Estevez v. Matos

125 F.R.D. 28, 13 Fed. R. Serv. 3d 1313, 1989 U.S. Dist. LEXIS 3512, 1989 WL 29384
CourtDistrict Court, S.D. New York
DecidedJanuary 27, 1989
DocketNo. 87 Civ. 4390 (PNL)
StatusPublished
Cited by4 cases

This text of 125 F.R.D. 28 (Estevez v. Matos) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estevez v. Matos, 125 F.R.D. 28, 13 Fed. R. Serv. 3d 1313, 1989 U.S. Dist. LEXIS 3512, 1989 WL 29384 (S.D.N.Y. 1989).

Opinion

MEMORANDUM OPINION AND ORDER

BARBARA A. LEE, United States Magistrate.

This is a diversity action for personal injuries, seeking a multi-million dollar recovery for a fractured ankle sustained when plaintiff Cecilia Estevez slipped and fell on defendants’ property. The case is before me for all purposes, the parties having filed their consent to trial before a magistrate pursuant to 28 U.S.C. § 636(c). Discovery is complete except as directed by this order. For the reasons stated below, the parties are to exchange statements of the witness Miriam Martinez, and plaintiff Cecilia Estevez is to submit to X-ray examination by defendants’ physician.

BACKGROUND

The parties have submitted slightly different versions of facts to which they have supposedly stipulated, but it appears to be undisputed that Mrs. Estevez was injured on November 8, 1986, at the foot of an outside staircase leading to a basement apartment in defendants’ building; that there was a brick landing and a drainage hole at the foot of the stairs at the time of the accident; and that plaintiff injured her ankle and was removed by ambulance to the hospital. Although not stipulated, it appears undisputed that Ms. Estevez was nine months pregnant at the time of the accident; and that treatment of her injuries was in part postponed until after the birth of her child several days later. The exact nature of the injuries claimed is not clear from either the pleadings or plaintiffs’ proposed pretrial order.

Facts very much in dispute are whether the drainage hole was covered or uncovered, and if uncovered whether defendants had notice of the condition prior to the [30]*30accident. Some time after the accident, the parties obtained conflicting statements on that subject from Miriam Martinez, one of the occupants of the basement apartment near the site of the accident. The date of the statement obtained by plaintiffs’ attorney does not appear from the papers before me, but that statement apparently supports plaintiffs’ theory that the drainage hole was uncovered for a period of time before the accident. Defendants’ investigators got a different story from Ms. Martinez. In his affidavit in opposition to the instant motion, defendants’ attorney states that on February 2, 1988, he received two statements of Ms. Martinez, taken by his investigators. One “concerned the fact that Ms. Martinez never saw the drain hole uncovered”; the other “concem[ed] a solicitation attempt by Mrs. Estevez.”

The existence of the second statement, relating to possible subornation of perjury, was apparently first disclosed at a pretrial conference before Judge Daronco on February 4, prior to the parties’ consent to trial before a magistrate. After a heated dispute about whether Ms. Martinez’s statements were discoverable, defendants’ counsel submitted them, together with translations, to Judge Daronco for in camera inspection. Whether the statement taken by plaintiffs’ attorney was also submitted, or whether Judge Daronco in fact examined any of them before his death, does not appear of record. In any event, by the time the parties appeared before me for a pretrial conference on October 17, no statement of Miriam Martinez had been produced by either party for the other.1

Meanwhile, during the continuing argument about production of statements whose admissibility is doubtful, see Fed.R. Evid. 801(c) and (d), neither party had taken the deposition of Miriam Martinez and it was at best uncertain whether defendants intended to call her as a witness at trial.2 I directed that plaintiffs make reasonable efforts to take Ms. Martinez’s deposition before making any Rule 37 motion based on defendants’ refusal to produce her statements. Plaintiffs in fact deposed Ms. Martinez on November 10, 1988. She professed lack of knowledge or recollection in response to all material questions concerning her statement to defendants’ investigators, including whether she gave one statement or two; she could not even recall the name of the “friend” who was with her at the time she was interviewed. On the underlying issue of whether she was offered anything by plaintiff in exchange for her testimony, Ms. Martinez testified that she not offered [sic] me money____ She didn’t offer me money. She offered me furniture and that’s all”; that she did not know why the furniture was offered and understood it to mean “nothing”; and that “... she told me she would offer me furniture, but she didn’t say anything else, or what it was for or anything else, or what it was for or anything like that.” All of counsel’s efforts at follow-up questions to probe these assertions were stymied by responses of “I don’t know” and “I don’t remember.”

Plaintiffs now move, in part on the basis of Ms. Martinez’s deposition, for an order pursuant to Rule 37, Fed.R.Civ.P., precluding defendants from using either Ms. Martinez’s statement or her testimony at trial; or in the alternative directing production of her statement and a “continued deposition.”

Meanwhile, a separate dispute arose between the parties concerning plaintiffs’ X-rays, which appear to have been lost in the course of transmittal from plaintiffs’ treating physician to defendants’ expert. It appears undisputed that defendants’ messen[31]*31ger picked up two envelopes at the office of the treating physician on Friday, November 11; and that no X-rays were in the envelopes when they were opened at the office of defendants’ expert on Monday, November 14. The parties have submitted conflicting evidence on the issue of who was at fault. In any event, what is undisputed is that the lost X-rays were the only ones in existence relating to the injuries sued upon. Defendants accordingly move for an order requiring Mrs. Estevez to submit to new X-rays, pursuant to Rule 35, Fed.R.Civ.P., or in the alternative for an order precluding plaintiffs’ expert from testifying about findings based on the lost X-rays.

DISCUSSION

1. Plaintiffs’ Motion.

The discoverability of a witness’ statement is governed by Rule 26(b)(3), Fed.R. Civ.P., which provides in pertinent part that a party may obtain discovery of documents (other than discovery of experts)

prepared in anticipation of litigation or for trial by or for another party or by or for that other party’s representative (including the other party’s attorney, consultant, surety, indemnitor, insurer, or agent) only upon a showing that the party seeking discovery has substantial need of the materials in the preparation of the party’s case and that the party is unable without undue hardship to obtain the substantial equivalent of the materials by other means. In ordering discovery of such materials when the required showing has been made, the court shall protect against disclosure of the mental impressions, conclusions, opinions, or legal theories of an attorney or other representative of a party concerning the litigation.

There is no suggestion that the statements obtained by defendants from Ms. Martinez include any “mental impressions” or other material within the last sentence. On the contrary, the record makes clear that the statements are entirely factual.

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Cite This Page — Counsel Stack

Bluebook (online)
125 F.R.D. 28, 13 Fed. R. Serv. 3d 1313, 1989 U.S. Dist. LEXIS 3512, 1989 WL 29384, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estevez-v-matos-nysd-1989.