Estate of Rowell v. Walker Baptist Medical Center

290 F.R.D. 549, 84 Fed. R. Serv. 3d 807, 2013 WL 360300, 2013 U.S. Dist. LEXIS 12189
CourtDistrict Court, N.D. Alabama
DecidedJanuary 30, 2013
DocketCivil Action No. 5:11-CV-3439-RRA
StatusPublished
Cited by4 cases

This text of 290 F.R.D. 549 (Estate of Rowell v. Walker Baptist Medical Center) is published on Counsel Stack Legal Research, covering District Court, N.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Rowell v. Walker Baptist Medical Center, 290 F.R.D. 549, 84 Fed. R. Serv. 3d 807, 2013 WL 360300, 2013 U.S. Dist. LEXIS 12189 (N.D. Ala. 2013).

Opinion

MEMORANDUM OPINION AND ORDER

C. LYNWOOD SMITH, JR., District Judge.

This is an action “to vindicate the constitutional rights of ... Vincent L. Ro[551]*551well,” who died in the Walker County Jail on October 6, 2009, allegedly as a result of injuries received in the custody of law enforcement officers.1 Plaintiffs are Linda Rowell and Victor Pickett, the parents of the decedent, and Horacia Pickett, the personal representative of his estate. Their amended complaint asserts federal constitutional claims under 42 U.S.C. § 1983 against several municipal, county, and state law enforcement officers for violation of Mr. Rowell’s Fourth Amendment rights to be free from unreasonable seizures and excessive force, and his Eighth Amendment right to be protected from cruel and unusual punishment.2 Plaintiffs also assert supplemental state-law claims under 28 U.S.C. § 1367(a) for negligence, wantonness, and wrongful death.3

The action was commenced on September 22, 2011, and the original complaint alleged that “Heracio Pickett, Cousin, is the personal representative of his estate, which is pending in the Probate Court of Jefferson County, Alabama, Case No. (Pending). He sues in that capacity.”4 In fact, a petition for letters of administration of the Estate of Vincent L. Rowell, deceased, had not then been filed with the Probate Judge of Jefferson County, and Horacia Pickett was not appointed personal representative of the Estate until September 26, 2011: that is, four days after this action was commenced;5 and, nine days before plaintiffs’ amended complaint was filed on October 5,2011.6

Further, plaintiffs’ amended complaint was docketed only one day prior to the expiration of the applicable statute of limitations. See Ala.Code § 6-5-410(d) (1975) (prescribing that wrongful death actions “must be commenced within two years from and after the death of the testator or intestate”).

The Magistrate Judge to whom this action was assigned concluded, on the basis of the foregoing facts, that plaintiffs lacked “standing” on the date the action was filed and, therefore, that this court did not possess subject matter jurisdiction.7 Upon receiving the Magistrate Judge’s report recommending the dismissal of all claims, this court reviewed the entire file and reached an independent conclusion sustaining plaintiffs’ objections to the Magistrate’s report [552]*552and recommendation.8

The case now is before this court a second time, on defendants’ motions to reconsider the opinion rejecting the Magistrate Judge’s recommendation to dismiss this action for lack of “standing.”9

I. ISSUES FOR RECONSIDERATION

When rejecting the Magistrate Judge’s report and recommendation, this court relied on the decision of the Eleventh Circuit Court of Appeals in Hess v. Eddy, 689 F.2d 977 (11th Cir.1982), abrogated on other grounds by Wilson v. Garcia, 471 U.S. 261, 105 S.Ct. 1938, 85 L.Ed.2d 254 (1985). The facts of the Hess ease were materially similar to the facts of the present case, with one significant difference. In Hess, the real party in interest—the duly appointed personal representative of the decedent’s estate—was not added as a plaintiff to the action until after the expiration of the applicable statute of limitations. In contrast, in the present case, the plaintiffs filed an amended complaint adding the personal representative of the decedent’s estate the day before the expiration of the statute of limitations.

On the date that the Hess opinion was entered, the relevant portion of Federal Rule of Civil Procedure 17(a) provided that:

No action shall be dismissed on the ground that it is not prosecuted in the name of the real party in interest until a reasonable time has been allowed after objection for ratification of commencement of the action by, or joinder or substitution ch. the real party in interest; and such ratification, joinder, or substitution shall have the same effect as if the action had been commenced in the name of the real party in interest.

Fed.R.Civ.P. 17(a).10 The Hess panel held that the “plain language” of Rule 17(a)

clearly provides that when an action is brought by someone other than the real party in interest within the limitations period, and the real party in interest joins or ratifies the action after the limitations period has run, the amendment or ratification relates back to the time suit was originally filed and the action need not be dismissed as time barred.

Hess, 689 F.2d at 980 (emphasis supplied). The Hess panel emphasized that its interpretation of the language of Rule 17(a) was consistent with Supreme Court precedent,11 [553]*553the Advisory Committee Notes to the 1966 amendments to Rule 17,12 the commentary in trusted treatises,13 and the decisions of most of the courts that had considered the issue.14 Id. at 980-81. Based upon those considerations, the Hess panel held that

Rule 17(a) sets forth a rule of procedure that is to be applied in the federal courts. The Rule provides that when an action is brought by someone other than the real party in interest, the suit need not be dismissed if the real party in interest subsequently joins or ratifies the action. The Rule further provides that such subsequent joinder or ratification by the real party in interest relates back to the time the suit was first filed. If the initial filing came within the applicable limitations period, the suit is not time barred. Most importantly, the Rule is to be applied even where the courts of the forum state have rejected the “relation back” doctrine. For this reason, we must conclude that the district court erred in applying Alabama law on the question of whether the doctrine of “relation back” would apply in this case. This is a federal civil rights action, brought in a federal court, and it is the Federal Rules of Civil Procedure that must apply.

Hess, 689 F.2d at 981. Accordingly, the Hess panel held that the claims in that case were not time-barred, because the administratrix had been properly substituted as the real party in interest in accordance with Rule 17(a). Id. at 982.

Based upon the holding in Hess, this court’s prior opinion reasoned that the question of whether plaintiffs’ amended complaint

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Cite This Page — Counsel Stack

Bluebook (online)
290 F.R.D. 549, 84 Fed. R. Serv. 3d 807, 2013 WL 360300, 2013 U.S. Dist. LEXIS 12189, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-rowell-v-walker-baptist-medical-center-alnd-2013.