Ellis v. NCNB Texas National Bank

842 F. Supp. 243, 9 I.E.R. Cas. (BNA) 566, 1994 U.S. Dist. LEXIS 681, 1994 WL 19664
CourtDistrict Court, N.D. Texas
DecidedJanuary 21, 1994
Docket3:91-cr-00087
StatusPublished
Cited by4 cases

This text of 842 F. Supp. 243 (Ellis v. NCNB Texas National Bank) is published on Counsel Stack Legal Research, covering District Court, N.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ellis v. NCNB Texas National Bank, 842 F. Supp. 243, 9 I.E.R. Cas. (BNA) 566, 1994 U.S. Dist. LEXIS 681, 1994 WL 19664 (N.D. Tex. 1994).

Opinion

MEMORANDUM OPINION AND ORDER

KENDALL, District Judge.

NOW before the Court are Defendant’s Motion for Reconsideration, filed June 4, 1993, the response to that motion and the reply to the response. Having reviewed these filed materials and the applicable law, the Court determines that Defendant’s motion should be GRANTED. Having reconsidered Defendant’s Motion for Summary Judgment, filed on December 11, 1991, the response to that motion and the reply to the response, the summary judgment evidence and the applicable law, the Court determines that Defendant’s motion for summary judgment should be, and hereby is, GRANTED.

This case arises from Plaintiffs belief that Defendant terminated his employment because of Plaintiffs conversations with the government concerning possible wrongdoing at Defendant’s predecessor institution. Until his termination on November 16,1990, Plaintiff was the real estate manager of the Financial Resource Management, Inc. (FRMI) appraisal department. FRMI, an asset management company and wholly-owned subsidiary of Defendant, has serviced the problem assets of the former First RepublicBank Corporation since October of 1988. Plaintiff began work at First National Bank of Dallas, which became InterFirst Bank Dallas in the late 1970s. InterFirst merged with RepublicBank to form First RepublicBank in *245 1987. On First RepublieBank’s failure in 1988, Defendant acquired certain of the failed institution’s assets. Plaintiffs employment with the institution continued through these name changes and mergers, culminating in his employment with Defendant. In connection with the failure of First RepublicBank, Plaintiff spoke with the FBI, the Office of the Comptroller of the Currency (OCC), and the FDIC about conduct he believed to be questionable, particularly the use of intentionally inflated real estate appraisals coincidental with false balance sheets issued by Republic-Bank, the lack of due diligence before the merger of InterFirst and RepublicBank Dallas, and retention in employment of bank officers allegedly involved in this conduct.

After the NCNB acquisition, Plaintiff began reporting to Nelse Eubanks, whom he had never met before the acquisition. Eu-banks had been with RepublicBank and First RepublicBank, although Plaintiff had neither known him at that time nor known what his job duties were. Beginning in December of 1988 and continuing through Plaintiffs termination, Plaintiff and Eubanks battled over many issues, including Plaintiffs performance reviews, department hiring practices, and Eubanks’ lack of concern with whether appraisals had been inflated at the predecessor institution. The conflict escalated with allegations against Plaintiff of physical threats and other obstreperous conduct, which resulted in his being placed on formal probation and in ultimate termination from employment.. Plaintiff, however, casts this 2)á-year ordeal as an attempt by Eubanks and others to create a sham justification for firing him really in retaliation for his interviews with governmental officials.

Plaintiff brings suit under the Depository Institution Employee Protection Remedy contained in the Financial Institutions Reform, Recovery, and Enforcement Act (FIRREA). That so-called “whistleblower” statute provides as follows:

No insured depository institution may discharge or otherwise discriminate against any employee with respect to compensation, terms, conditions, or privileges of employment because the employee (or any person acting pursuant to the request of the employee) provided information to any Federal Banking agency or to the Attorney General regarding any possible violation of any law or regulation by the depository institution or any director, officer, or employee of the institution.

12 U.S.C. § 1831j(a). To the Court’s knowledge, only two published opinions deal with this statute, a district court opinion allowing a plaintiff to assert a claim under it, Hicks v. Resolution Trust Corp., 738 F.Supp. 279 (N.D.Ill.1990), and a circuit court’s opinion affirming the Hicks court’s granting of summary judgment to the defendant because of the plaintiffs culpability in the wrongdoing that he reported. Hicks v. Resolution Trust Corp., 970 F.2d 378, 383 (7th Cir.1992). However, the parties agree that FIRREA’s whistleblower statute is analogous to anti-retaliation provisions of other employment discrimination statutes and therefore should receive treatment under the standards of proof of those analogous statutes. The Court agrees that the policies underlying these similar statutes warrant parallel treatment here, and other courts faced with like issues have similarly responded. See, e.g., Wolcott v. Champion Int’l Corp., 691 F.Supp. 1052, 1058 (W.D.Mich.1987) (applying the three-step proof analysis to a claim under the Michigan Whistleblowers Protection Act); Graham v. Special School Dist. No. 1, 472 N.W.2d 114, 119 n. 7 (Minn.1991) (three-step proof analysis applies to retaliation/whistle-blower action under Minnesota statute).

In its motion for summary judgment, Defendant argues that Plaintiff can neither prove a required “but for” causal connection between his whistleblowing and termination, and that Plaintiff cannot demonstrate that Defendant’s articulated, nondiscriminatory reasons for terminating Plaintiff are unworthy of credence and that they are a mere pretext for discrimination. The Court remembers that this analysis occurs in the conceptual framework of a summary judgment motion.

The movant in a summary judgment context must show the absence of any genuine issue of material fact and entitlement to judgment as a matter of law. Slaughter v. Southern Talc Co., 949 F.2d 167, 170 (5th *246 Cir.1991). The existence of a genuine issue of material fact is determined based on whether a fair-minded jury could return a verdict for the plaintiff on the evidence presented. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 252, 106 S.Ct. 2505, 2510, 2512, 91 L.Ed.2d 202 (1986). In other words, “[a] dispute about a material fact is ‘genuine’ if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Bienkowski v. American Airlines, Inc., 851 F.2d 1503, 1504 (5th Cir. 1988). At the summary judgment stage, a district court may not weigh the evidence or determine the truth of the matter but should only decide the existence of a genuine issue for trial. Anderson, 477 U.S. at 249, 106 S.Ct. at 2511.

The rules allocating the burden of proof guide a court in a summary judgment analysis, Fields v. City of S. Houston, 922 F.2d 1183, 1187 (5th Cir.1991), and that allocation depends on the burden of proof that would obtain at trial. See Duplantis v. Shell Offshore, Inc., 948 F.2d 187

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Bluebook (online)
842 F. Supp. 243, 9 I.E.R. Cas. (BNA) 566, 1994 U.S. Dist. LEXIS 681, 1994 WL 19664, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ellis-v-ncnb-texas-national-bank-txnd-1994.