Ernest Thomas v. Richard L. Dugger, Robert A. Butterworth, Attorney General, State of Florida, Nos. 84-5348, 86-5416

846 F.2d 669
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 7, 1988
Docket669
StatusPublished
Cited by8 cases

This text of 846 F.2d 669 (Ernest Thomas v. Richard L. Dugger, Robert A. Butterworth, Attorney General, State of Florida, Nos. 84-5348, 86-5416) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ernest Thomas v. Richard L. Dugger, Robert A. Butterworth, Attorney General, State of Florida, Nos. 84-5348, 86-5416, 846 F.2d 669 (11th Cir. 1988).

Opinions

PER CURIAM:

Ernest Thomas, a Florida state prisoner, is serving a life sentence imposed after a bargained plea of guilty to first-degree murder. He appeals the district court’s denial of his 28 U.S.C.A. § 2254 petition for a writ of habeas corpus which challenged the voluntariness of his guilty plea, tendered with retained counsel, to the state trial court on March 26, 1973. We affirm.

This consolidated appeal comes before the Court after a remand to the district court, on request of the State, to make factual findings and conclusions of law on the issue of laches and, if necessary, on the merits of Thomas’ claims.1 On remand, the district court, adopting the Magistrate’s Report and Recommendation entered after an evidentiary hearing, held that laches barred Thomas’ claim that because of his use of psychotropic medications, his plea was drug-induced. The court also held that [671]*671the record refuted Thomas' claim that his plea was coerced by counsel's alleged promise of an early parole. The denial of relief on these grounds is the subject of the appeal in Case No. 84-5348.

The appeal in Case No. 86-5416 involves the district court's disposition of two issues concerning the voluntariness of Thomas' plea which surfaced initially in the eviden-tiary hearing held on the remand from this Court. The first issue, concerning the neutrality of the trial judge, arose after Thomas' mother and sister testified that during the March 1973 plea colloquy, the state trial judge remarked to the effect that: "[ut is just too bad that the death penalty isn't in now, because I'd like to give you the electric chair." The second issue, after Thomas' trial attorney testified, arose concerning whether Thomas agreed to a plea of guilty only to second-degree murder and not to first-degree murder. The district court dismissed the former claim without prejudice because of lack of exhaustion, and did not directly address the latter claim.

Case No. 84-5348

Drug-Induced Plea

Rule 9(a) of the Rules Governing Section 2254 Cases provides that a petition may be dismissed if delay in the filing has prejudiced the ability of the State to respond, unless the petition is based on grounds of which petitioner would not, after due diligence, have had knowledge.2 This Rule, which is based on the equitable doctrine of laches, permits dismissal of a petition upon a showing that: (1) the State has been prejudiced in its ability to respond to the petition; (2) this prejudice resulted from the petitioner's delay; and (3) the petitioner has not acted with reasonable diligence as a matter of law. McDonnell v. Estelle, 666 F.2d 246, 253 (5th Cir.1982), cited with approval in Hill v. Linahan, 697 F.2d 1032, 1034 (11th Cir.1983).

Rule 9(a) does not bar a petition based simply on delay. The Rule requires a particularized showing of prejudice by the State. Hill, 697 F.2d at 1035. It was the lack of such a showing that caused this case to be remanded previously.

The State made such a showing on remand. The guilty plea was entered on March 26, 1973. Thomas' first collateral attack was filed in state court on June 24, 1980. The petition for federal habeas corpus relief was filed on November 5, 198L3

Thomas claims that his guilty plea was involuntary because he was under [672]*672medication prescribed and administered by medical personnel in the Dade County Jail at the time his plea was entered. According to Thomas, he slipped samples of the drugs to his mother when he was in jail and she had them identified by a doctor as Etrafon and Darvon. During the evidentia-ry hearing before the Magistrate, Thomas’ expert testified that these drugs would render an individual incompetent to enter a plea.

At the evidentiary hearing, the parties stipulated that Thomas’ medical records from the Dade County Jail were unavailable. These records, which presumably would have been available had Thomas brought his claim earlier, would appear critical to the State’s ability to defend against Thomas’ claim. Without these records, the only evidence of the type of drugs taken by Thomas is the testimony of Thomas’ mother. There is absolutely no evidence as to the dosage and frequency of the drugs Thomas was taking and no evidence of how Thomas reacted to these drugs. The absence of this critical data renders impossible effective cross-examination by the State of Thomas, his family and his expert. By showing that Thomas’ medical records have been lost or destroyed with the passage of time, the State has demonstrated prejudice sufficient to invoke the dismissal permitted by Rule 9(a).

Promise of Early Parole

The district court denied habeas corpus relief on Thomas’ claim that his guilty plea was coerced because it was induced by trial counsel’s promise of an early parole. At the plea proceeding, the prisoner stated that he had not been promised anything in return for his plea of guilty, and that he understood he was receiving a sentence of life imprisonment. At the evidentiary hearing before the Magistrate, Thomas’ trial counsel testified that he would never promise a client when he would get out of prison on parole. He then said:

The only thing, in fairness to the defendant, I would tell him, and may have told Mr. Thomas, as a matter of fact, is that from my experience, if a person were to maintain good behavior in prison and show a positive reaction to the prison system, such as being involved in church affairs and classes, and things such as that, that I have known persons to have been paroled in as ‘little’ as seven years on a life sentence.
But I couldn’t guarantee that would be done in his case. It would [be dependent] upon his own behavior, over which I had no control.

Thus, the district court correctly held that the evidence does not support Thomas’ contention that his guilty plea was coerced on a guarantee of early parole.

Case No. 86-5416

Plea Colloquy

Thomas contends that the state trial judge’s remark during the March 26, 1973 plea colloquy that she would give Thomas the electric chair if the death penalty were available demonstrates the .involuntariness of his plea because the judge had predetermined his guilt. After this claim emerged on remand, Thomas moved to abate the [673]*673federal proceedings while he exhausted the claim in state court. The district court refused to abate the case and instead dismissed it without prejudice.

The district court properly handled the plea colloquy claim. As the court observed, this claim was distinct from the questions presented on limited remand. The law is settled that a district court should not assert jurisdiction over matters that are without the scope of a mandate. See Litman v. Massachusetts Mutual Life Insurance Co., 825 F.2d 1506 (11th Cir. 1987) (in banc), cert. denied, - U.S. -, 108 S.Ct. 700, 98 L.Ed.2d 652 (1988).

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Bluebook (online)
846 F.2d 669, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ernest-thomas-v-richard-l-dugger-robert-a-butterworth-attorney-ca11-1988.