. Div. 828), Mr. Justice Scott said:, “ The rule is of quite general application that when complete relief can be obtained in the Surrogate’s Court, the Supreme Court will refuse to take cognizance of an action, and that before it will do so facts must be set out in the complaint sufficient to show that adequate relief cannot be obtained except in the Supreme Court.”

In Ungrich v. Ball (152 App. Div., 824) Mr. Justice McLaughlin said: “ I am of the opinion that this action ought never to have been brought. The facts are not complicated nor are there any intricate questions .of law presented which justified the plaintiff in bringing an action in the Supreme Court, unless it be for the costs that might be awarded him. A settlement could have been had in the Surrogate’s Court with very little expense. As has been .stated many times, an executor, in order to obtain an accounting in the Supreme Court, must set forth special facts and circumstances showing that complete justice cannot be had in the Surrogate’s Court. (Matter of Smith, 120 App. Div. 199, and authorities there- cited.) Not a. single fact is stated showing, or tending to show, that the plaintiff’s accounts could not have been settled in the Surrogate’s Court, or that full and adequate relief of every description could not have there been given him. ” ■

In Tracy v. Coyle (121 Misc. 526) we find the following: “ The action is apparently based on-the-permissive-provision of section 205 of the Decedent Estate Law (formerly-'Code Civ. Pro. § 1866) which is limited to cases involving testamentary disposition of real property.

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Bluebook (online)
211 A.D. 105, 207 N.Y.S. 25, 1924 N.Y. App. Div. LEXIS 9893, Counsel Stack Legal Research, https://law.counselstack.com/opinion/evans-v-appell-nyappdiv-1924.