Ellis v. Saul

CourtDistrict Court, N.D. Illinois
DecidedSeptember 9, 2021
Docket1:19-cv-01883
StatusUnknown

This text of Ellis v. Saul (Ellis v. Saul) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ellis v. Saul, (N.D. Ill. 2021).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

JOHN E.,

Claimant, No. 19 CV 1883 v. Magistrate Judge Jeffrey T. Gilbert KILOLO KIJAKAZI, Acting Commissioner of Social Security,

Respondent.

MEMORANDUM OPINION AND ORDER

Claimant John E.1 (“Claimant”) seeks review of the final decision of Respondent Kilolo Kijakazi,2 Acting Commissioner of Social Security (“Commissioner”), denying Claimant’s application for Disability Insurance Benefits (“DIB”) under Title II of the Social Security Act (“Act”). Pursuant to 28 U.S.C. § 636(c) and Local Rule 73.1, the parties have consented to the jurisdiction of a United States Magistrate Judge for all proceedings, including entry of final judgment. [ECF No. 6]. This Court has jurisdiction pursuant to 42 U.S.C. §§ 405(g) and 1383(c), and the parties have filed cross-motions for relief [ECF Nos. 13, 19] pursuant to Federal Rule of Civil Procedure 56. For the reasons discussed below, Claimant’s Motion to Reverse

1 Pursuant to Northern District of Illinois Local Rule 8.1 and Internal Operating Procedure 22, the Court will identify the non-government party by using his or her full first name and the first initial of the last name.

2 Kilolo Kijakazi became the Acting Commissioner of Social Security on July 9, 2021. Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, the Court has substituted Acting Commissioner Kijakazi as the named defendant. the Decision of the Commissioner of Social Security [ECF No. 13] is denied and the Commissioner’s Motion for Summary Judgement [ECF No. 19] is granted. PROCEDURAL HISTORY

On August 28, 2014, Claimant filed a Title II application for DIB alleging disability beginning on January 18, 2013. (R. 107-109, 236-37). His claim was denied initially and upon reconsideration, after which Claimant requested a hearing before an Administrative Law Judge (“ALJ”). (R. 85-106, 120-21). On November 2, 2016, Claimant appeared at a hearing before ALJ Diane S. Davis. (R. 76-84). The hearing was continued so that Claimant could obtain representation and a second hearing, at which Claimant testified, was held on March 7, 2017. (R. 40-75). ALJ Davis also heard

testimony on that date from impartial vocational expert (“VE”) Edward P. Steffan. (R. 68-74). On May 18, 2017, ALJ Davis denied Claimant’s claim for DIB. (R. 24-34). In finding Claimant not disabled, the ALJ followed the five-step evaluation process required by Social Security regulations for individuals over the age of 18. See 20 C.F.R. §§ 404.1520(a), 416.920(a). At step one, the ALJ found that Claimant did not engage in substantial gainful activity during the relevant period from January

18, 2013, his alleged onset date, through March 31, 2017, his date of last insured. (R. 26). At step two, the ALJ found that Claimant had a severe impairment or combination of impairments as defined by 20 C.F.R. 404.1520(c). (R. 26). Specifically, Claimant suffered from cardiomyopathy; atrial fibrillation; hypertension; sleep apnea; chronic obstructive pulmonary disease (COPD); and obesity. (R. 26-27). The ALJ also acknowledged a non-severe complaint, diabetes mellitus, but concluded that it did not cause work-related limitations. (R. 26-27). At step three, the ALJ determined that Claimant did not have an impairment

or combination of impairments that met or medically equaled the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (R. 27). In particular, the ALJ considered listings 3.02, 4.02, and 4.05, but concluded that Claimant did not meet or medically equal the severity of those listings, nor did any “acceptable medical source [mention] findings equivalent in severity to the criteria of any listed impairment, individually or in combination.” (R. 27). Regarding listing 3.02A, the ALJ noted that Claimant’s single pulmonary function study in 2014 did

not constitute proof of listing level severity, in that the record did not provide evidence of at least three forced expiratory maneuvers performed during the same test session, which the regulations require. (R. 27). Nor did the ALJ see any pulmonary function tests in the medical record beyond the single study in 2014, meaning that even if Claimant had demonstrated listing level scores on that one occasion, there was no evidence of ongoing significant severity. (R. 27). With respect to listing 4.02, the ALJ

concluded that Claimant did not meet numerous listing requirements, (R. 27-28), and in particular, had a recent echocardiogram that showed left ventricular ejection fraction of 60%, which is in a normal range, as was Claimant’s earlier testing that showed 55%-60%. (R. 28). Finally, the ALJ substantively discussed listing 4.05 but noted that Claimant’s arrhythmia did not meet the listing requirements for a number of reasons, including that Claimant had not presented adequate documentary evidence to substantiate those listing requirements. (R. 28). The ALJ also touched on Claimant’s obesity but noted that there was no evidence of record that Claimant’s obesity contributed to any other severe impairment such that, in combination, those

impairments would meet listing level severity. (R. 28). The ALJ then found Claimant had the RFC,3 through his date last insured, to: “perform light work, as defined in 20 CFR 404.1567(b). The claimant can lift and/or carry 20 pounds occasionally and 10 pounds frequently. He can stand and/or walk for about six hours total in an 8-hour workday, and sit for about six hours total. He can occasionally balance, stoop, kneel, crouch, crawl, and climb ramps and stairs, but cannot climb ladders, ropes, and scaffolds. He should avoid concentrated exposure to temperature extremes, pulmonary irritants, and hazards, such as unprotected heights.”

(R. 28).

Based on this RFC, the ALJ found at step four that Claimant had past relevant work as a construction worker but that work, which was very heavy, exceeded Claimant’s residual functional capacity and could no longer be performed. (R. 32). At step five, the ALJ concluded that, considering Claimant’s age, education, past work experience, and residual functional capacity, he is capable of performing other work within the national economy and that those jobs exist in significant numbers. (R. 32- 33). Specifically, the VE’s testimony, on which the ALJ relied, identified jobs including unskilled light occupations such as office helper, cashier, and cleaner housekeeper that Claimant could perform and that are available in significant numbers in the national economy. (R. 33). The ALJ then found Claimant was not

3 Before proceeding from step three to step four, the ALJ assesses a claimant’s residual functional capacity. 20 C.F.R. § 416.920(a)(4). “The RFC is the maximum that a claimant can still do despite [her] mental and physical limitations.” Craft v. Astrue, 539 F.3d 668, 675– 76 (7th Cir. 2008).

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Ellis v. Saul, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ellis-v-saul-ilnd-2021.