EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff, Appellant, v. Frank J. TRABUCCO, Et Al., Defendants, Appellees

791 F.2d 1, 1986 U.S. App. LEXIS 25101, 40 Empl. Prac. Dec. (CCH) 36,222, 40 Fair Empl. Prac. Cas. (BNA) 1718
CourtCourt of Appeals for the First Circuit
DecidedMay 14, 1986
Docket85-1997
StatusPublished
Cited by40 cases

This text of 791 F.2d 1 (EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff, Appellant, v. Frank J. TRABUCCO, Et Al., Defendants, Appellees) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff, Appellant, v. Frank J. TRABUCCO, Et Al., Defendants, Appellees, 791 F.2d 1, 1986 U.S. App. LEXIS 25101, 40 Empl. Prac. Dec. (CCH) 36,222, 40 Fair Empl. Prac. Cas. (BNA) 1718 (1st Cir. 1986).

Opinion

COFFIN, Circuit Judge.

The question on this appeal is whether the principle of stare decisis forecloses re-determination of an issue raised, considered, and decided in a prior case where the presentation of evidence has been “one-sided”, with no proffer of rebuttal expert testimony. Our answer is that stare deci-sis still applies and, on this record, forecloses redetermination.

This case, brought by the Equal Employment Opportunity Commission (EEOC) against the Commonwealth of Massachusetts, its Commissioner of Public Safety and its Board of Retirement, challenges the Massachusetts statutory mandatory retirement age of 50 for all members of the uniformed branch of the state police, Mass. GemLaws Ann. ch. 32, § 26(3)(a) (West 1966 & Supp.1985), as not being “a bona fide occupational qualification [BFOQ] reasonably necessary to the normal operation of [the branch’s] business.” Age Discrimination in Employment Act (ADEA), 29 U.S.C. § 623(f)(1).

The action was instituted on January 19, 1984, following a district court decision in Mahoney v. Trabucco, 574 F.Supp. 955 (D.Mass.1983), and before our reversal, on July 2, 1984, of that decision, Mahoney v. Trabucco, 738 F.2d 35 (1st Cir.1984). In Mahoney, an officer of the state police who held a desk job as a telecommunications specialist challenged the general mandatory retirement provision and sought injunc-tive relief from enforcement of the retirement requirement as applied to him. The district court held that age 50 was a BFOQ for most state troopers, but that the Commonwealth had failed to prove that age 50 was a BFOQ for the particular desk job held by officer Mahoney. Mahoney, 574 F.Supp. at 960-63. We reversed, holding that all state troopers should be treated as one occupation. Mahoney, 738 F.2d at 38-39. We left in place the district court’s holding that age 50 was a BFOQ for that occupation. Id. at 37.

The defendants in the case at bar moved for, and the district court granted, summary judgment on the ground that Mahoney controlled under the doctrine of stare deci-sis. EEOC contended that there was a triable issue of material fact because additional “more weighty opinion of the medical community” could be proferred in opposition to the court’s decision in Mahoney.

Stare decisis, unlike the doctrines of res judicata and collateral estoppel, is not narrowly confined to parties and privies, and it does not draw its force from the policy protecting final judgments. Rather, when its application is deemed appropriate, the doctrine is broad in impact, reaching strangers to the earlier litigation. Further, it leaves some room for judgment as to its preclusive power, and it stems from the principles of stability and equal treatment underlying the orderly development of legal doctrine. IB Moore’s Federal Practice If 0.401, at 3; 1f0.402[2], at 27.

The starting point for analysis is to determine, to use contemporary nomenclature, the data base. The principal evidence of what has been decided is a court’s written opinion. IB Moore \s Federal Practice If 0.402[2], at 33. Referring to his own Court, Justice Stewart once observed, “... I would have thought that except in rare instances an analysis of the positions taken by the parties in briefs submitted to this Court should play no role in interpreting its written opinions. [Footnote omitted.] A contrary rule would permit the ‘plain meaning’ of our decisions to be qualified or even overridden by their ‘legislative history’— i.e., briefs submitted by the contending par *3 ties.” Cantor v. Detroit Edison Co., 428 U.S. 579, 617-18, 96 S.Ct. 3110, 3130-32, 49 L.Ed.2d 1141 (Stewart, J., dissenting). Although, as the Court’s opinion illustrated, id. at 588-89, 96 S.Ct. at 3116-17, briefs of parties are sometimes resorted to, our primary resources in helping us decide whether the Mahoney decision should constitute a sufficient basis for summary judgment are the opinions of the district court and of our own court in that case.

The district court began by characterizing the case as a challenge to the age 50 retirement requirement for “all members” of the uniformed state police. 574 F.Supp. at 956. It then noted that the central issue was the adequacy of the Commonwealth’s BFOQ defense, since there was “no doubt that the statutory mandatory retirement age constitutes a prima fa-cie violation of the ADEA.” Id. at 957. Continuing, the court noted, “[t]he Commonwealth asserts, and sought to prove at trial, that age is a BFOQ for members of the uniformed branch of the Massachusetts State Police.” Id.

The court then proceeded to apply the approach of Usery v. Tamiami Tours, Inc., 531 F.2d 224, 235-36 (5th Cir.1976). It found first, that the mandatory age requirement was reasonably related to the essential operation of the Massachusetts State Police. Id. at 958. It then pursued the second part of BFOQ analysis: the inquiry into whether the employer has shown either that all or most employees above 50 would be unable to perform the duties of the job or that deciding fitness in each individual case would be impracticable. In this inquiry, the court first raised a preliminary question, “[h]ow should the ‘duties of the plaintiff’s job’ be defined?” Id. In considering the Commonwealth’s argument that the determination of age as a valid BFOQ should be made for all members of the uniformed branch of the state police, the court summarized the exigent demands confronted by the majority of the police assigned to normal duty. It noted the testimony of the Commonwealth’s two medical experts concerning diminished aerobic capacity and increased incidence of coronary artery disease of individuals over 50 years of age, and the impracticability of making individual determinations of an officer’s fitness after reaching that age. Id. at 959-60. The court concluded this review of the Commonwealth’s position by observing that plaintiff had offered no rebuttal medical evidence and stated: “Thus, were I to rule that the duties of the job at issue in this case are the duties of a member of the uniformed branch, generally, rather than the duties that the plaintiff actually performs, I would conclude that the Commonwealth had met its burden of proof on the BFOQ defense.” Id. at 960.

The court went on, however, to follow the approach of E.E.O.C. v. City of St. Paul, 671 F.2d 1162 (8th Cir.1982), holding that its assessment of the validity of the age BFOQ should be made in reference to the specific duties of plaintiff Mahoney as a desk officer. Accordingly, notwithstanding the possibility that plaintiff could be reassigned to more arduous duties or called out in an emergency, the court ruled that the Commonwealth had failed to prove the BFOQ defense. Id. at 962.

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791 F.2d 1, 1986 U.S. App. LEXIS 25101, 40 Empl. Prac. Dec. (CCH) 36,222, 40 Fair Empl. Prac. Cas. (BNA) 1718, Counsel Stack Legal Research, https://law.counselstack.com/opinion/equal-employment-opportunity-commission-plaintiff-appellant-v-frank-j-ca1-1986.