Enrique Seoane-Vazquez v. The Ohio State University

577 F. App'x 418
Court of Appeals for the Sixth Circuit·Decided August 18, 2014·No. 13-3029·Unpublished·Cited by 47 cases

Opinions

CLAY, Circuit Judge.

Plaintiff Enrique Seoane-Vazquez appeals from the district court’s grant of summary judgment in favor of Defendant The Ohio State University (“University”) on Plaintiffs claims of retaliation, in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. We AFFIRM for the reasons set forth in this opinion and the opinion of Chief Judge Batchelder.

BACKGROUND

I. Factual Background

A. Plaintiffs Hiring, Complaints, and 2007 Lawsuit

In August 2002, Plaintiff, a native of Spain, was hired as an assistant professor in the University’s College of Pharmacy (“COP”), serving in the Pharmacy Practice and Administration Division (“Division”). Plaintiff also had a courtesy appointment [420] to the College of Public Health, which did not pay any portion of Plaintiffs salary. Plaintiffs position was on the tenure track. Whether Plaintiff would ultimately be awarded tenure depended on his performance in three areas — scholarship, teaching, and service.

In 2004, as part of the service requirement, Dr. Milap Nahata, the Division’s chair, appointed Plaintiff to serve on a search committee for a prestigious professorship. The search came to focus on Dr. Rajesh Balkrishnan, then a professor at the University of Texas at Houston. Plaintiff was concerned about Balkrish-nan’s relationship with his colleagues in Texas, and asked Nahata to request letters of recommendation before appointing him. Nahata declined and Balkrishnan was hired. According to Plaintiff, Nahata and Balkrishnan — both of Indian origin— waged a vindictive campaign against him within the COP. Plaintiffs graduate students were allegedly told to stop working with him. One student of Indian origin was told he should not be working with Plaintiff, he should be working with Bal-krishnan instead. Nahata also tapped Bal-krishnan to present Plaintiffs annual review to the Division’s faculty — a move that Plaintiff claimed was designed to hinder his advancement in the COP. Plaintiff further accused Nahata of poaching a valuable grant.

In August 2005, Plaintiff filed a complaint detailing these and other offenses with the Dean of the COP, Dr. Robert Brueggemeier, who forwarded the complaint to an investigative committee. Following a lengthy process of investigation, report, and appeal, it was eventually determined that relations were strained within the OOP’s faculty and corrective measures should be taken. Balkrishnan was singled out for his behavior and barred from tampering with other faculty members’ students. Not satisfied with these results, Plaintiff filed a Charge of Discrimination with the EEOC in September 2006. The EEOC closed its file on the matter in May 2007, and in August 2007, Plaintiff filed suit in the Southern District of Ohio, charging the University with three counts of Title VII discrimination, retaliation, and discrimination by association (“2007 lawsuit”).

B. Plaintiffs Annual Reviews

Even as Plaintiff was participating in the dispute-resolution process at the University, he was making fitful progress towards tenure. Plaintiffs progress was reviewed annually, beginning in March 2004. In his first three reviews, Plaintiff was given high marks for his service and mediocre marks on his teaching. Plaintiff also received mediocre-to-poor reviews for his scholarship. Plaintiff, for his part, believed his reviews overlooked some scholastic achievements, and also failed to account for a lengthy illness that hampered Plaintiffs ability to work.

In early 2007, the COP conducted Plaintiffs fourth-year review, an important waypoint on the road to tenure. The review encompassed several elements. First, the Division contacted several professors from other institutions with expertise in Plaintiffs area of scholarship— pharmaceutical economics and policy. Four replied with letters giving mixed reviews of Plaintiffs scholarship and ability to obtain research funding. Dr. William Hayton, an associate dean in the COP, then prepared a letter summarizing Plaintiffs progress in teaching, scholarship, and service. Hayton noted that Plaintiffs teaching quality needed improvement, even if the quantity of Plaintiffs teaching and advising was acceptable. Plaintiffs service was appropriate for a faculty member of his level. As for Plaintiffs scholar[421] ship, Hayton noted that Plaintiff had only five articles to his name, and all had been completed recently. Plaintiffs lack of peer-reviewed articles had been a driver of his negative marks in previous annual reviews. Hayton also stated that faculty members in the Division believed that Plaintiffs research lacked focus. Hayton further commented that Plaintiffs funding had been adequate, but it was unclear if the sources of funding were competitive.

After Hayton prepared his letter, the tenured faculty members of the COP met to discuss Plaintiffs progress. Dr. James Dalton, then the chair of the OOP’s tenure committee, summarized this meeting in a letter to Brueggemeier dated March 14, 2007. Most of the meeting focused on Plaintiffs research. As Dalton summarized, the faculty had a mixed response to Plaintiffs research, and thought that Plaintiff should increase the number of his peer-reviewed publications, focus his scholarship into a defined area, and gain funding from competitive sources. The faculty voted just 12 to 8 in favor of a positive fourth-year review.

Finally, Brueggemeier submitted his own recommendation to the University provost. Brueggemeier favored giving Plaintiff a positive fourth-year review, with clear expectations of improvements to be made if Plaintiff hoped to secure tenure. Brueggemeier repeated the concern about Plaintiffs late flurry of publications and the lack of focus in his work, and noted that the quality of the journals that carried his articles was low or uncertain. Similarly, it was not clear if Plaintiffs funding sources had a competitive application process. Brueggemeier concluded his letter with several expectations for Plaintiffs future research and scholarship: more peer-reviewed publications on a more regular schedule; developing a theme or focus that unites his work; and securing research funding from federal agencies with peer-reviewed application processes.

C. The Tenure Review Process

In the summer of 2008, preparations began for the tenure review process. The ultimate decision of whether to grant or deny tenure lay with the University’s provost, Joseph Alutto. According to University policy, Alutto would make this decision based on a dossier of materials that would be assembled over the course of several months by Plaintiff and the COP. This dossier should include, among other things, a summary of the applicant’s research prepared by the applicant himself; representative publications that the applicant had written while at the University; letters from external reviewers; and the recommendation of the college’s faculty as to whether or not tenure should be awarded.

1. External reviewers

Free access — add to your briefcase to read the full text and ask questions with AI

Enrique Seoane-Vazquez v. The Ohio State University, 577 F. App'x 418 (6th Cir. 2014).

577 F. App'x 418 (Enrique Seoane-Vazquez v. The Ohio State University) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related