Ested v. Lee

CourtDistrict Court, E.D. New York
DecidedSeptember 6, 2019
Docket1:16-cv-07008
StatusUnknown

This text of Ested v. Lee (Ested v. Lee) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ested v. Lee, (E.D.N.Y. 2019).

Opinion

FILED us IN CLERK'S OFFICE UNITED STATES DISTRICT COURT CE SEAT EON EASTERN DISTRICT OF NEW YORK * SEP G 209 x eeae tees pea trace mae ROGER ESTED, : BROOKLYN OFFICE Petitioner, ; >: MEMORANDUM - against - _ DECISION AND ORDER

Respondent. saraerescencna cra reneionris aart mone anecaiecer merece EE ANN M. DONNELLY, United States District Judge. The pro se petitioner, currently incarcerated at Eastern New York Correctional Facility, petitions for a writ of habeas corpus pursuant to 28 U.S.C. Section 2254. On August 4, 2011, the petitioner was convicted after a jury trial of Attempted Murder in the Second Degree (N.Y. Penal Law §§ 110.00/125.25[1]), Assault in the Second Degree (N.Y. Penal Law § 120.05[02]), Criminal Possession of a Weapon in the Second Degree, (N.Y. Penal Law § 265.03[1][b]), and Criminal Possession of a Weapon in the Fourth Degree (N.Y. Penal Law § 265.01[1]). On August 31, 2011, the court sentenced the petitioner to a determinate prison term totaling 24 years, with five years’ post-release supervision. The petitioner claims that he was deprived of his right to represent himself and that his sentence was excessive. (ECF No. | at 6, 8.) The petitioner also claims that the court violated his right to be free from double jeopardy. (/d. at 5.) For the reasons that follow, the petition is denied. FACTUAL BACKGROUND I. Overview On January 15, 2008, shortly before 11:30 p.m., the petitioner shot his former girlfriend, Shellianne Bowens, multiple times in the presence of her five-year-old daughter. The petitioner was charged with Attempted Murder in the Second Degree, and related charges.

II. Mistrial The petitioner’s first trial began before the Honorable Joseph J. McKay on May 18, 2010. On the fourth day of trial, the petitioner’s attorney, Julie Clarke', moved for a mistrial because her mother had died that morning. (ECF No. 10-1, T1: 2:4-15.)° Ms. Clarke told the court that the petitioner understood that she was in “no condition to proceed with [the] trial,” and consented to the motion for mistrial. (/d.) The court and the parties agreed that Ms. Clarke’s emotional state and funeral obligations would make it a “practical impossibility” to continue the trial. (/d. at 3.} Judge McKay confirmed that Ms. Clarke would not be available for “at least a week,” that there was no way to “ask the jury to come back in a week and a half,” and that the petitioner, who was present in court, “under[stood] and consent[ed]” to the mistrial. (Id. at 3:8-20.) Judge McKay considered the question of double jeopardy, citing a case in which jeopardy had attached, but which was “just drastically different from our case,” because “the trial judge there did not get the consent or even consult defense when he declared a mistrial based on a death in the family.” (/d. at 5:3-9.) The petitioner, in contrast, consented, so the court declared a mistrial. (/d. at 6:3-4.) The court subsequently relieved Ms. Clarke because of a breakdown in communications and appointed Douglas Appel, who was relieved when he also had a breakdown in communications with the petitioner. (/d.) The court appointed a fourth attorney, Robert Nicholson, who represented the petitioner at his second trial.

' Ms. Clarke, appointed by the court, was the petitioner’s second attorney. (ECF No. 10-1, H1: 41:8- 42:24.) The petitioner’s family retained his first lawyer. (/d.) 2 Numbers in parentheses preceded by “T1:” refer to the trial transcript dated May 21, 2010, those preceded by “H1:” refer to the hearing transcript dated July 25, 2011, those preceded by “H2:” refer to the hearing transcript dated July 26, 2011, and those preceded by “H3:” refer to the hearing transcript dated July 27, 2011.

Il. Pro Se Determination a. July 25 Hearing On July 25, 2010, immediately before jury selection was to begin in the petitioner’s trial before the Honorable John Ingram, Mr. Nicholson informed the court that the petitioner “has suddenly requested that he be allowed to be a pro se in this[.]” (/d. at 3:3-6.) The court explained to the petitioner that he had the constitutional right to represent himself if his decision was knowing, voluntary, intelligent, and unequivocal. (/d. at 7:4-11.) The court conducted a detailed colloquy with the petitioner about his education, psychiatric and criminal history, and general background, establishing that the petitioner did not finish high school, had never represented himself, and had a basic understanding of the charges against him, but little knowledge of criminal law or procedure. (/d. at 9-11, 17-25.) Judge Ingram asked the petitioner why he wanted to represent himself “and not be represented by Mr. Nicholson.” (/d. at 29:25-30:1.) The petitioner responded with a series of

complaints about his lawyer, who he claimed had met with him only a few times and had not returned his calls. (/d. at 30:2-25.) Judge Ingram gave the petitioner two alternatives: “You want me to go forward with this hearing on letting you go pro se and we’ll conclude the hearing sometime this afternoon, I will make a decision whether you are fit to go by yourself, or do you want me to stop this right now and hear your application for a new lawyer?” (/d. at 34:19-35:1.) The petitioner responded, “Yes, I would like to hear my application for a new lawyer.” (Id. at 35:2-3.) Judge Ingram conducted a detailed inquiry, and ultimately denied the petitioner’s request for a new lawyer. (id. at 59-65, 68:20-69:2.) The judge noted that the petitioner was on his fourth lawyer, that the request was made on the eve of trial with a jury panel waiting, and that Mr. Nicholson was an experienced and competent lawyer. (/d.) Judge Ingram also concluded

that the petitioner’s request to proceed pro se arose out of his dissatisfaction with his attorney and that what the petitioner really wanted was another lawyer. (/d. at 59:7-24.) Under these circumstances, Judge Ingram concluded that the petitioner’s request to represent himself was not unequivocal. (/d. at 59, 69:3-7.) The issue came up again the next day, July 26", when Judge Ingram asked whether the petitioner “agree[d] to go forward with Mr. Nicholson as [his] attorney.” (ECF No. 10-1, H2: 9:2-4.) The petitioner answered that he did not wish to have Mr. Nicholson, and that he wanted to represent himself because he felt that he was “much more familiar with the case” than counsel. (id. at 9:7-17.) The judge conducted another detailed colloquy during which he advised the petitioner of the many pitfalls of self-representation. (/d. at 10-20.) Judge Ingram reminded the petitioner of the number of witnesses against him, the experience of his adversaries, and the fact that any legal advisor would be permitted only to sit “in the front row,” not at the petitioner’s side. (/d.) The petitioner asked for an additional day to think about what he wanted to do and to talk with Mr. Nicholson, which the judge granted. (/d. at 17:16-18, 23:15-17.) b. July 27 Hearing The next day, July 27", Judge Ingram asked the petitioner about his decision: THE COURT: ...I gave you all the instructions regarding pro se. I believe you told me that you wanted to think about it until this morning. And you had also indicated previously that the reason why you were asking to go pro se was because you weren’t satisfied with your assigned counsel, Mr. Nicholson. I have heard from Mr. Nicholson, I have discussed in open court with you present and of course with the People. It does seem that Mr.

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Bluebook (online)
Ested v. Lee, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ested-v-lee-nyed-2019.