Equity Investments v. Paris

108 Misc. 2d 404, 437 N.Y.S.2d 1000, 1981 N.Y. Misc. LEXIS 2214
CourtCivil Court of the City of New York
DecidedMarch 19, 1981
StatusPublished

This text of 108 Misc. 2d 404 (Equity Investments v. Paris) is published on Counsel Stack Legal Research, covering Civil Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Equity Investments v. Paris, 108 Misc. 2d 404, 437 N.Y.S.2d 1000, 1981 N.Y. Misc. LEXIS 2214 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

Herbert A. Posner, J.

This summary proceeding in the Housing Court raises an interesting dilemma of a conflict between two “laws” — one written in stone approximately 3,500 years ago and the other written by mere mortals in 1962. The former is the fifth1 of the Ten Commandments given to Moses on Mount Sinai and the latter is subdivision a of section 52 of the New York City Rent and Eviction Regulations.2 The landlord’s attorney reminded the court that the Fifth Commandment is not the law of the State of New York. Techni-. caily, he is correct; but, if there is no statute or decisional [405]*405precedent to the contrary, the social and moral value of adhering to this time-honored canon is worthy of serious consideration in the judicial process. As President Wilson once said, “If we had the eyes to see the subtle elements of thought which constitute the gross substance of our present habit, both as regards the sphere of private life and as regards the action of the State, we would easily discover how very much we owe to the Jews for the *** ten commandments *** and other contributions to western law.”

THE FACTS

Mrs. Paris is a statutory tenant under New York City’s rent control laws. She, her husband and their young daughter moved into the premises, a two-bedroom apartment, on September 1, 1956. By 1980 she was occupying the apartment alone.3 Mrs. Paris testified that her elderly parents (father 82 and mother 75) had been living in their own apartment for the past five years, not too far from her premises. She testified that they both began to exhibit paranoiac symptoms over the past few months — e.g., (a) the mother refused to take medication from her son, a doctor, believing that he was attempting to poison her; (b) the father insisted on keeping their apartment windows closed during the summer heat, believing that neighbors were going to shoot through the open windows. She testified that the situation reached an “intolerable” level by the end of the summer 1980, necessitating some action on her part to help her parents. Her decision was to persuade her parents to move into the unused bedroom in her apartment. Both Mrs. Paris and her parents testified that no rental or subtenancy relationship was contemplated by the parties. The uncontroverted testimony of the tenant and her parents indicated that Mrs. Paris’ sole motive was that of filial devotion to elderly parents in need of emotional support.

The landlord’s evidence to bolster its contention of a breach of a “substantial obligation” of the tenancy (pursuant to Rent and Eviction Regulations of City of New York, § [406]*40652, subd a) was the introduction of the lease itself and an oral testimony of the rental agent that the fair market value of the apartment is double the present statutory allowable rent. The lease itself is a preprinted “standard form of apartment lease”. The clause which the landlord claims the tenant has breached, states: “(7) That the tenant shall not assign this agreement or underlet the premises or any part hereof, or make any alteration in the apartment or premises, or permit or suffer upon the premises any act or thing deemed extra-hazardous on account of fire, and he shall not use nor permit to be used the said premises nor any part thereof for any purpose other than that of a private dwelling apartment for himself and his immediate family, consisting of the parties above mentioned.”4

THE ISSUES

Based upon the facts in this proceeding there are two issues to be resolved. First, is the landlord’s limitation of “immediate family” to only the tenant, her husband and their unmarried children, a valid interpretation of the lease. Second, if so, does the occupancy of the apartment by Mrs. Paris’ parents (in place of her husband and daughter) constitute a breach of a “substantial” obligation.

THE LAW

After extensive research and inquiry the court could not find a single published case on point.

The landlord bases his legal argument on a unanimous 1949 Court of Appeals decision, Matter of Park East Land Corp. v Finkelstein, which was written by the renowned former Chief Judge Stanley H. Fuld.5 In Park East, the [407]*407then existing rent control law permitted a landlord to evict a tenant only after obtaining an eviction certificate from the Temporary City Housing Rent Commission. The original tenant had died and his widow remarried. She movéd into her new husband’s apartment and his married daughter and son-in-law moved into the widow’s old apartment (where a son still resided). The married couple (stepchildren of tenant’s widow) planned to stay for a temporary period and paid no rent to either the mother or the son. The landlord’s application for eviction cited (as in this case) a breach of a “substantial obligation” of the tenancy. The lease contained a covenant restricting use and occupancy of the apartment to members of the tenant’s “immediate family”. It further specified that this covenant constituted “an especial consideration” for the lease and its violation entitled the landlord to terminate the tenancy. The commission conceded that the covenant restricting occupancy to the tenant’s immediate family was projected into the statutory tenancy as a term thereof; but, that its violation in this case was not a breach of a “substantial” obligation.

Judge Fuld, in a well-written decision upholding the rent commission’s findings, stated (supra, p 76) (by way of obiter dictum) that “no claim is made that the landlord will be receiving less than it could obtain from new tenants”. It is these words that the landlord in this case latches on to support its claim of a breach of a “substantial” obligation. To bolster this allegation evidentially, the petitioner offered as evidence the testimony of its rental agent that should the tenant’s apartment become vacant, it could be rerented for double the amount of current rent permitted by law.6

The petitioner’s reliance upon this one sentence extracted from Park East is misplaced. First, in 1949 the rent control law did not provide for vacancy decontrol (as today). Second, this point is dictum and is not the main thrust of Fuld’s decision.

The basis for the court’s decision in Park East is the language on pages 74-75: “ ‘Substantial’ is a word of [408]*408general reference which takes on color and precision from its total context. Having little if any meaning when considered in abstract or in vacuum, it must be defined with reference to the peculiar legal and factual setting in which it occurs. (Cf. Steel Storage & Elevator Constr. Co. v. Stock, 225 N.Y. 173, 179.) Although there are certainly instances where application of such a term poses questions of statutory construction — a matter for the courts — that is not true here. There is no necessity for the courts to formulate, case by case, a completely inclusive and exclusive definition of what constitutes violating a ‘substantial obligation’ of the tenancy; that task is left to the commission, the agency administering the local rent laws. In the functioning of that body, ‘substantial’ constitutes a flexible guide for the exercise of its discretion to grant or withhold an eviction certificate. Applied in that manner, the word has an intelligible connotation, a meaning consistent with the design of the emergency legislation.”

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Related

Steel Storage & Elevator Construction Co. v. F. W. Stock
121 N.E. 786 (New York Court of Appeals, 1919)
Matter of Park East Land Corp. v. Finkelstein
85 N.E.2d 869 (New York Court of Appeals, 1949)
Irweis Holding Corp. v. Glenn
2 Misc. 2d 804 (Appellate Terms of the Supreme Court of New York, 1956)
Mideast Holding Corp. v. Tow
60 Misc. 2d 422 (Civil Court of the City of New York, 1969)
Solomon v. Burrows
90 Misc. 2d 770 (Civil Court of the City of New York, 1977)

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Bluebook (online)
108 Misc. 2d 404, 437 N.Y.S.2d 1000, 1981 N.Y. Misc. LEXIS 2214, Counsel Stack Legal Research, https://law.counselstack.com/opinion/equity-investments-v-paris-nycivct-1981.