ENT Associates of Alabama, P.A. v. Hoke

223 So. 3d 209, 2016 WL 4585742
CourtSupreme Court of Alabama
DecidedSeptember 2, 2016
Docket1141396, 1141401
StatusPublished
Cited by5 cases

This text of 223 So. 3d 209 (ENT Associates of Alabama, P.A. v. Hoke) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
ENT Associates of Alabama, P.A. v. Hoke, 223 So. 3d 209, 2016 WL 4585742 (Ala. 2016).

Opinion

PER CURIAM.

ENT Associates of Alabama, P.A. (“ENT 'Associates”), and A. Craig Chapman, M.D. (“Dr.Chapmán”); and Baptist Ventures, Inc., d/b/a Montgomery Surgical Center, LLP (“MSC”), the defendants below, separately appeal, pursuant to Rule 5, Ala. R.App. P,, from the Montgomery Circuit Court’s interlocutory order denying their motions for a summary judgment. We have consolidated the appeals for the purpose of writing one opinion. For the reasons set forth herein, we reverse and remand.

Facts and Procedural History

On April 11, 2011, Lauryn Diane Hoke received medical care from Dr. Chapman, ENT Associates, and MSC (hereinafter referred to collectively as “the defendants”). On April 10, 2013, one day shy of two years after she was provided medical care by the defendants, Hoke filed a medical-malpractice claim against the defendants in the Montgomery Circuit Court. In her complaint, Hoke alleged that the defendants deviated from the acceptable standard of medical care when, despite being aware of the fact that she was allergic to latex, they failed to provide a latex-free environment during both her surgery’ and her recovery and that, as a result, she suffered a severe allergic reaction that caused serious injuries, The ’complaint was signed by John M. Loeschen as “counsel for plaintiff.” On the complaint, an asterisk appears after Loeschen’s signature with a note below his address, which was in Roanoke, Virginia, that states: “motion pro hac vice to follow.” The complaint includes a certificate of service, again signed by Loeschen, that states: “I certify that on the [first] day of April, 2013, I filed the foregoing complaint with the Clerk of this Court.” The name or signature of an attorney licensed to practice law in Alabama does not appear on the complaint. However, it.is undisputed that the complaint was filed electronically by an attorney licensed to practice law in Alabama, Benjamin Pool. The complaint did not include the addresses of the defendants or any instructions to the circuit clerk for service of process.

On June 4, 2013, approximately 55 days after Hoke’s complaint was filed, Loeschen filed a verified application for admission to practice under Rule VII of the Rules Governing Admission to the Alabama State Bar. In his application, Loeschen identified Pool as “local counsel of record associated with applicant.” Also included in his application were the name and current address of each of the defendants.. The application contained Pool’s verification that he “con[211]*211sent[ed], as local counsel of record, to' the association of applicant in this cause pursuant to Rule VII of the Rules Governing Admission to the Alabama State Bar.” Pool signed this verification on June 4, 2013. The record indicates that the defendants were served the complaint on June 18, 2013, approximately 69 days after the complaint was filed.

On June 28, 2013, Dr. Chapman and ENT Associates filed a motion to strike the complaint and a motion to dismiss. On July 10, 2013, MSC also filed a motion to dismiss. The defendants argued that the complaint was signed and filed by an out-of-state attorney who had not been admitted to appear pro hac vice as an attorney in Alabama and that, under Rule VII, the complaint was a nullity and due to be stricken. Furthermore, they argued that because the two-year statute of limitations that applied to Hoke’s medical-malpractice action had expired, see § 6-6-482, Ala. Code 1976, the case was due to be dismissed in its entirety with prejudice. The defendants argued that, because, they said, Hoke did not have a bona fide intent to serve the defendants at the time her complaint was filed, the filing of the complaint did not commence the action for statute-of-limitations purposes.. The defendants argued that Hoke had failed to provide the circuit clerk with the defendants’ addresses within the summons for service of process and had failed to give the clerk any instructions as to how to proceed with service of process. Attached to the motions to dismiss was the summons for each defendant dated April 10, 2013, that showed the address for each defendant as “unknown.”

. On July 22, 2013, Hoke filed a motion to amend her complaint seeking to “include local counsel’s signature line which was inadvertently omitted from [her] original complaint filed on April 10, 2013.” The amended complaint is identical to the original complaint except that only Pool’s name and signature appear on the complaint. The complaint does not mention Loeschen or a pending motion for his admission pro hac vice. Hoke also filed a response to the defendants’ motions to dismiss. Hoke contended that, pursuant to Rule 4(b), Ala. R. Civ. P., she had “120 days to effectuate service of process” upon the defendants. Additionally, Hoke argued that it could not be disputed that her complaint was actually filed, via “AlaFile,” the Alabama judicial system’s electronic-filing system, by Pool, an Alabama attorney, and that the electronic-filing system “ensures compliance with Rule VII” because it “prevents a foreign attorney from filing a complaint because the system will not accept a ‘log in’ from an attorney who is not licensed by the Alabama State Bar and who is not registered for AlaFile.” Hoke attached the summonses generated when she filed her complaint, which listed Pool as her attorney.

The defendants responded to Hoke’s argument and attached a letter from Pool to Dr. Chapman dated June 21, 2013, that stated, in pertinent part:

“Please be advised that, as an Alabama attorney, I have been asked to sponsor an out-of-state attorney whose name is John M. Loeschen, with regard to a lawsuit that was recently filed in Montgomery County, Alabama, in which you, and several entities, are named as defendants. At this time, no decision has been made as to whether I will be participating in these proceedings. Accordingly, you should have your malpractice carrier contact Mr. Loeschen directly.”

The defendants argued that this letter makes clear that Pool was not associated as local counsel for Loeschen in April 2013 when Hoke’s complaint was filed. The defendants also filed an objection to [212]*212Hoke’s motion to amend her complaint to allow it to reflect Pool as Hoke’s counsel.

During a hearing on July 29, 2013, the circuit court notified the parties that the defendants’ motions to dismiss would be treated as motions for a summary judgment, and the court gave Hoke 10 days to provide evidence to support her position. On July 30, 2013, the circuit court granted, over the objection of the defendants, Loes-chen’s application to be admitted pro hac vice.

Hoke subsequently filed with the circuit court the following additional evidence to support her contention that Pool was always her attorney of record and that she had the intent to serve the defendants immediately at the time the complaint was filed: an affidavit from Loeschen; an affidavit from Pool; the cover sheet generated when the complaint was electronically filed, which includes Pool’s “attorney code” and his electronic signature; a copy of the case-action summary, which lists Pool as Hoke’s attorney in the medical-malpractice action; the summonses generated when the complaint was filed, which list Pool as the attorney who filed the complaint; and a receipt generated by AlaFile and sent to Pool’s registered e-mail address confirming that Hoke’s complaint had been electronically filed.

In his affidavit, Loeschen testified that he “engaged attorney Pool as associate local counsel prior to filing ...

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Bluebook (online)
223 So. 3d 209, 2016 WL 4585742, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ent-associates-of-alabama-pa-v-hoke-ala-2016.