Ellis v. State

2011 WI App 67, 800 N.W.2d 6, 333 Wis. 2d 228, 2011 Wisc. App. LEXIS 308
CourtCourt of Appeals of Wisconsin
DecidedApril 26, 2011
DocketNo. 2010AP1374
StatusPublished
Cited by2 cases

This text of 2011 WI App 67 (Ellis v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ellis v. State, 2011 WI App 67, 800 N.W.2d 6, 333 Wis. 2d 228, 2011 Wisc. App. LEXIS 308 (Wis. Ct. App. 2011).

Opinion

CURLEY, PJ.

¶ 1. Earnest Ellis appeals from an [234]*234order: (1) denying his motion for default judgment against the Department of Administration ("the Department") and the Labor & Industry Review Commission ("the Commission"); and (2) affirming the Commission's decision in which it concluded that he had not, following a work injury, established a prima facie case of permanent total disability under the "odd-lot" doctrine, and therefore was not entitled to permanent total disability benefits. Ellis argues that the trial court erred in denying his motion for default judgment in his Wis. Stat. ch. 102 worker's compensation claim against the Department and the Commission because both agencies failed to timely answer his complaint, and because the Commission failed to present a meritorious defense regarding its late answer. Ellis also argues that the Commission's conclusion that he failed to establish a prima facie case for permanent and total disability on an odd-lot basis, and two of the Commission's findings which accompany this conclusion, are not supported by credible and substantial evidence. Ellis further argues that the trial court's decision affirming the Commission's decision misapplies the odd-lot doctrine.

¶ 2. We hold that because default judgment is unavailable to plaintiffs in Wis. Stat. § 102.23 (2009-10)1 actions when the employer has timely answered, the trial court did not err in denying Ellis's motion for default judgment. We further conclude that Ellis failed to establish a prima facie case for permanent total disability under the odd-lot doctrine, and that the Commission's finding regarding the effect of Ellis's asthma on his ability to work was supported by credible and substantial evidence. Moreover, we do not address [235]*235the Commission's finding regarding whether Ellis had a duty to notify his employer of his work restrictions or whether the trial court properly applied the odd-lot doctrine because neither of those issues is pertinent to our analysis of the issues properly on appeal. We affirm.

I. Background.

¶ 3. On April 16, 2003, Ellis, a civil engineering technician for the Department of Transportation, was on the job parked in an automobile in a construction area on Highway 1-94 in Milwaukee when the driver of another vehicle — traveling in the wrong lane in the construction area — rear-ended his vehicle. Ellis sustained numerous injuries, including headaches, neck pain, and pain in his left arm.

¶ 4. Following the accident, Ellis intermittently received worker's compensation benefits, including temporary total disability and temporary partial disability, from April 16, 2003, through October 5, 2003. Other than this period of temporary total and partial disability, Ellis continued working at the Department of Transportation until October 2004.

¶ 5. When his symptoms from the accident did not fully dissipate, Ellis sought further treatment from Dr. Spencer Block. Dr. Block, who had been treating Ellis since the accident, performed cervical surgery — i.e., surgery to Ellis's spine. Dr. Block noted that the surgery was meant to alleviate a degenerative condition that, although preexisting in nature, was aggravated beyond normal progression by the work accident. The surgery took place in October 2004.

¶ 6. After surgery, Ellis continued to suffer from chronic headaches and consequently stopped working altogether. Ellis began receiving treatments for his [236]*236headaches, including Oxycodone and painkiller injections. According to medical records kept by Dr. Block, the severity of Ellis's headaches decreased significantly over time. In a report dated December 14, 2006, Dr. Block noted:

[Ellis] reports that his symptoms are significantly improved at this time. He still reports that he is having daily headaches, but they are much less severe in intensity. He is satisfied with his condition at this time and feels no need for further intervention.... I am very pleased with Mr. Ellis's condition. I agree that as long as he is satisfied with his condition, there is no need for further intervention at this time.

¶ 7. Approximately one year after his surgery, in October 2005, Ellis took disability retirement from the Department of Transportation. He eventually sought permanent total disability benefits from his former employer. To this end, Ellis testified in two hearings in front of an administrative law judge for the Department of Workforce Development, Worker's Compensation Division.

¶ 8. At the hearings, Ellis testified2 that that he stopped working at the Department of Transportation because his headaches were so severe that they interfered with his ability to work. He testified that his former position as a civil engineering technician was very demanding. It required substantial amounts of time doing "field work," walking long distances and pounding stakes into the ground on freeways, and regularly working as many as seventy-five hours a week during summer. Ellis also testified that he possesses the required education and skills necessary for sedentary office work, including word processing, database pro[237]*237cessing, drafting, and report writing. He further testified that he suffered from asthma and chronic obstructive pulmonary disease ("COPD"), which interfered with his ability to find alternative employment.

¶ 9. At the hearings, Ellis also submitted numerous documents. These documents included Dr. Block's December 14, 2006 report, which, as previously noted, stated that Ellis's headaches had in fact lessened in their severity over time, and that Ellis was "satisfied" with his condition. The documents also included Dr. Block's disability evaluation dated December 19, 2006, which stated that Ellis's disability level was at twenty-seven percent. The documents also included a functional capacity evaluation3 that noted:

Mr. Ellis is limited to part-time, sedentary work, at best. He is limited to sitting for two hours per day. This is not compatible with the performance of sedentary work even on a part-time basis. Mr. Ellis cannot maintain his neck in a static posture as to perform desk/computer work. [He] requires frequent breaks. Based upon these restrictions .. . the only work available to Mr. Ellis would be odd lot in nature.

¶ 10. When the ALJ awarded him twenty-seven percent disability but denied his claim for total permanent disability, Ellis appealed to the Commission, which found:

The commission finds that [Ellis's] award of 27 percent functional disability due to a cervical injury and need for surgery caused by the motor vehicle [238]*238accident on April 16, 2003, is the appropriate award. The applicant has failed to present a valid claim for further loss of earning capacity on a functional basis or claim for permanent total disability. Pursuant to Wis. Stat. § 102.17(l)(d), certified reports of physicians, podiatrists, surgeons, psychologists and chiropractors are admissible as evidence of the diagnosis, necessity of treatment, and cause and extent of disability. In this case, no physician has determined the applicant's physical restrictions due to the work injury in April 2003.

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2011 WI App 67, 800 N.W.2d 6, 333 Wis. 2d 228, 2011 Wisc. App. LEXIS 308, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ellis-v-state-wisctapp-2011.