Eric Clark v. James Arnold

769 F.3d 711, 2014 U.S. App. LEXIS 19243, 2014 WL 5012692
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 8, 2014
Docket12-15601
StatusPublished
Cited by38 cases

This text of 769 F.3d 711 (Eric Clark v. James Arnold) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Eric Clark v. James Arnold, 769 F.3d 711, 2014 U.S. App. LEXIS 19243, 2014 WL 5012692 (9th Cir. 2014).

Opinion

OPINION

BYBEE, Circuit Judge:

Arizona state prisoner Eric Michael Clark appeals from the district court’s denial of his 28 U.S.C. § 2254 habeas corpus petition challenging his conviction of murdering a law enforcement officer in the line of duty. Clark argues his trial counsel was ineffective under Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), for not preserving “observation evidence” that could negate the mens rea element of the crime and for failing to request a reevaluation of his competency during trial. He also argues that his appellate counsel was ineffective for failing to raise those issues on appeal.

In light of the “doubly deferential” standard afforded to Strickland claims brought under § 2254, Knowles v. Mirzayance, 556 U.S. 111, 123, 129 S.Ct. 1411, 173 L.Ed.2d 251 (2009), we conclude that it was not contrary to, nor an unreasonable application of, Strickland for the state court to determine that Clark’s trial counsel did not provide ineffective assistance by failing to preserve explicitly the issue of observation evidence or by failing to request a reevaluation of Clark’s competency. We hold that Clark’s claim of ineffective appellate counsel is proeedurally defaulted. Accordingly, we affirm the judgment of the district court denying Clark’s habeas petition.

I. BACKGROUND

A. Offense and Trial

The instant appeal is the latest chapter in this case’s long and complex history. The facts of the underlying crime are straightforward. As described by the U.S. Supreme Court in Clark’s direct appeal:

In the early hours of June 21, 2000, Officer Jeffrey Moritz of the Flagstaff Police responded in uniform to complaints that a pickup truck with loud music blaring was circling a residential block. When he located the truck, the officer turned on the emergency lights and siren of his marked patrol car, which prompted petitioner Eric Clark, the truck’s driver (then 17), to pull over. Officer Moritz got out of the patrol car and told Clark to stay where he was. Less than a minute later, Clark shot the officer, who died soon after but not before calling the police dispatcher for help. Clark ran away on ’foot but was arrested later that day with gunpowder residue on his hands; the gun that killed the officer was found nearby, stuffed into a knit cap.

Clark v. Arizona, 548 U.S. 735, 743, 126 S.Ct. 2709, 165 L.Ed.2d 842 (2006).

Clark was charged with first-degree murder for intentionally or knowingly killing a law enforcement officer in the line of duty under Ariz.Rev.Stat. Ann. § 13-1105(A)(3). 1 Independent psychological experts appointed by the court deemed him incompetent to stand trial. The parties subsequently stipulated to Clark’s incompetence.

*716 1. Competency

Clark underwent treatment to restore competency at a state hospital beginning in April 2001. In October 2001, Arizona State Hospital evaluator Edward Jasinski, Ph.D., concluded “to a reasonable degree of psychological certainty that[ ] Mr. Clark is competent to stand trial.” He deemed any lack of cooperation between Clark and his evaluators “volitional.” Court-appointed doctors came to similar conclusions. M.B. Kassell, M.D., wrote in November 2001 that Clark was “at this time ... quite [competent.” John P. DiBacco, Ph.D., wrote that at that time Clark was “competent to stand trial and, more specifically, can assist his attorney in his own defense as well as understand the process to the extent necessary.”

Competency hearings followed in the summer of 2002. Drs. DiBacco, Kassell, and Jasinski testified that Clark was competent and that any failure to cooperate with his attorney was volitional. Clark’s expert, Susan Parrish, Ph.D., disagreed with this finding, writing that Clark “can’t fully appreciate the situation,” and that any failure to work with his lawyers “is not volitional.” The court considered all the evidence and ordered Clark readmitted to the hospital in September 2002 and ordered periodic reports from his doctors. Drs. Kassell and Jasinski submitted further reports attesting to Clark’s competence. 2 Barry Morenz, M.D., another expert retained by Clark, provided an assessment in April 2003, concluding that Clark “does have some cognitive awareness of his current legal predicament” and he “could be considered marginally competent to stand trial but his competency would have to be considered qualified.” He noted that injections of an antipsychotic drug called Haldol “are probably helping him, at least to some degree ...,” but it was “not clear that Mr. Clark can rationally assist his attorney in his own defense since Mr. Clark has yet to have a rational conversation with his attorney about his case. To conclude that Mr. Clark is clearly competent would imply that Mr. Clark is malingering,” which Dr. Morenz called “possible” but “not likely.”

In May 2003, after reviewing “the records submitted by Dr. Kassel, Dr. DiBacco, Dr. Morenz, and Dr. Jasinski and all other information,” the court concluded that Clark was “competent to stand [tjrial, understands the proceedings, and if he chooses, can assist his attorney in his defense. The Defendant’s status, at this time, is one of volition, as opposed to any inability.” The bench trial began on August 5, 2003, and lasted eleven days.

On the seventh day of the trial, Clark’s attorney, Byron Middlebrook, told the judge that he and co-counsel David Goldberg “have some concerns that [Clark] may not be following what’s occurring in court” and said that there was “some concern about making sure that [he] gets medicated and stuff. And I will be the first to admit that we have kind of let that drop off.... [W]e probably need to get him medicated. We’re getting a little concerned that he’s not following.” The court said it would contact the jail to make sure it was aware of a court order requiring *717 that Clark be given his medication, specifically Haldol, even involuntarily. This colloquy is the extent of any concerns raised during trial about Clark’s mental health.

2. The Insanity Defense Under Arizona Law

Arizona’s traditional approach to the insanity defense was adapted from M’Naghten’s Case, (1843) 8 Eng. Rep. 718 (Q.B.), the single most influential articulation of the common law insanity defense. 3 In that case, in 1843, Daniel M’Naghten shot and killed Edward Drummond, the secretary to Prime Minister Sir Robert Peel, believing that Drummond was Peel. See id. at 719; Fradella, From Insanity, at 15.

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Bluebook (online)
769 F.3d 711, 2014 U.S. App. LEXIS 19243, 2014 WL 5012692, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eric-clark-v-james-arnold-ca9-2014.