Esteves v. Esteves

680 A.2d 398, 1996 D.C. App. LEXIS 136, 1996 WL 385392
CourtDistrict of Columbia Court of Appeals
DecidedJuly 11, 1996
Docket95-FM-1033
StatusPublished
Cited by9 cases

This text of 680 A.2d 398 (Esteves v. Esteves) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Esteves v. Esteves, 680 A.2d 398, 1996 D.C. App. LEXIS 136, 1996 WL 385392 (D.C. 1996).

Opinion

REID, Associate Judge:

Appellant Maria Esteves appeals from decisions and orders of the trial court which (1) on the day of trial, allowed her counsel to withdraw from representing her with respect to a fraud complaint against her former husband, (2) denied her a continuance of the trial, and (3) imposed discovery and Rule 11 sanctions on her but not on her attorney. She also complains that the court violated her due process rights by not asking if she needed an interpreter. We affirm in part, and vacate and remand in part.

FACTUAL SUMMARY

Appellant Maria Esteves and appellee Antonio Esteves lived together as husband arid wife for approximately sixteen years. In early 1989 they separated, and Ms. Esteves was awarded an absolute divorce on June 18, 1990. The Separation and Property Settlement Agreement which the parties had executed was incorporated into the divorce decree. On May 20, 1994, Ms. Esteves filed a complaint to set aside a property settlement agreement on the basis of fraud. As a result of a trial court order, Ms. Esteves filed an amended complaint on October 3, 1994. The gravamen of Ms. Esteves’ complaint appears to be that Mr. Esteves did not reveal all of his assets prior to the execution of their settlement agreement, as evidenced by his cash payment of one-hundred thousand dollars as a downpayment on the purchase of a house in April 1991 and his alleged gift to a girlfriend of forty-eight thousand dollars. Mr. Esteves, a contractor, denied the allegations.

*401 On January 30, 1995, at a pre-trial conference, the parties were informed that trial was scheduled for April 13, 1995. On April 4, 1995, Ms. Esteves alerted Mr. Esteves to plans to take his deposition, and issued a deposition notice to Mr. Esteves on April 6, 1995, requesting that he appear for deposition before April 13. In response, Mr. Es-teves moved for a protective order to avoid a deposition on the eve of trial. Ms. Esteves then moved for a continuance so that she could take Mr. Esteves’ deposition.

On April 13, 1995, the trial judge engaged in an extensive on the record discussion with counsel after concluding that Ms. Esteves was not ready to proceed to trial. Among the topics addressed were (1) Ms. Esteves’ need for discovery and the potential consequences of her violation of discovery rules; (2) the protective order requested by Mr. Esteves; and (3) the nature of Ms. Es-teves’ amended, complaint. During the discussion, Ms. Esteves’ counsel stated in part:

I am trying to overturn a settlement agreement that the parties entered into. Your Honor, I don’t think I give up anything in my case to say it’s an uphill battle to win such a case_ I clearly survived motions to dismiss, but I don’t have the strongest ease. And there were discussions about a settlement offer to be made to my client along a more nominal type of settlement offer to be made.[ 1 ]

In granting Ms. Esteves’ motion for continuance the trial judge stated, inter alia:

I think the case cannot be tried today because I think the plaintiff does not have the kind of evidence that he believes, or she believes, would persuade the finder of fact to rule in their favor without knowing more_ It is at best unwise to go forward with trial without a deposition of the defendant_ Because with fraud ... there is an element of intent, scienter. And while any party in any case, criminal or civil, can prove scienter circumstantially, it’s easier to prove it through the party’s own words.

The trial judge issued an order dated April 25,1995, in which he confirmed the grant of a continuance, but also clearly stated that Ms. Esteves had violated the discovery rules by waiting too long to notice Mr. Esteves’ deposition:

The Court finds that Plaintiff is not ready to go to trial without the information sought in her Notice of Deposition of April 6,1995 and it would be unwise for Plaintiff to go forward without Defendant’s deposition. However, it was inappropriate to wait until April 6,1995 to serve her Notice of Deposition in consideration of the fact that the parties were before this [Cjourt on January 30, 1995 for a status conference, and with a trial date scheduled for April 13, 1995.... The Court further finds that there exists a discovery violation by Plaintiff in her untimely notice of deposition. ...

Accordingly, the trial judge, inter alia, (1) ordered Ms. Esteves to pay to Mr. Esteves costs and fees relating to his opposition to the notice of deposition and request for a continuance and to defense counsel’s appearance and preparation for the April 13, 1995, trial; (2) ruled that if Mr. Esteves prevailed on the merits of Ms. Esteves’ claim he would be entitled to receive additional costs and fees; and (3) set a new trial date of June 13, 1995.

*402 On June 13, 1995, when the parties appeared for trial, Ms. Esteves’ counsel announced that he had a motion to withdraw as counsel. The motion had not been duly filed but was dated June 9,1995. Attached to the motion was a consent to withdraw document signed by Ms. Esteves. On the consent form, Ms. Esteves states, inter alia, that (1) she was advised in May 1995 that counsel would withdraw; (2) she received the written notice of withdrawal on June 9,1995; and (3) she understood that the trial was scheduled to proceed on June 13,1995. The trial judge accepted the motion to withdraw for filing. Ms. Esteves raised no objection to the withdrawal of her counsel, but asked for a continuance. There was no explicit oral discussion regarding the “irreconcilable differences” between Ms. Esteves and her counsel. Nor did Ms. Esteves mention any efforts to find new counsel. After being reminded of his April 13,1995, discussion with the parties, the trial judge granted the motion to withdraw. In response to the trial judge’s question concerning whether Mr. Esteves’ deposition had taken place, counsel for Mr. Esteves stated: “No. Absolutely no discovery went forward.” The trial judge further indicated that his consent to Mr. Kaufman’s withdrawal was conditioned on no further continuance of the trial. He also expressed the view that the case should be dismissed for want of prosecution. The trial judge then refreshed his recollection as to the merits of the case and said: “I now remember it.... I will deny the motion for a continuance.” In addition, he once again granted Mr. Kaufman’s motion to withdraw as Ms. Esteves’ attorney.

At that point, Mr. Kaufman stated: ,cYour Honor, on behalf of my client, I’m not necessarily certain she understands the complexities of all the issues involved here.” The trial judge responded: “I’m quite sure she doesn’t.” The trial judge went on to remind Mr. Kaufman of the discussion at the April 1995 proceeding regarding both the need for taking the deposition of Mr. Esteves before trial, and the risk that Ms. Esteves’ loss would result in “somebody’s” payment of Mr. Esteves’ legal fees. Mr. Kaufman commented that Ms. Esteves did not comprehend the risk of somebody having to pay the attorney’s fees and that was “in large part the reason for [his] withdrawal in this matter.”

After Mr. Kaufman left the courtroom, the trial judge asked Ms.

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Bluebook (online)
680 A.2d 398, 1996 D.C. App. LEXIS 136, 1996 WL 385392, Counsel Stack Legal Research, https://law.counselstack.com/opinion/esteves-v-esteves-dc-1996.