Erisco Industries, Inc. v. Workers' Compensation Appeal Board

955 A.2d 1065, 2008 Pa. Commw. LEXIS 389, 2008 WL 4057911
CourtCommonwealth Court of Pennsylvania
DecidedSeptember 3, 2008
Docket657 C.D. 2008
StatusPublished
Cited by5 cases

This text of 955 A.2d 1065 (Erisco Industries, Inc. v. Workers' Compensation Appeal Board) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Erisco Industries, Inc. v. Workers' Compensation Appeal Board, 955 A.2d 1065, 2008 Pa. Commw. LEXIS 389, 2008 WL 4057911 (Pa. Ct. App. 2008).

Opinion

OPINION BY

President Judge LEADBETTER.

Erisco Industries, Inc. (Employer) petitions for review of the order of the Workers’ Compensation Appeal Board (Board) that reversed the decision of the Workers’ Compensation Judge (WCJ), suspending the total disability benefits of George Lu-vine (Claimant). Employer challenges the Board’s determination, which was based upon the doctrine of collateral estoppel. In a prior claim petition proceeding, this Court held that Employer failed to establish the required chain of custody for Claimant’s drug test sample to support its affirmative defense that Claimant’s disability was caused by his use of drugs, not by his work injury. In the suspension case now before us, the Board held that Employer was barred from relying upon the same drug test in support of its contention that Claimant’s pre-injury job was available but for Claimant’s termination for illegal drug use.

On February 18, 1997, Claimant sustained a left knee injury (left tibial plateau fracture) in the course of his employment with Employer as a machine operator. He also suffered amputations of two fingers on the right hand and one finger on the left hand from the same work incident. After the injury, Claimant underwent a drug test pursuant to Employer’s policy. Based on positive test results for cocaine and marijuana, Employer terminated Claimant’s employment and issued a notice of compensation denial, asserting that Claimant did not sustain the injury within the scope of his employment. Claimant filed a claim petition, which was denied by the WCJ *1067 under Section 801(a) of the Workers’ Compensation Act (Act), Act of June 2, 1915, P.L. 736, as amended, 77 P.S. § 431, which provides in relevant part: “[N]o compensation shall be paid when the injury or death is intentionally self inflicted, or is caused by the employe’s violation of law, including, but not limited to, the illegal use of drugs, but the burden of proof of such fact shall be upon the employer....” The Board affirmed the WCJ’s decision.

This Court reversed the Board’s decision on appeal. 1 The Court concluded that Employer failed to independently establish the required chain of custody for Claimant’s urine sample and that the WCJ’s denial of the claim petition, therefore, was not supported by substantial evidence. See Franks v. Workmen’s Comp. Appeal Bd. (SEPTA), 148 Pa.Cmwlth.25, 613 A.2d 36 (1991) (to establish an affirmative defense under Section 301(a) of the Act, an employer must demonstrate a causal connection between a claimant’s violation of law and his or her injuries); Worthington v. Dep’t of Agriculture State Horse Racing Comm’n, 100 Pa.Cmwlth. 183, 514 A.2d 311 (1986) (where a drug test sample is not taken by the laboratory that prepared the test report, the chain of custody of the test sample must be independently proven before the report may be admitted). The Court noted that Employer’s medical witness relied solely on the drug test results to conclude that Claimant’s use of drugs caused his injury. However, the director of the laboratory that performed the drug test admitted that he had no knowledge of the chain of custody prior to the laboratory’s receipt of Claimant’s urine sample. Further, the individual who collected Claimant’s test sample did not testify, and no evidence was presented to verify that the signature on the toxicology requisition form was Claimant’s. As a result, Claimant received total disability benefits. The Supreme Court denied Employer’s petition for allowance of appeal.

In March 2004, Employer filed the underlying petition to suspend Claimant’s benefits as of February 26, 2004. It alleged that Claimant had been released to full-time, heavy-duty work, which would allow him to perform his pre-injury job and that his pre-injury job would be available to him but for his termination for criminal conduct and his violation of Employer’s policy. Claimant argued in his answer that Employer was collaterally es-topped from asserting that he was discharged for criminal conduct or violating Employer’s policy. Employer later amended the petition to include a request to terminate Claimant’s benefits for his left knee injury. Employer also filed a petition to modify benefits as of March 24, 2005, based on available employment opportunities within Claimant’s vocational and physical capabilities.

To support the petitions, Employer presented the deposition testimony of Richard T. Kozakiewicz, M.D., board-certified in physical and electrodiagnostic medicine and rehabilitation, who performed an independent medical examination of Claimant in February 2004. Dr. Kozakiewicz opined that Claimant had functionally fully recovered from the left knee injury but had a permanent lack of fine manipulation in the right hand as a result of the amputations of his fingers. Dr. Kozakiewicz released Claimant to full-time, heavy-duty work with restrictions related to the right hand. Employer’s vice president of human resources testified that Claimant’s pre-injury position was within the restrictions imposed by Dr. Kozakiewicz. She stated that Employer did not offer Claimant that *1068 position because he was discharged for failing the drug test. Claimant had previously been discharged for drug use and rehired following drug and alcohol rehabilitation. Employer’s vocational specialist testified that he performed a labor market survey based on Dr. Kozakiewicz’ physical capabilities report and that Dr. Kozakiew-icz approved five positions as within Claimant’s restrictions.

Claimant testified that he did not receive any job referrals from Employer. Claimant’s medical witness, Donald Viscu-si, M.D., board-certified in family practice, disagreed with Dr. Kozakiewicz’ evaluation and restricted Claimant to lifting no more than fifty pounds and further restricted his ability to stand, walk, climb, crawl, kneel and squat. The WCJ denied Claimant’s motion seeking to dismiss the suspension petition based on res judicata.

The WCJ accepted the testimony of Dr. Kozakiewicz and Employer’s lay witnesses as credible and rejected the conflicting testimony of Claimant and Dr. Viscusi. The WCJ found that Claimant’s disability from the left knee injury had ceased and that although Claimant was still suffering from residual disability from the amputations of fingers, he was capable of performing the duties of the pre-injury position. The WCJ stated that that position, however, “was not available to [him] because of his own actions and not as a result of his said injury.” WCJ’s November 20, 2006 Decision, Finding of Fact No. 13; Reproduced Record at 224a. The WCJ terminated Claimant’s benefits for the left knee injury and suspended his benefits as of February 26, 2004. The modification petition was dismissed as moot. Claimant appealed the WCJ’s decision to the extent it suspended his benefits.

The Board reversed, concluding that Employer was collaterally estopped from relitigating the drug test issue and that Employer was not entitled to present more conclusive evidence to establish the chain of custody of the drug test sample. The Board refused to remand the matter to the WCJ to consider the petition to modify benefits.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Torijano v. Workers' Compensation Appeal Board (In a Flash Plumbing)
168 A.3d 424 (Commonwealth Court of Pennsylvania, 2017)
Cook v. New Castle Area Sch. Dist.
25 Pa. D. & C.5th 33 (Lawrence County Court of Common Pleas, 2011)
Employers Mutual Casualty Co. v. Boiler Erection & Repair Co.
964 A.2d 381 (Superior Court of Pennsylvania, 2008)

Cite This Page — Counsel Stack

Bluebook (online)
955 A.2d 1065, 2008 Pa. Commw. LEXIS 389, 2008 WL 4057911, Counsel Stack Legal Research, https://law.counselstack.com/opinion/erisco-industries-inc-v-workers-compensation-appeal-board-pacommwct-2008.