Elmo Humphrey, III v. Burl Cain, Acting Warden, Louisiana State Penitentiary

120 F.3d 526, 1997 U.S. App. LEXIS 24818
CourtCourt of Appeals for the Fifth Circuit
DecidedSeptember 9, 1997
Docket95-31101
StatusPublished
Cited by43 cases

This text of 120 F.3d 526 (Elmo Humphrey, III v. Burl Cain, Acting Warden, Louisiana State Penitentiary) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elmo Humphrey, III v. Burl Cain, Acting Warden, Louisiana State Penitentiary, 120 F.3d 526, 1997 U.S. App. LEXIS 24818 (5th Cir. 1997).

Opinion

PATRICK E. HIGGINBOTHAM, Circuit Judge:

This is a federal habeas petition seeking relief from a state court conviction for aggravated rape. Elmo Humphrey, III, had no criminal record but found himself accused of rape by a troubled sixteen-year-old girl. The rapes allegedly took place more than five years earlier. The victim had retracted an earlier accusation against Humphrey and had no witnesses or medical testimony to support her story. Nevertheless, a Louisiana jury convicted Humphrey by a vote of 11 to 1.

We conclude that the reasonable doubt instruction did not give the defendant the benefit of reasonable doubt as elucidated by the Supreme Court in In Re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970), Cage v. Louisiana, 498 U.S. 39, 111 S.Ct. 328, 112 L.Ed.2d 339 (1990) (per curiam), and Victor v. Nebraska, 511 U.S. 1, 114 S.Ct. 1239, 127 L.Ed.2d 583 (1994). Circuit precedent, however, requires us to hold that Humphrey’s claim rests on a new rule and thus is unavailable in a habeas proceeding.

I.

Petitioner Elmo Humphrey was a friend of Kathy Calhoun when she lived in Metairie, Louisiana. Starting in early 1980, Calhoun engaged Humphrey to baby-sit her nine-year-old daughter J. and J.’s brother. Humphrey looked after the children regularly while the Calhouns lived in Metairie and on one occasion after the family moved. The trial evidence regarding the date of this move is equivocal, but the jury could have concluded that the family moved from Metairie in March of 1982. In 1987, J., then sixteen, told her mother about sexual encounters with Humphrey. Calhoun informed the police. *528 On January 21, 1988, a Louisiana grand jury indicted Humphrey for aggravated rapes occurring between January 1, 1980, and December 31,1984.

The trial judge gave the following instruction to the jury: '

If you entertain any reasonable doubt as to any fact or element necessary to constitute the defendant’s guilt, it is your sworn duty to give him the benefit of that doubt and return a verdict of acquittal. Even where the evidence demonstrates a probability of guilt, yet if it does not establish it beyond a reasonable doubt, you must acquit the accused. This doubt must be a reasonable one, that is, one founded upon a real, tangible, substantial basis, and not upon mere caprice, fancy or conjecture. It must be such a doubt as would give rise to a grave uncertainty, raised in your minds by reason of the unsatisfactory character of the evidence; one that would make you feel that you had not an abiding conviction to a moral certain[ty] of the defendant’s guilt. If, after giving a fair and impartial consideration to all of the facts in the case, you find the evidence unsatisfactory upon any single point indispensably necessary to constitute the defendant’s guilt, this would give rise to such a reasonable doubt as would justify you in rendering a verdict of not guilty. The prosecution must establish guilt by legal and sufficient evidence beyond a reasonable doubt, but the rule does not go further and require a preponderance of testimony. It is incumbent upon the State to prove the offense charged, or legally included in the Information, to your satisfaction and beyond a reasonable doubt. A reasonable doubt is not a mere possible doubt. It should be an actual or substantial doubt. It is such a doubt as a reasonable man would seriously entertain. It is a serious doubt, for which you could give good reason.

The jury convicted Humphrey of the rape charges by an 11-1 vote. The trial judge sentenced him to life in prison at hard labor without parole. In his appeal, he argued that the reasonable doubt instruction given to his jury was deficient. State v. Humphrey, 544 So.2d 1188 (La.Ct.App.), writ denied, 550 So.2d 627 (La.1989). Humphrey sought post-conviction relief in the Louisiana courts. He raised the reasonable doubt issue again and added a claim that he was prosecuted illegally because the statute of limitations had expired. The Louisiana courts denied relief. Humphrey then filed this federal habeas petition, which raises the same issues. The district court rejected both contentions, but it granted a certificate of probable cause, and we appointed counsel.

II.

The district court issued its certificate of probable cause on November 27,1995. While this appeal was pending, the Anti-terrorism and Effective Death Penalty Act, Pub.L. No. 104-132, 110 Stat. 1214 (1996), became effective. This statute amended 28 U.S.C. § 2253 to require a certificate of appealability, rather than a certificate of probable cause, before a final order in a habeas proceeding may be appealed. It also modified the circumstances in which federal courts may grant writs to state prisoners. See 28 U.S.C. § 2254(d) (West Supp.1997).

Neither of these changes affects Humphrey’s petition. We held in Brown v. Cain, 104 F.3d 744, 749 (5th Cir.), cert. denied, — U.S. -, 117 S.Ct. 1489, 137 L.Ed.2d 699 (1997), that the AEDPA’s eertificate-of-ap-pealability requirements do not apply to a petitioner who obtained a certificate of probable cause before the new statute went into effect. And the Supreme Court recently held that, except in certain capital cases, the new version of section 2254(d) does not apply retroactively to petitions filed before the new statute’s effective date. Lindh v. Murphy, — U.S. -, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997); Shute v. Texas, 117 F.3d 233, 235 (5th Cir.1997) (on rehearing). Thus, we must analyze Humphrey’s claims under the old version of the habeas statute.

III.

A.

Because it is a threshold question, see Caspari v. Boklen, 510 U.S. 383, 389, 114 S.Ct. 948, 953, 127 L.Ed.2d 236 (1994), we turn first to the question of whether Humphrey can rely on Cage and Victor, decided by the Supreme Court after his conviction became final. In Teague v. Lane, 489 U.S. *529 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), the Supreme Court narrowed the relief available to a habeas petitioner under 28 U.S.C. § 2254 by confining a petitioner to rules of constitutional law in place when certiorari is denied on direct appeal of his conviction. But Teague did not withdraw two categories of newly announced rules. Subscribing to Justice Harlan’s view of the central purposes of the writ of habeas corpus, Teague accepted two limitations on the general prohibition against looking to new law.

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Bluebook (online)
120 F.3d 526, 1997 U.S. App. LEXIS 24818, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elmo-humphrey-iii-v-burl-cain-acting-warden-louisiana-state-ca5-1997.