Elmendorf v. Harris

5 Wend. 516
CourtNew York Supreme Court
DecidedOctober 15, 1830
StatusPublished
Cited by16 cases

This text of 5 Wend. 516 (Elmendorf v. Harris) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elmendorf v. Harris, 5 Wend. 516 (N.Y. Super. Ct. 1830).

Opinion

By the Court,

Savage, Ch. J.

Although the submission was under seal, no direction was given to the arbitrators as to the manner of appointing the umpire; and no adjudged case has been shewn requiring the appointment to be under seal or even in writing. Caldwell on Arbitrations, 42, sajTs,. “ It seems there should be a formal written appointment of the umpire ; the most usual way is by an endorsement made by the arbitrators upon the instrument of submission.” He refers to Still v. Halford, 4 Campb. 17, where evidence of the umpire acting with the arbitrators, and the recitals in the award, were considered insufficient to prove the appointment —Lore Ellenborough said there must be a formal act of appointment ; and to the case of Rutledge v. Thornton, 4 Taun. 704, where the court- held that an appointment of umpire need not be on stamped paper. These cases, at most, shew that an appointment in writing is proper, but they do not shew it necessary. It is not uncommon for the submission itself to be by paroi, and there is no legal objection to a paroi appointment of an umpire unless the submission require it to be in writing* The more important question, however, is [519]*519whether in a court of law an award can be avoided by shewing partial or corrupt conduct in the arbitrators.

This question has been frequently decided both in England and in this state. It arose in Willis v. McCarmick, 2 Wils. 148, upon the plea of nil debet to debt on an award, where the court said there never was an instance where this kind of evidence was permitted to be given; it would be to suffer evidence that affects third persons, the arbitrators; an award is a judgment by judges chosen by the parties themselves; a jury in a special verdict cannot find any matter of fact dehors the award; by parity of reason, nothing dehors the award can be given to them in evidence. In Braddick v. Thompson, 8 East, 344, the court refused to hear an argument on the question. In Barlow v. Todd, 3 Johns. R. 367, Spencer, justice, in delivering the opinion of the court, cites 2 Wils. 148, and says, “ It is now well established that at law nothing dehors the award invalidating it can be given in evidence to the jury. The arbitrators are judges chosen by the parties themselves, and their awards are not examinable in a court of law, unless the condition is made a rule of court, and then only for corruption or gross partiality. Their award is like a judgment. Courts of law cannot listen to suggestions contradicting the award or impeaching the conduct of the arbitrators.” In Cranston v. Kenney's Executors, 9 Johns. R. 212, the same learned judge reiterates the same doctrine, and adds, “Under the statute, and where the submission is agreed to be made a rule of court, power is given to the courts of common law jurisdiction to set aside any arbitration or umpirage procured by corruption or undue means; and this is the limit of the authority of those courts.” The question arose on a motion to set aside an award made upon a submission of the parties without any rule or order of the court, and the court refused to entertain it. In such case, however, the party is not remediless, but his remedy is in a court of equity. A refusal by the arbitrators to hear proper testimony, or hearing testimony ex parte, is such misconduct as will vitiate an award in a court of equity. 17 Johns. R. 410. 6 Vesey, 72.

[520]*520An application to set aside an award in a court of law for corruption or partiality is addressed to the equitable powers of the court, and, according to the statute, must be made before the end of the term next after the award made; but matters appearing on the face of the award may be relied on to resist an attachment for not performing the award at any time when the motion for the attachment is made. 7 T. R. 73.

The true doctrine then seems to be this : that where there is an agreement to make the submission a rule of court, the award may be enforced either by action or by attachment; and in either case the defendant can resist for matter appearing on the face of the submission and award, and for such only. If the defendant wishes to avoid the award for matter dehors the award, as for corruption or partiality, he must apply for that purpose by motion within the time specified by statute. If there is no stipulation to make the submission a rule of court, or when in fact there is no rule entered, the award can be enforced by action only; and in such case the defendant may avail himself of any matter appearing on the face of the award and submission, but no other. In such case, if the person dissatisfied with the award wishes to avoid it for the improper conduct of the arbitrators, or any matter dehors the award, he has no remedy in a court of law by motion, but must apply to a court of equity. Such seems to be the law as settled on authority. Kidd, 346.

But it is said there have been some recent cases in this court in which it was decided that want of notice to the parlies of the proceeding of the arbitrators was held a good defence at law; and the case of Peters v. Newkirk, 6 Cowen, 103, is referred to, and also a subsequent case of Gould v. Gould & Banks. Peters v. Newkirk was an action on the case for making a distress when no rent was due. The rent had been liquidated at $87,75, and it was agreed that a shearing machine should be received in part payment at the appraisal of one Slurges. He appraised the machine at $85, which left $2,75 of rent due when the distress was made. The court decided that the action brought by Peters did not lie, there being rent [521]*521due. In the opinion delivered it was said, (though not necessary to the decision of the cause,) that the appraisement was void for want of notice to the person to be charged with it. This proposition is certainly consonant to reason and good sense, and is well established as a principle of equity. The only reasons why the award of arbitrators cannot be impeached at law for corruption or improper conduct in the arbitrators, are 1. Because the award is in the nature of a judgment between the parties, rendered by judges of their own choosing; and 2. Because the arbitrators, whose conduct is impeached, have no opportunity of being heard in their defence. I shall not slop now to enquire whether these reasons are sound or not, because I consider the question too well settled on authority, to be changed by a judicial decision. As to the appraisement referred to in Peters v. Newkirk, it could hardly be dignified with the name of an award. Even if it should be so considered, it was not made the foundation of an action. It seems to me, however, there is an essential difference between an award upon matters in controversy between parties and a bare appraisement of a chattel. But if there is not, and the appraisement is to be considered an award in legal effect and operation, then it must be conceded, that point was not decided in accordance with the whole current of authority.

The case of Gould v. Gould & Banks, was this: W. Gould & D. Banks had given their bond to S. Gould for $2290.

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Bluebook (online)
5 Wend. 516, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elmendorf-v-harris-nysupct-1830.