Estate of Sarabia

221 Cal. App. 3d 599, 270 Cal. Rptr. 560
CourtCalifornia Court of Appeal
DecidedJune 21, 1990
DocketA045376
StatusPublished
Cited by29 cases

This text of 221 Cal. App. 3d 599 (Estate of Sarabia) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Sarabia, 221 Cal. App. 3d 599, 270 Cal. Rptr. 560 (Cal. Ct. App. 1990).

Opinion

221 Cal.App.3d 599 (1990)
270 Cal. Rptr. 560

Estate of GUILLERMO SARABIA, Deceased.
FREDERICK WINSTON, Contestant and Appellant,
v.
LEONARD C. GIBBS, Claimant and Respondent.

Docket No. A045376.

Court of Appeals of California, First District, Division Four.

June 21, 1990.

*602 COUNSEL

Carr & Mussman, William E. Mussman and William E. Mussman III for Contestant and Appellant.

Carr, Smulyan & Hartman, George M. Carr and Yale H. Smulyan for Claimant and Respondent.

OPINION

POCHE, J.

(1a) The law of California allows a will to be refused admission to probate if it is the product of undue influence exercised by a *603 beneficiary under the will. A person contesting a will on this ground is aided by a presumption of undue influence if the contestant produces evidence that the beneficiary (1) had a confidential relationship with the decedent (2) was active in procuring the will and (3) "unduly" profited from it. The issue presented on this appeal by a losing contestant is whether the probate court erred in not instructing the jury that the concept of undue profit has a purely quantitative definition. In light of its radical departure from existing precedent and practices governing will contests, we reject this contention and affirm.

BACKGROUND

Decedent Guillermo Sarabia (also known as William Winston) was a professional opera singer who spent almost all of his adult life living and working in Europe. Beginning in 1978 decedent lived first in Germany and then in the Netherlands with Leonard C. Gibbs, who acted as the paid manager/agent for most of decedent's financial affairs and took care of running their household. Decedent died of a heart attack in Amsterdam in September of 1985 leaving an estate estimated at approximately $500,000, almost all of which was his share of his recently deceased mother's estate.[1] Gibbs was the sole beneficiary of a will allegedly executed by decedent in Amsterdam in June of 1984. Gibbs filed a petition asking that the will be admitted to probate and that he be authorized to administer the estate.

The decedent's closest living relative was his brother Frederick Winston (also known as Frederick Sarabia).[2] He filed a contest of the will on the ground that it was the product of Gibbs undue influence over decedent.[3] Upon request of both parties a jury was empaneled[4] and heard testimony for six days.

Before the jury commenced its deliberations, the probate court instructed it with BAJI No. 12.17 as follows: "If you find that a confidential relationship existed between the decedent and Leonard Gibbs, that Leonard Gibbs *604 was active in obtaining the will and unduly profited from it, you will find that the will was obtained by the undue influence of Leonard Gibbs unless he establishes by a preponderance of the evidence that the will was not the result of undue influence." The jury thereafter sent a note to the court requesting that it "Please elaborate on the word `unduly' as best you can." Over Winston's objection, the court instructed the jury that "generally it is something that's unwarranted, excessive, inappropriate, unjustifiable or improper."

Nineteen minutes later the jury returned its special verdict with interrogatories. The jury unanimously found that although Gibbs "was in a confidential relationship with decedent," and "was active in procuring the will," he was not "unduly benefited [sic] under the will." Winston filed a timely notice of appeal from the ensuing judgment.[5]

REVIEW

(2) As a general proposition, California law allows a testator to dispose of property as he or she sees fit without regard to whether the dispositions specified are appropriate or fair. (See Estate of Fritschi (1963) 60 Cal.2d 367, 373 [33 Cal. Rptr. 264, 384 P.2d 656]; Kelly v. McCarthy (1936) 6 Cal.2d 347, 352 [57 P.2d 118]; Jacobs v. Gerecht (1970) 6 Cal. App.3d 808, 811 [86 Cal. Rptr. 217]; see also BAJI No. 12.02.) (3) Testamentary competence is presumed. (See Estate of Fritschi, supra, at p. 372; Estate of Goetz (1967) 253 Cal. App.2d 107, 112-113 [61 Cal. Rptr. 181].)

This presumption can be overcome if it is shown that the testator was affected by undue influence, a concept with a very definite meaning. "Illustrative expressions of the courts demonstrate the stringency with which they protect the testamentary disposition against the attack of undue influence. Thus such influence must `destroy the testator's free agency and substitute for his own another person's will.' [Citation.] `Evidence must be produced that pressure was brought to bear directly upon the testamentary act.... [The influence] must amount to coercion destroying free agency on the part of the testator.' [Citations.] `[T]he circumstances must be inconsistent with voluntary action on the part of the testator' [citation]; and `[the] mere opportunity to influence the mind of the testator, even coupled with *605 an interest or a motive to do so, is not sufficient.'" (Estate of Fritschi, supra, 60 Cal.2d 367 at pp. 373-374 [original italics].) Undue influence, then, is the legal condemnation of a situation in which extraordinary and abnormal pressure subverts independent free will and diverts it from its natural course in accordance with the dictates of another person. (See Estate of Baker (1982) 131 Cal. App.3d 471, 480, 486 [182 Cal. Rptr. 550]; Estate of Truckenmiller (1979) 97 Cal. App.3d 326, 334 [158 Cal. Rptr. 699]; Estate of Franco (1975) 50 Cal. App.3d 374, 382 [122 Cal. Rptr. 661, 123 Cal. Rptr. 458].) It is akin to fraud. (See Estate of Garibaldi (1961) 57 Cal.2d 108, 114 [17 Cal. Rptr. 623, 367 P.2d 39].)

(1b) The presumption in favor of a will may be neutralized by a presumption that undue influence was brought to bear on the testator. The presumption of undue influence arises only if all of the following elements are shown: (1) the existence of a confidential relationship between the testator and the person alleged to have exerted undue influence; (2) active participation by such person in the actual preparation or execution of the will, such conduct not being of a merely incidental nature; and (3) undue profit accruing to that person by virtue of the will. If this presumption is activated, it shifts to the proponent of the will the burden of producing proof by a preponderance of evidence that the will was not procured by undue influence. It is for the trier of fact to determine whether the presumption will apply and whether the burden of rebutting it has been satisfied. (See e.g., Estate of Lingenfelter (1952) 38 Cal.2d 571, 585 [241 P.2d 990]; Estate of Baker, supra, 131 Cal. App.3d 471 at pp. 480, 483; Estate of Clegg (1978) 87 Cal. App.3d 594, 602 [151 Cal. Rptr. 158]; Estate of Gelonese (1974) 36 Cal. App.3d 854, 861-863 [111 Cal. Rptr. 833]; Estate of Evans (1969) 274 Cal. App.2d 203, 211-212 [79 Cal. Rptr. 1].)

(4) The jury's verdict leaves no doubt that the first and second elements needed to activate the presumption of undue influence were established.

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Bluebook (online)
221 Cal. App. 3d 599, 270 Cal. Rptr. 560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-sarabia-calctapp-1990.