Endicott v. Dept. of Rev.

CourtOregon Tax Court
DecidedMarch 10, 2021
DocketTC-MD 200296G
StatusUnpublished

This text of Endicott v. Dept. of Rev. (Endicott v. Dept. of Rev.) is published on Counsel Stack Legal Research, covering Oregon Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Endicott v. Dept. of Rev., (Or. Super. Ct. 2021).

Opinion

IN THE OREGON TAX COURT MAGISTRATE DIVISION Income Tax

PATRICIA R. ENDICOTT, ) ) Plaintiff, ) TC-MD 200296G ) v. ) ) DEPARTMENT OF REVENUE, ) State of Oregon, ) ) Defendant. ) DECISION

Plaintiff challenges Defendant’s adjustment of her 2017 filing status from head of household

to married filing separately, as well has her Working Family Household and Dependent Care

(WFHDC) credit. Plaintiff appeared and testified on her own behalf at trial, and her former husband,

Bruce Endicott, also testified. Auditor Nelly Rudnitskaya represented Defendant and testified.

Plaintiff’s Exhibits 1 to 9 and Defendant’s Exhibits A to G were admitted.

I. STATEMENT OF FACTS

At the outset of 2017, Plaintiff and Mr. Endicott lived with their two young children at

their marital address in Redmond. They remained married throughout the year, but the extent to

which they continued to live together is disputed. According to their testimony, they separated

in April and for the remainder of the year he lived in their jointly owned travel trailer while

Plaintiff continued to live in their jointly owned marital home. (Ex G at 23.) Their children

attended day care from January to July, and again from October to December.

In her written objection to Defendant’s Notice of Deficiency, submitted July 1, 2019,

Plaintiff wrote:

“[Y]our letter indicates that my husband and I lived together ALL of 2017 so you adjusted my filing. I am not sure where you received this information however, that is NOT TRUE. My husband and I lived apart for more than 7 months of 2017 as we

DECISION TC-MD 200296G 1 of 6 were considering divorce. This is why I wasn’t sure if he was employed all or part of 2017. From April 8th, 2017 to November 25th, 2017 my husband and I were NOT living together which is why I filed my taxes how I did.”

(Ex E at 3 (emphasis added).) At trial, Plaintiff testified that the emphasized portion of her

written objection referred to an attempted reconciliation with Mr. Endicott near Thanksgiving.

She testified that he did not move any things in and did not pay any bills, and that she could not

recall that he lived at the house for the last two months of 2017.

A July email from Plaintiff to her lawyer relates an interaction she had with Mr. Endicott

“first thing this morning as I was walking out the door.” (Ex 9 at 3.) According to the email, he

had been seeking her signature on documents for a home loan, and she had been seeking a

notarized letter confirming that he was “allowing [her] to leave the state with the girls to move to

San Diego.” (Id.) In November 2017, Plaintiff and Mr. Endicott jointly signed for a second

mortgage on the marital home; the mortgage document recited that the property being

encumbered was the borrowers’ residence. (Ex G at 3, 8–9.) They signed a similar mortgage

document, with a similar recital, in January 2018. (Id. at 10–16.)

Mr. Endicott testified that he moved frequently in 2017 and used the address of the

marital home as his mailing address. As of the date of trial, he still used that address for his

vehicle registrations and his driver’s license. His checks written for child care displayed two

different addresses: the marital address in January, May, June, and July, and another address in

Redmond from February to April. (Ex C at 68–76.) The marital address is provided on a

contract with a child care provider Plaintiff and Mr. Endicott signed in October, with a separate

blank for Mr. Endicott’s “home address (if different)” left uncompleted. (Ex C at 14–19.)

Additional evidence was received regarding Plaintiff’s income and expenses in 2017. Because

the court’s decision rests on the composition of her household, that evidence need not be recited here.

DECISION TC-MD 200296G 2 of 6 Plaintiff reported a filing status of head of household on her 2017 return and claimed a

WFHDC credit of $8,885 based on child care payments of $11,847. (Ex A at 1, 3–4.) Defendant

adjusted her filing status to married filing separately, thereby reducing her standard deduction

and disallowing her claimed Oregon earned income credit. (Ex D at 5–10.) Defendant also

disallowed her claimed WFHDC credit. (Id.)

On appeal, Plaintiff asks the court to reinstate her head of household filing status and

WFHDC credit. Defendant asks the court to uphold its adjustments.

II. ANALYSIS

The two legal questions in this case are whether Plaintiff qualified for a filing status of

head of household, as opposed to married filing separately, and whether Plaintiff qualified to

claim the WFHDC credit. Both questions depend on whether Plaintiff and Mr. Endicott lived in

the same household at the end of 2017. On that factual question, Plaintiff must bear the burden

of proof by a preponderance of the evidence. See ORS 305.427. 1

Head of household filing status under the Internal Revenue Code (IRC) affects a

taxpayer’s Oregon standard deduction and eligibility for Oregon’s earned income credit.

ORS 316.695(1)(c) grants heads of households a higher standard deduction than married

taxpayers filing separately, relying on the definition of “head of household” found in

IRC section 2. ORS 316.695.(1)(c)(E). Oregon’s earned income credit is available only to those

qualifying for the federal earned income credit, which excludes married taxpayers filing

separately unless they meet the same criteria that would allow them claim head of household

status. ORS 315.266(1); see IRC §§ 32(d); 2(c).

///

1 The court’s references to the Oregon Revised Statutes (ORS) are to 2015.

DECISION TC-MD 200296G 3 of 6 The head of household filing status is generally available to unmarried persons who pay

over half the cost of maintaining either their own home (shared with their children or other

dependents) or their dependent parents’ home. IRC § 2(b)(1). Married taxpayers who are

legally separated under a decree of divorce or separate maintenance, or whose spouse is a

nonresident alien, may be treated as unmarried and therefore eligible for head of household

status. IRC § 2(b)(2). In addition—and importantly for this case—married taxpayers

maintaining a home with their children may be treated as unmarried if their spouses are not part

of the household for the last six months of the year. IRC §§ 2(c); 7703(b).

The requirement that married taxpayers must have lived apart from their spouses the last

six months of the year to be considered unmarried is strict. Becker v. Comm’r, 69 TCM (CCH)

2439 (1995) (holding six-month condition unmet where husband lived in wife’s house until July

after being asked to leave in May). Courts do not “explore the quality of a marriage or

membership in a household when the parties live under one roof.” Id.

The eligibility criteria for Oregon’s WFHDC credit are broader than those for head of

household status, but still require married taxpayers filing separately to either be legally

separated or to “reside in separate households on the last day of the tax year with the intent of

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Related

§ 305.427
Oregon § 305.427
§ 315.262
Oregon § 315.262(6)(d)
§ 315.266
Oregon § 315.266(1)
§ 316.695
Oregon § 316.695

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