Filed Washington State Court of Appeals Division Two
August 2, 2022
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II ERIC HOOD, No. 56213-8-II
Appellant,
v.
CENTRALIA COLLEGE, UNPUBLISHED OPINION
Respondent.
LEE, J. — Eric Hood appeals the superior court’s dismissal with prejudice of his October
2020 lawsuit brought under the Public Records Act (PRA), ch. 42.56 RCW, against Centralia
College (College). Hood claims that the College violated the PRA because it withheld responsive
records pertaining to the College’s 2018 financial audit. Hood requests attorney fees and costs as
the prevailing party.
We hold that the College did not violate the PRA by withholding documents responsive to
Hood’s request. Rather, the College reasonably interpreted Hood’s PRA request after seeking
clarification and conducted an adequate search for responsive documents. Therefore, we affirm
the superior court. We also deny Hood’s request for attorney fees and costs.
FACTS
A. SEPTEMBER 23 PUBLIC RECORDS REQUEST
On September 23, 2019, Eric Hood emailed the College a public records request for records
pertaining to a recent audit, stating: No. 56213-8-II
I learned that your organization was recently audited by the state auditor. May I have all records it got from the auditor and all records of any response to the audit or to the audit report?[1]
Clerk’s Papers (CP) at 64. The College’s public records officer, Julie Huss, responded that same
day and requested clarification, stating:
We are in receipt of your public records request below. Please let this email serve as acknowledgement of your request and our five-day response under RCW 42.56.
I am seeking some clarification on your request. Are you referring to the Financial Audit for 2018?
CP at 64. Hood confirmed that his request referred to the 2018 financial audit.
Although Hood clarified that his request pertained to the 2018 financial audit, Huss still
“found Mr. Hood’s request to be unclear, as it requested documents received from the auditor and
the College’s ‘response to the audit,’ which [she] found to be ambiguous.” CP at 230. Huss spoke
with fellow employees and, therefore, “knew that the College issued formal responses to State
Auditor’s Office (SAO) audit management letters, and so [she] believed records surrounding the
formal and informal response to the audit report and management letter were what Mr. Hood was
seeking.” CP at 230.
Huss conducted a public records search in which she first identified specific employees
with information responsive to Hood’s request. She contacted Marla Miller, director of financial
services “who manages the administration of audits from the College side,” which includes
“overseeing communications with the SAO, supervising the production of documents and
information to SAO, regularly updating management on the progress, and reviewing the results of
1 The “state auditor” here is the State Auditor’s Office (SAO). And the “audit report” is the SAO Audit Report No. 1023438.
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the audit with SAO, and coordinating any response on behalf of the College.” CP at 207-08. Huss
also contacted Andrea Schierman, an accountant who managed the College’s financial statements
and provided documents to the SAO for review.2 Huss worked with Miller and Schierman to
identify responsive records, which included “all documents . . . related to the College’s response
to the audit report and management letter.” CP at 208. The employees looked through “their
physical and electronic files for responsive records,” and Miller and Schierman “consulted with
[Huss] during the search process.” CP at 231. Miller “turned over a number of records from the
audit as well as several emails.” CP at 231. Schierman “determined that she did not have
responsive e-mail records beyond copies of records already provided by Ms. Miller. In addition,
she provided some records available on the College website and College shared drives.” CP at
231. Huss determined that she had identified and collected all responsive records.
On October 8, 2019, Huss responded to Hood with links to the SAO Audit Report No.
1023438. She also stated:
Your request is a little big [sic] ambiguous. I have interpreted it to mean you are asking for the [SAO] Audit Report [No. 1023438] (attached/ linked above), the management letter issued by the state auditor’s office, and emails in response to the management letter. The cost for the documents not included in this email is $1.80. f [sic] this is not what you are requesting, please let me know.
CP at 63. That same day, Hood wrote that he was unsure what was ambiguous with regard to his
email. He repeated his original records request, asking, “Are the documents you mentioned the
only ones you received from the auditor? And do you have any responses to the audit or the audit
report?” CP at 63.
2 Schierman’s employment at the College ended on October 15, 2019 before litigation commenced.
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Huss responded and described documents that she believed responsive and that she had
assembled, stating:
There is an email with a draft management letter attached. There is an email string about the draft management letter talking about the items in the draft and scheduling the exit interview from the audit and the final management letter. These are the documents that make up that $1.80 cost.
At the start of the audit process, the auditor sends an engagement letter which initiates the audit process. I believe there are emails about scheduling meetings for the auditors to do the audit process. I don’t have a count as to how many documents fall into this category yet.
I am trying to frame search parameters based on what I understand you are asking for and see what is responsive.
CP at 62-63. On October 9, Hood responded:
Thanks for the info. I am most interested in records showing the City’s [sic] response to the audit. Since I don’t know what [sic] how it responded, I don’t know how I can be clearer.
CP at 62. Huss then emailed:
Sounds good. The management letter and the emails back and forth about the management letter are in that $1.80 bundle.
CP at 62. Hood wrote:
Will you email me that bundle after I send you a check for $1.80, or can I somehow pay via credit card or paypal?
CP at 62. On November 4, Huss responded:
Please see the attached documents.
CP at 62. The responsive documents that Huss produced included drafts of the management letter;
an email chain between the SAO and the College employees concerning the draft management
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letter; the management letter, dated March 7, 2019; and the SAO Audit Report No. 1023438,
published March 21, 2019.
Hood paid the required fees and the College provided the records Huss had described. The
College received no further communication from Hood until almost a year later in October 2020,
when Hood filed his complaint.
B. BACKGROUND—2018 FINANCIAL AUDIT
Hood’s public records request related to the SAO Audit Report No. 1023438. The SAO
Audit Report No. 1023438 was produced after an audit of the College’s 2018 financial statements
from July 1, 2017 through June 30, 2018. The SAO determined that the College had mislabeled
three items on its financial statements.
The specific error at issue “resulted in errors of paired overstated and understated values
on the College’s Financial Statements.” CP at 208. The “net effect of these errors was zero actual
dollars.” CP at 209. The College objected to the issuance of a management letter because the
effect of the errors resulted in a zero net effect and was already corrected. However, the SAO
decided to issue a management letter, finding that the mislabeling of the amounts of money was
important.
The resolution for the error is addressed in the SAO Audit Report No. 1023438. Because
the error was corrected during the course of the audit and corrected by listing the items in their
appropriate category, no other response was required from the College’s administration or the
Board of Trustees (Board).
Minutes from a Board meeting show that board member Jim Lowery attended the SAO’s
exit conference for the College’s audit. The minutes state that Lowery described the audit as
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“clean, with just some minor management notes.” CP at 171. The minutes made no further note
of the audit.
C. LAWSUIT FOR ALLEGED VIOLATIONS
On October 29, 2020, Hood filed this lawsuit against Central College for alleged violations
under the PRA. Hood alleged that his request “encompassed records other than the records [the
College] provided him.” CP at 4.
In Hood’s interrogatories and request for production of documents sent to the College
during discovery, Hood requested “all records related to the State Auditor’s Office audit of the
College which resulted in Report No. 1023438 that have not been previously produced, whether
or not the College considers them responsive to Plaintiff’s Request.” CP at 120-21 (emphasis
added). In a discovery conference, Hood then requested “any specific query from the auditor and
any response to that query.” CP at 82. In response to the discovery requests, the College conducted
a “server search,” which consisted of “perform[ing] a broad search for all emails between the State
Auditor’s Office (SAO) and the College from the beginning of September 2018, prior to the
initiation of the audit, through mid-March 2019 when the audit was closed.” CP at 226. The
search resulted in the following:
574 email messages with various subjects; some relating to the audit and many regarding subjects that were not related to the audit. These e-mails and attachments comprised of over 2,500 pages, including 800 pages of spreadsheets of information provided to SAO concerning other business between the College and SAO.
CP at 226.
Documents produced in response to Hood’s discovery requests included documents in
response to Hood’s request for records from the SAO to the College “from the date the College
6 No. 56213-8-II
was first notified by the SAO that it would conduct the audit resulting in SAO Report NO. 1023438
up to and including the date of its last response to the audit or audit report.” CP at 144. Responsive
documents, during the above time period, included communications from the SAO to the College
in which the SAO requested a response, responses from the College to SAO communications, and
records related to the cost of the audit.
A server search conducted by the College revealed an e-mail from Schierman to the SAO
that the College had not previously produced to Hood, and which was part of a longer email chain
between the College and the SAO. The College agreed that the e-mail from Schierman was
responsive to Hood’s PRA request.
During discovery, the College sent Hood interrogatories relevant to public records requests
that Hood had supposedly made to other agencies.
INTERROGATORY NO. 6: From how many public agencies other than Centralia College have you made a request, concerning an audit of that public agency by the State Auditor’s Office, for “all records of any response to the audit or to the audit report.”
....
INTERROGATORY NO. 7: Please identify all the public agencies from whom you have made a request for public records of “any response to the audit or to the audit report.”
INTERROGATORY NO. 8: Of the agencies identified in response to Interrogatory No. 7 above, how many sought clarification of your request?
INTERROGATORY NO. 9: Of the agencies identified in response to Interrogatory number 7, against how many have you filed a public records lawsuit?
7 No. 56213-8-II
INTERROGATORY NO. 10: Of the agencies identified in response to Interrogatory number 9, how many were determined by a court of law to have violated the Public Records Act?
CP at 23-25.
On February 22, 2021, Hood moved for protection from the College’s interrogatories
numbers 6-10. He argued that other PRA requests were not relevant to whether the College
properly responded to his discovery request and were not reasonably calculated to lead to the
discovery of admissible evidence. He contended that “the College cannot justify how the number
of Hood’s requests, requests for clarification, lawsuits or court decisions involving other agencies
could possibly affect its duty to respond or how it responded to Hood’s PRA request.” CP at 17
(emphasis in original).
The College responded that Hood failed to show good cause regarding why the court
should grant his motion. It contended that under CR 26(b)(1), discovery may be obtained
regarding any matter that is not privileged provided it is relevant to the pending action. The
College argued that Hood failed to show that the order of protection should be granted because
Hood “has shown no specific prejudice or harm and has used no affidavits, nor has he given
concrete examples of harm. Mr. Hood’s only argument is that the requested information is not
relevant.” CP at 38. The College contended that it believed Hood to be a sophisticated requester
who has “made the same request to many government agencies; and, further, that Mr. Hood has
sued many public agencies after making the same, or similar, requests, with similar lack of detail
about what he was seeking.” CP at 40. The College argued that it believed that Hood purposefully
remained ambiguous and had engaged “in a pattern of unhelpful, ambiguous, and calculated
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requests to ensure that Mr. Hood could maintain an argument that the recipients of his requests
failed to produce all documents he requested.” CP at 40. Finally, the College argued that the
interrogatories were relevant to factors outlined in Yousoufian v. Office of Ron Sims,3 specifically,
“because the requested information is relevant to the clarity of the request, to the reasonableness
of the College’s response, the reasonableness of any explanation for noncompliance, and also to
the level of penalty that may be necessary to deter future noncompliance.” CP at 42.
On March 19, 2021, at a hearing on the motion for an order of protection, Hood contended
that “judicial review of a PRA case involves solely an agency’s response to a public records
request.” Verbatim Report of Proceedings (VRP) at 6. He contended that requests made to other
agencies lacked relevance to whether the College properly responded to his PRA request.
The College responded that Hood failed to show actual harm or prejudice. Further, the
College argued that “if this same request was going out to a number of other state agencies, then
the language that is used in that request or in other similar requests gives insight into the actual
intended meaning of plaintiff’s request to Centralia College at the time it was made.” VRP at 9.
The College elaborated, “And so because we have this potential data set here of very similar
requests going out to a number of state agencies, there is a lot of information here that we could
use to assess to determine whether or not the public records officer’s response was reasonable.”
VRP at 12. The College contended that even if irrelevant, “we would still be able to have access
to information about the language of those requests because we can use that as impeachment
3 168 Wn.2d 444, 229 P.3d 735 (2010).
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evidence when discussing the potential—the actual meaning of Mr. Hood’s request to Centralia
College.” VRP at 9.
The superior court denied the protection order after consideration of the pleadings and files
in the case. The court ordered Hood to respond to the interrogatories.
In the College’s interrogatory number 11, the College asked Hood to “[p]lease describe the
full scope of what categories or kinds of records you consider to be encompassed in the phrase,
‘response to the audit.’” CP at 318. Hood responded that the question required him to speculate
on the types of categories or records in the College’s possession. However, he responded by
outlining a document found on the SAO website, “Anatomy of an Audit,”4 stating:
Without waiver of objection, a response to a request for “all records of any response to the audit or to the audit report” would encompass any “reply or reaction” (the common meaning of “response” to the audit or the audit report. According to the SAO ([sic] at https://sao.wa.gov/about-audits/anatomy-of-an-audit-text-version/), an audit involves the following:
I. Make A Plan The pre-audit phase confirms the audit’s scope, sets objectives and maps the path forward. II. Collect Data Auditors conduct background research and interviews, gather data, validate evidence and determine what’s important to the scope, and what isn’t. III. Analyze Results The auditor evaluates the information against the audit’s objectives to determine if the government or agency is operating as it should. IV. Audit Report Audit reports can be less than 10 pages or more than 100 pages, depending on what government is being audited and the type of audit performed. Most, however, have information in common:
4 Anatomy of an Audit (Text Version), OFF. OF WASH. STATE AUDITOR, https://sao.wa.gov/about- audits/anatomy-of-an-audit-text-version/ [https://perma.cc/QA2H-WVQP].
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A title page tells you what kind of audit was done and what government was audited. Because most audits look at financial records for a specific time, like two calendar years, the title page will also tell you the audit period. A transmittal letter, signed by the State Auditor is almost always included. This shows that we told the leaders of the government about our findings. Audit results can be quite short if auditors found that a government’s finances were properly accounted for. This section will tell you what areas of the government’s operations we examined. V. Findings When auditors have significant concerns about a government’s control over public resources or other issues, this is called a “finding.” They explain what the issue was, and what effect it could have on public resources. VI. Recommendations If there were audit findings, the auditors will also make suggestions about how the government can fix the issue in the future.
Some or all of the actions described by the SAO involve records in the possession of the College that are responsive to Plaintiff’s Request which it nonetheless withheld.
CP at 318-19.
D. HEARING ON THE MERITS5
Hood submitted a brief on the merits in which he contended that the College had withheld
records responsive to his public records request. Hood argued that “[t]he sole clarification sought
by the College in response to Hood’s PRA request was to determine which audit report Hood’s
request referred to.” CP at 193. Hood pointed to the 1,737 pages of records produced by the
College during discovery to show that the College had received many more documents “from the
SAO or provided to the SAO in response to the audit or audit report, including emails and invoices,
5 The College states that it moved for summary judgment but provides no citation to the record. It also states that the “superior court granted summary judgment in favor of the College, holding that it met its PRA obligations.” Br. of Resp’t at 10. The superior court’s final order makes no mention of CR 56 and does not reference summary judgment. The transcript of the superior court’s oral ruling also makes no mention of CR 56 or summary judgment.
11 No. 56213-8-II
all dated during the pendency of the audit referenced by Hood’s PRA request” than it produced.
CP at 194.
The College responded that Hood had made an ambiguous public records request and that
the College had responded to the part of the request that was clear. The College argued that Hood
never stated in his communications with Huss that he sought records beyond those that Huss
identified. The College also argued that it “conducted a search reasonably calculated to produce
all records responsive to the clear portions of Mr. Hood’s request.” CP at 212. The College
admitted that during discovery in the litigation it had discovered a single record responsive to
Hood’s PRA request, an email from Schierman. However, the College argued that the discovery
of a single responsive email not previously found did not demonstrate a violation of the PRA.
The College filed the declarations of Huss and Miller along with its brief on the merits.
Huss declared that she attempted to “define the portions of [Hood’s] request that [she] understood
and asked for additional feedback to frame the scope of [her] search.” CP at 230. Based on Hood’s
request, Huss determined that he sought “the formal and informal response to the audit report and
management letter.” CP at 230. She stated that Hood’s “reply did not clarify what specific records
he was seeking, so [she] moved forward with responding to the portions of the request [she] found
to be unambiguous.” CP at 230. Huss explained that Hood had stated he was most interested in
the College’s “‘response to the audit,’ which [she] understood to mean the College’s response to
the audit report, which would be found in the audit report itself, and the College’s financial
statements, which contain the items addressed in the audit report.” CP at 230. Huss did not
conduct a “College-wide electronic search.” CP at 231.
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Miller similarly declared that Hood’s request “[b]ased on his indications” included “all of
the records and communications surrounding the College’s informal and formal responses to the
management letter, as well as the audit report itself.” CP at 208. Miller detailed her search, stating
that she “looked through [her] email inbox, electronic calendar items, hard copy files, as well as
shared and personal electronic folders. [She] consulted with Ms. Huss over the course of [her]
search.” CP at 208. Miller “gathered all documents that [she] could find that related to the
College’s response to the audit report and management letter and provided them to Ms. Huss.” CP
at 208. Miller stated that she and Schierman consulted during their searches and determined that
“[b]ecause [Miller] had been included on [Schierman’s] communications with SAO and
participated in meetings with SAO regarding the audit report, there appeared to be a complete
overlap between [Schierman’s] documents and the documents [Miller] had identified in [her]
search.” CP at 208.
The superior court found in favor of the College and dismissed Hood’s lawsuit with
prejudice, ruling that the College did not violate the PRA. Hood challenges the following
conclusions of law on appeal:
2. [Hood] identified and described documents with sufficient clarity to constitute a valid request for public records but the scope of his unchanged request, which the College tried to determine, was open to subjective interpretation. Although the College could have been more clear, the College sought clarification by describing the documents it had searched for and asking [Hood] to indicate if he wanted additional documents, but [Hood] did not follow up with specifics.
3. Based on the College’s communications with [Hood], the College reasonably understood [Hood] to be seeking the records it described to him on October 8, 2019, and later provided, including the College’s informal and formal response to the audit report and management letter. The College’s search was therefore reasonably calculated to identify all responsive records, and adequate under the Public Records Act.
13 No. 56213-8-II
4. [Hood] is not entitled to penalties under RCW 42.56.550(4), as no denial or withholding of records has taken place.
CP at 337.
Hood moved for reconsideration, which the superior court denied. Hood appeals.
ANALYSIS
A. LEGAL PRINCIPLES
We apply de novo review to an agency action challenged under the PRA. RCW
42.56.550(3). “‘[W]here the record consists only of affidavits, memoranda of law, and other
documentary evidence,’ we stand in the same position as the trial court.” John Doe G v. Dep’t of
Corr., 190 Wn.2d 185, 191, 410 P.3d 1156 (2018) (quoting Progressive Animal Welfare Soc’y v.
Univ. of Wash, 125 Wn.2d 243, 252, 884 P.2d 592 (1994) (plurality opinion)).
The PRA requires that “[e]ach agency, in accordance with published rules, shall make
available for public inspection and copying all public records, unless the record falls within
specific exemptions of . . . this chapter, or other statute which exempts or prohibits disclosure of
specific information or records.” RCW 42.56.070(1). Pursuant to the PRA, “[c]ourts shall take
into account the policy . . . that free and open examination of public records is in the public interest,
even though such examination may cause inconvenience or embarrassment to public officials.”
RCW 46.56.550(3). We construe the PRA’s disclosure provisions liberally and exemptions
narrowly. John Doe G, 190 Wn.2d at 191-92. “The legislature enacted the PRA to ensure ‘broad
disclosure of public records.’” Id. at 192 (quoting Hearst Corp. v. Hoppe, 90 Wn.2d 123, 127,
580 P.2d 246 (1978)).
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A party seeking a public record must “at a minimum, provide notice that the request is
made pursuant to the [PRA] and identify the documents with reasonable clarity to allow the agency
to locate them.” Hangartner v. City of Seattle, 151 Wn.2d 439, 447, 90 P.3d 26 (2004).
B. THE COLLEGE’S COMPLIANCE WITH THE PRA
1. Hood’s September 23 Public Records Request
Hood argues that his public records request required no clarification once he informed Huss
that he sought records pertaining to the 2018 financial audit. He also argues that Huss never sought
clarification and improperly narrowed his request. We disagree.
A public records request must be for identifiable records. A request for all or substantially all records prepared, owned, used, or retained by an agency is not a valid request for identifiable records under this chapter, provided that a request for all records regarding a particular topic or containing a particular keyword or name shall not be considered a request for all of an agency’s records.
RCW 42.56.080(1).
A record is identifiable when the requester gives “‘a reasonable description enabling the
government employee to locate the requested records.’” Bonamy v. City of Seattle, 92 Wn. App.
403, 410, 960 P.2d 447 (1998) (quoting Bristol-Myers Co. v. F.T.C., 138 U.S. App. D.C. 22, 424
F.2d 935, 938, cert. denied, 400 U.S. 824 (1970)), review denied, 137 Wn.2d 1012 (1999); Zink v.
City of Mesa, 162 Wn. App. 688, 711, 256 P.3d 384 (2011), review denied, 173 Wn.2d 1010
(2012).
In Wood v. Lowe, the requester specified categories of records sought, including “any other
information or documentation that you may have in your custody or under your control that relates
to Ms. Wood and her past and current employment with your office and the Prosecutor’s Office in
general.” 102 Wn. App. 872, 875, 10 P.3d 494 (2000). On appeal, the court held that the request
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for “information” was not for an identifiable public record. Id. at 879. The court also held that
the request for “documentation” pertaining to Wood’s employment, “lack[ed] any meaningful
description helpful for the person charged with finding the record.” Id. The court concluded that
“[c]onsequently, both requests fall outside of the [PRA].” Id.
Hood requested “all records [the College] got from the auditor” and “all records of any
response to the audit or to the audit report.” CP at 64. After inquiry, Hood later clarified that his
request pertained to the College’s financial audit for 2018. Based on this, Hood argues that his
request was not ambiguous and, pursuant to his request, he claims he clearly sought three types of
records, including:
• “[A]ll communications the College received from the SAO,” • “[A]ll College responses to SAO communications including SAO requests for information or documents during the audit process,” and • “[A]ll internal or external records showing the College’s response to the audit or audit report.”
Br. of Appellant at 22. Hood contends that, because his request pertained to the financial audit for
2018, he informed the College of the specific subject matter for the records he sought. According
to Hood, the time period for which he sought records would therefore flow from the subject matter.
In other words, the relevant time period would be from the time that the SAO communicated to
the College that an audit would commence until the College completed responding to the audit.
We agree that Hood made a request for identifiable records. He requested records that
related to the 2018 financial audit, and this was a valid request for records pertaining to a specific
topic. However, Hood’s request was ambiguous. As in Wood, Hood requested records pertaining
to a specific topic―the 2018 financial audit. However, the description provided no assistance to
the College in locating the records.
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Hood’s request left the door open for multiple interpretations. For example, looking to
the language of his request, “all records it got from the auditor” does not appear to relate to the
2018 financial audit and the request provides no meaningful description to assist Huss in locating
the records sought. Similarly, “all records of any response to the audit or audit report” in the
context of the 2018 financial audit could reasonably be interpreted to mean records of a response
to the completed audit, as Huss interpreted the request based on Hood’s response to her inquiries.
Hood relies on an “Anatomy of an Audit,” a document that he produced in response to the
College’s interrogatory number 11 during litigation to support the assertion that an audit is a
process, and thus, responses to that process would include all responses from the College during
the entirety of the audit, not only documents produced once an audit is complete. Therefore,
according to Hood, he should have received records from the “pre-audit phase” and the period in
which the SAO collects data and gathers background information to determine the scope of an
audit. Br. of Appellant at 31. Hood contends that responsive documents to his clear request
included any records pertaining to the “audit process” and the audit report. Br. of Appellant at
22. These arguments underscore the ambiguity present in his request because they support that
his request could be interpreted in more than one way, just as he has interpreted the request in
multiple ways. Looking to the plain language of the request, the request was ambiguous and
failed to provide assistance to Huss in searching for and locating responsive records.
2. Request For Clarification
Hood argues that the College, after confirming that Hood’s request pertained to the 2018
financial audit, never requested further clarification of his request for public records. He also
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contends that it was not his responsibility to provide clarification relative to documents that were
not in his possession and of which he was unaware. We disagree.
RCW 42.56.520(3)(a) and (b), provide:
In acknowledging receipt of a public record request that is unclear, an agency . . . may ask the requestor to clarify what information the requestor is seeking. . . . If the requestor fails to respond to an agency request to clarify the request, and the entire request is unclear, the agency . . . need not respond to it. Otherwise, the agency must respond, pursuant to this section, to those portions of the request that are clear.
WAC 44-14-04003(8) provides:
An agency may seek clarification of an “unclear” or partially unclear request. RCW 42.56.520. An agency can only seek a clarification when the request is objectively “unclear.” Seeking a “clarification” of an objectively clear request delays access to public records. If the requestor fails to clarify an entirely unclear request, the agency need not respond to it further. RCW 42.56.520. However, an agency must respond to those parts of a request that are clear.
An agency that is “unclear about what was requested . . . [is] required to seek clarification.” Neigh.
All. of Spokane County v. Spokane County, 172 Wn.2d 702, 727, 261 P.3d 119 (2011) (emphasis
added).
Here, the record supports the College’s request for clarification of the records Hood sought.
Huss informed Hood that she found his request ambiguous. Huss informed him what she was
“interpret[ing] [the request] to mean” and described documents that she believed responsive,
including the SAO Audit Report No. 1023438, management letter issued by the SAO, and emails
in response to the management letter. CP at 63. Huss asked Hood to inform her if these were not
documents that he was requesting. Hood responded by restating his original PRA request:
Are the documents you mentioned the only ones you received from the auditor? And do you have any responses to the audit or the audit report?
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CP at 63 (emphasis added). Huss responded by informing Hood that she persisted in attempting
to frame relevant search parameters and she described the documents that she had found in
response and further described additional documents including ones that were relevant to the “start
of the audit process” such as an engagement letter and scheduling emails. CP at 63. Hood did not
confirm that he sought the documents from the initiation of the audit process. Instead, he stated:
Thanks for the info. I am most interested in records showing the City’s [sic] response to the audit. Since I don’t know what [sic] how it responded, I don’t know how I can be clearer.
CP at 62.
On appeal, Hood argues that his “request obviously encompassed the College’s description
of the Engagement Letter and Scheduling Emails,” and his response that he was “most interested”
did not signify that he did not want the scheduling emails and engagement letter as he never used
the terms “solely ‘interested.’” Br. of Appellant at 26-27. He also contends that he could not
determine whether “undescribed ‘additional documents’ were responsive to his request.” Br. of
Appellant at 27 (emphasis in original).
The PRA does not “require public agencies to be mind readers.” Bonamy, 92 Wn. App. at
409. In context, the email exchanges show that Huss described documents she had gathered and
further described additional documents relevant to a different portion of the audit process in order
to inquire if Hood sought those documents. Huss informed Hood that she was attempting to set
the parameters of his request. Hood never confirmed that he sought documents of the type or from
the time that Huss described. Instead, Hood responded generally, stating that he was “most
interested in records showing the City’s [sic] response to the audit.” CP at 62. Based on Hood’s
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response, Huss could reasonably conclude that Hood did not seek the documents she had
described. Therefore, Huss reasonably concluded based on her communications with Hood that
“responsive records were all of the records and communications surrounding the College’s
informal and formal responses to the management letter, as well as the audit report itself.” CP at
208. Also, Huss was not provided any clarification in the part of Hood’s request she found
ambiguous. Huss, therefore, responded t portion that she believed was clear. Given the ambiguity
of Hood’s initial request and his communications in response to Huss’s request for clarification,
Huss’ response and interpretation of the request was reasonable.
3. Failure To Provide A Response Date
Hood next argues that the College’s response violated the PRA because the College never
provided an estimate of the time in which it would respond to its request for clarification. The
College acknowledges that it failed to provide a response date but contends that it had remedied
this violation by the time Hood brought suit. We agree with the College that any violation was
subsequently remedied by the College.
The PRA requires an agency that requests clarification must “[a]cknowledg[e] that the
agency . . . has received the request and . . . provid[e], to the greatest extent possible, a reasonable
estimate of the time the agency . . . will [be] require[d] to respond to the request if it is not
clarified.” RCW 42.56.520(1)(d).
Here, the College received Hood’s September 23, 2019 request for public records and
responded the same day by seeking clarification as to whether his request pertained to the financial
audit for 2018. The College did not inform Hood of the time it would require to respond if the
request was not clarified. Nonetheless, when
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an agency diligently makes every reasonable effort to comply with a requester’s public records request, and the agency has fully remedied any alleged violation of the PRA at the time the requester has a cause of action (i.e., when the agency has taken final action and denied the requested records), there is no violation entitling the requester to penalties or fees.
Hobbs v. Wash. State Auditor’s Office, 183 Wn. App. 925, 940-41, 335 P.3d 1004 (2014). Here,
the College’s failure to inform Hood of the time it would require to respond if the request was not
clarified was remedied two weeks later.
On October 8, based on Hood’s response to her inquiries, Huss sent an email with
responsive documents. Thus, any failure to provide a time estimate for disclosure was timely
remedied.
4. Adequacy Of Search
Hood argues that even if the trial court correctly interpreted Hood’s request, the College
still failed to conduct an adequate search. Hood contends that the College’s search was inadequate
because it subsequently disclosed documents during discovery that were responsive to his request.
Thus, he asserts that the College failed to search in “all reasonable locations where ‘formal and
informal responses’” would be located. Br. of Appellant at 61.
The failure to locate and produce a responsive record is not a per se violation of the PRA.
See Block v. City of Gold Bar, 189 Wn. App. 262, 278-79, 355 P.3d 266 (2015), review denied,
184 Wn.2d 1037 (2016). In determining whether a search was adequate, “the focus of the inquiry
is not whether responsive documents do in fact exist, but whether the search itself was adequate.”
Neigh. All. of Spokane County, 172 Wn.2d at 719-20.
A search is adequate if it is “reasonably calculated to uncover all relevant documents.” Id.
at 720. What is a reasonable search depends on “the circumstances of a case.” Id. “When
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examining the circumstances of a case, then, the issue of whether the search was reasonably
calculated and therefore adequate is separate from whether additional responsive documents exist
but are not found.” Id. “‘[A] search need not be perfect, only adequate.’” Id. (quoting Meeropol
v. Meese, 252 U.S. App. D.C. 381, 395, 790 F.2d 942 (1986)). “[A]gencies are required to make
more than a perfunctory search and to follow obvious leads as they are uncovered.” Id. The
“agency cannot limit its search to only one record system if there are others that are likely to turn up the information requested.” This is not to say, of course, that an agency must search every possible place a record may conceivably be stored, but only those places where it is reasonably likely to be found.
Id. (emphasis in original) (quoting Oglesby v. U.S. Dep’t of Army, 287 U.S. App. D.C. 126, 920
F.2d 57, 68 (1990)).
An agency bears the burden of showing that it performed an adequate search beyond a
material doubt. Id. at 721. “To do so, the agency may rely on reasonably detailed, nonconclusory
affidavits submitted in good faith. These should include the search terms and the type of search
performed, and they should establish that all places likely to contain responsive materials were
searched.” Id. at 721. “[S]peculative claims about the existence and discoverability of other
documents will not overcome an agency affidavit, which is accorded a presumption of good faith.”
Forbes v. City of Gold Bar, 171 Wn. App. 857, 867, 288 P.3d 384 (2012), review denied, 177
Wn.2d 1002 (2013).
Here, the College’s search was reasonably calculated to find responsive records. Huss
interpreted Hood’s request to be for “the formal and informal response to the audit report and
management letter.” CP at 230. Her search was specifically oriented to find documents responsive
to that request. Huss detailed the search she undertook. Huss stated that she contacted the two
22 No. 56213-8-II
employees whom she believed were implicated by the request: the director of financial services,
Miller, who managed the administration of audits, and the accountant for the College, Schierman,
who was responsible for providing documents for SAO review. Huss worked with Miller and
Schierman throughout the search process. She asked the employees to search their physical and
electronic files for responsive documents. She concluded that a college-wide electronic search
was unnecessary because the specific nature of the request was limited to a 2018 financial audit.
Miller also detailed the search she conducted at Huss’s request, stating that she “looked
through [her] email inbox, electronic calendar items, hard copy files, as well as shared and personal
electronic folders. [She] consulted with Ms. Huss over the course of [her] search.” CP at 208.
Miller “gathered all documents that [she] could find that related to the College’s response to the
audit report and management letter and provided them to Ms. Huss.” CP at 208. Miller’s
declaration shows that Schierman also conducted a search as Huss, Miller, and Schierman
consulted with each other as they conducted their searches, and they determined that “[b]ecause
[Miller] had been included on [Schierman’s] communications with SAO and participated in
meetings with SAO regarding the audit report, there appeared to be a complete overlap between
[Schierman’s] documents and the documents [Miller] had identified in [her] search.” CP at 208.
Although the College provided declarations detailing its search and the reasons for its
parameters, Hood contends that the search was not reasonably calculated as shown by documents
not produced by the College when he made his records request. Hood argues the search was
inadequate because (1) the College did not initially search the email server which contained an
email from Schierman, which the College admitted was responsive to the records request; (2) the
College excluded from its search formal or informal responses to the audit report that occurred
23 No. 56213-8-II
after discussion of the management letter, “for example, the College Board’s discussion of the
audit[;]” (3) the College failed to search all files of any employees involved in the audit when the
record showed that they received emails from the SAO or may have responded to the audit; and
(4) the College failed to search its Board’s files for any minutes that would constitute a response
to the audit. Br. of Appellant at 62.
a. The Schierman email
The College admits that a single email from Schierman was responsive to Hood’s records
request and not produced until discovery. However, the College contends that failure to produce
a single record “due to circumstance[s] that kept the agency from finding the record does not
establish a violation of the PRA.” Br. of Resp’t at 28.6
The failure to give a single responsive record does not constitute a violation of the PRA
when an adequate search is performed. See Kleven v. City of Des Moines, 111 Wn. App. 284, 296-
97, 44 P.3d 887 (2002) (holding no violation of the PRA for failure to produce a mislabeled tape
when on discovery of the mistake the City promptly produced it and corrected its
misrepresentations to the court).
Here, the College produced an email chain in response to Hood’s records request after
asking both Miller and Schierman to search for responsive electronic records. A single e-mail at
the end of this e-mail chain from Schierman was not produced. The email was later found on the
server that “hosts files stored in College email inboxes and in the email inbox of Andrea
6 The record lacks an affidavit from Schierman attesting to her search, and it therefore is unclear why the email was missed. Huss’s and Miller’s declarations, however, indicates that all employees searched their electronic communications, including emails.
24 No. 56213-8-II
Schierman.” CP at 180. Hood argues that the College’s failure to search its email server when he
sent his request shows that its search was inadequate because the College failed to search all
reasonable places where responsive documents could be found. However, the College’s search
encompassed the electronic records of Miller and Schierman. The fact that the Schierman email
was later found on the server does not show that the College’s search was inadequate. Both Miller
and Schierman looked through their electronic records and the search was reasonably calculated
to discover any emails relevant to the request as shown by the earlier discovery of the rest of the
email chain.
b. Other formal or informal responses
Hood also argues that the College’s search should have included other formal or informal
responses to the audit. This included discussion of the management letter and the files of any
employees involved in the audit who received emails from the SAO.
Here, the parameters of Hood’s request as the College understood it based on Hood’s
responses to further inquiry encompassed responses to the SAO Audit Report No. 1023438 and
management letter. As detailed by Huss, the College’s search was reasonably calculated to
discover responsive documents based on that understanding. The communications between the
College employees and the SAO cited by Hood show that the SAO requested documentation and
asked questions when conducting the audit. However, these documents are reasonably understood
not to be responsive to the College’s understanding that Hood sought responses to the SAO Audit
Report No. 1023438 and management letter.
25 No. 56213-8-II
c. Board minutes
Hood argues that the College failed to search Board records for minutes responding to the
audit as these would have “constituted either (or both) a formal or informal response to the audit
report.” Br. of Appellant at 65. We disagree.
Miller stated in her declaration that no response to the audit was required from the Board
relevant to the audit because any error was corrected during the audit process. The record does
not show that the Board responded to the SAO Audit Report No. 1023438. Board minutes after
the audit exit conference showed that board member Lowery had attended the conference and
stated at the Board meeting that “the audit was clean, with just some minor management notes.”
CP at 171. Based on the evidence in the record, the decision to not include minutes from the Board
is reasonable as no response by the Board to the audit was required nor made.
The College’s search, based on Huss’s understanding of the request after seeking
clarification from Hood, was reasonably calculated to find documents responsive to his request.
Huss explained what she understood the parameters of the search entailed and why she worked
specifically with the employees that she did. Because the search was adequate based on the
circumstances of this case, the College’s search was adequate under the PRA.
C. DISCOVERY RELATING TO HOOD’S PUBLIC RECORDS REQUESTS FROM OTHER COLLEGES
Hood argues that the College’s speculation of Hood’s motives for requesting public records
prejudiced the superior court. The College responds that the discovery was relevant to “shed light
on the scope and meaning of Mr. Hood’s request, as well as show how other agencies responded
to those requests.” Br. of Resp’t at 30. The College argues that Hood fails to show that the superior
26 No. 56213-8-II
court’s discovery order was erroneous or that the superior court relied on Hood’s history of
requests or his motivation when issuing its ruling.
We review a superior court’s discovery orders under an abuse of discretion standard.
Cedell v. Farms Ins. Co. of Wash., 176 Wn.2d 686, 694, 295 P.3d 239 (2013). We will reverse a
discovery order on a clear showing that its decision was “‘manifestly unreasonable, exercised on
untenable grounds, or for untenable reasons.” Id. (internal quotation marks omitted) (quoting T.S.
v. Boy Scouts of Am., 157 Wn.2d 416, 423, 138 P.3d 1053 (2006)). This exercise of discretion
“will not be interfered with by an appellate court unless there has been an abuse of discretion which
caused prejudice to a party or person.” Doe v. Puget Sound Blood Center, 117 Wn.2d 772, 777,
819 P.2d 370 (1991); see Bersen v. Big Bend Elec. Co-op., Inc., 68 Wn. App. 427, 436, 842 P.2d
1047 (1993) (holding that permitting testimony of witnesses not identified in pretrial discovery
was an abuse of discretion, however, the evidence “was [not] relied on by the trial court in reaching
its decision” and therefore, “[a]ny error was harmless.”).
“Parties may obtain discovery regarding any matter, not privileged, which is relevant to the
subject matter involved in the pending action.” CR 26(b)(1). The discovery must “appear[]
reasonably calculated to lead to the discovery of admissible evidence.” CR 26(b)(1).
An agency “must respond to all public disclosure requests without regard to the status or
motivation of the requester.” Livingston v. Cedeno, 164 Wn.2d 46, 53, 186 P.3d 1055 (2008).
When enacting RCW 42.56.050 (formerly codified as RCW 42.17.255 (1987)) of the PRA, the
legislature stated that “agencies possessing records should in responding to requests for disclosure
not make any distinctions in releasing or not releasing records based upon the identity of the person
or agency which requested the records.” LAWS OF 1987, ch. 403 § 1.
27 No. 56213-8-II
Here, the issue before the superior court was whether the College reasonably interpreted
Hood’s request and conducted a search “reasonably calculated and therefore adequate” to uncover
documents relevant to Hood’s records request. Neigh. All. of Spokane County, 172 Wn.2d at 720.
Whether a search is reasonable is determined on the specific circumstances of each case. Id.
The College sought information as to whether Hood had made similarly phrased public
records requests to other agencies, whether those agencies sought clarification, whether Hood had
sued any other agencies, and finally, whether those agencies were determined by a court of law to
have violated the PRA. Contrary to the College’s assertion, requests to other agencies could not
“shed light on the scope and meaning of” Hood’s request to the College. Information regarding
other requests made by Hood, even if similar to that made here, had no bearing on whether the
College reasonably interpreted Hood’s PRA request and conducted an adequate search for
responsive documents. See Livingston, 164 Wn.2d at 53. Because Hood’s prior requests to other
agencies were not relevant to the issue before the court, the superior court abused its discretion by
ordering Hood to answer the interrogatories.
Notwithstanding any error in compelling responses to the interrogatories, Hood fails to
show that the superior court relied on the discovery responses in reaching its decision. Hood
argues that information of other requests and other lawsuits prejudiced the superior court as shown
by “[t]he trial court’s conclusion that ‘Hood failed to follow up with specifics’ which erroneously
presumed he had knowledge of the College’s records.” Br. of Appellant at 46-47. We disagree.
The superior court’s conclusion of law number 2, stated in part:
[T]he College sought clarification by describing the documents it had searched for and asking [Hood] to indicate if he wanted additional documents, but [Hood] did not follow up with specifics.
28 No. 56213-8-II
Here, the superior court acknowledged that Huss described additional documents that were
part of the “start of the audit process.” CP at 63. This was part of an attempt by Huss to obtain
clarification to aid in determining the parameters of a search for responsive records. Hood did not
provide any clarification in response to Huss’s inquiry either by confirming that he wanted
documents at the start of the audit process or that he was interested in documents before the
initiation of the audit. Thus, the superior court’s observation that Hood failed to “follow up with
specifics” is based on the evidence before the court. There is no evidence that the superior court
improperly relied on any evidence of Hood making PRA requests to other agencies in reaching its
ruling. Because there is no evidence of prejudice stemming from the erroneous discovery order,
any error is harmless.7
ATTORNEY FEES
Hood argues that under RCW 42.56.550(4), he is entitled to reasonable attorney fees,
including consulting fees,8 and costs on appeal. Hood also argues that he is entitled to attorney
fees, including consulting fees, and costs for the wrongful withholding of the Schierman email
even if this court affirms.
RCW 42.56.550(4) provides:
7 Hood also argues that the College litigated in bad faith. Because we conclude that the College acted properly under the PRA in responding to Hood’s request as discussed in this opinion, we disagree. 8 Hood cites no authority that would permit this court to award “consulting fees” to a pro se litigant. DeHeer v. Seattle Post-Intelligencer, 60 Wn.2d 122, 126, 372 P.2d 193 (1962).
29 No. 56213-8-II
Any person who prevails against an agency in any action in the courts seeking the right to inspect or copy any public record or the right to receive a response to a public record request within a reasonable amount of time shall be awarded all costs, including reasonable attorney fees, incurred in connection with such legal action. In addition, it shall be within the discretion of the court to award such person an amount not to exceed one hundred dollars for each day that he or she was denied the right to inspect or copy said public record.
Here, Hood does not prevail. Also, the late disclosure of the Schierman email does not
show that the College wrongfully withheld responsive records. Moreover, pro se litigants are not
entitled to attorney fees under RCW 42.56.550(4). See West v. Thurston County, 168 Wn. App.
162, 195, 275 P.3d 1200 (2012). Therefore, we deny Hood’s request for reasonable attorney fees
and costs.
We affirm.
A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW
2.06.040, it is so ordered.
Lee, J. We concur:
Maxa, P.J.
Veljacic, J.