Ellis-Foster Company and Montclair Research Laboratories v. Union Carbide and Carbon Corporation

284 F.2d 917, 127 U.S.P.Q. (BNA) 297, 1960 U.S. App. LEXIS 3401
CourtCourt of Appeals for the Third Circuit
DecidedNovember 3, 1960
Docket13187_1
StatusPublished
Cited by9 cases

This text of 284 F.2d 917 (Ellis-Foster Company and Montclair Research Laboratories v. Union Carbide and Carbon Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ellis-Foster Company and Montclair Research Laboratories v. Union Carbide and Carbon Corporation, 284 F.2d 917, 127 U.S.P.Q. (BNA) 297, 1960 U.S. App. LEXIS 3401 (3d Cir. 1960).

Opinion

BIGGS, Chief Judge.

This is an appeal from an order of the court below dismissing an action brought by the plaintiffs pursuant to Section 146 of Title 35 U.S.C. on the ground that jurisdiction of the subject matter was lacking. For purposes of clarity the appellants, Ellis-Foster Company and Montclair Research Laboratories will be designated as the plaintiffs, and the ap-pellee, Union Carbide and Carbon Corporation, will be called the defendant. 1

On June 27, 1946, the plaintiffs-appellants, Ellis-Foster Company and Mont-clair Research Corporation, filed their patent application No. 679,856. On October 9, 1946 the defendant-appellee, Union Carbide and Carbon Corporation, filed its patent application No. 702,084. On March 17, 1953 the defendant’s application resulted in the issuance of patent No. 2,632,013. Claim 2 of the patent was as follows: “A process for the production of organo-silicon compounds which comprises reacting an alkyne with a silane of the group consisting of halogenosilanes and alkoxysilanes having at least one Si-H bond while heating the reactants at substantially constant volume and at a temperature not substantially above 350° C.”

Thereafter, on April 10, 1953, the plaintiffs amended their application to copy into it Claim 2 as quoted above. On May 18, 1953, the Primary Examiner in the Patent Office declared an interference, No. 86,436, with Claim 2 as the count in interference. The defendant then filed a motion under Rule 232 of the Rules of Practice of the Patent Office, 35 U.S.C.Appendix to dissolve the interference on several grounds, one being the alleged failure of the plaintiffs’ specifications to disclose the subject matter of the count and other grounds being that the plaintiffs were not entitled to assert the claim because of abandonment and estop-pel. The plaintiffs moved also to dissolve the interference under Rule 232 but the issues raised by that motion were deferred until final hearing. The Primary Examiner, holding that the plaintiffs’ right to assert the claim was not invalidated by abandonment or estoppel and that the plaintiffs’ specification sufficiently disclosed Claim 2, quoted above, denied the defendant’s motion to dissolve the interference.

The plaintiffs, the senior parties, chose to offer no testimony. The defendant, the junior party, took testimony and introduced exhibits to show that the invention had been conceived about August 1945 and had been reduced to practice during the period from November 1945 to February 1946. The interference proceeding then went to final hearing before the Board of Patent Interferences.

The Board concluded for reasons that need not be stated here that the plaintiffs were not estopped to contend that their specifications taught Claim 2 as quoted above and that the defendant’s specifications contained a specific example which read on that count. The Board held also that it was unnecessary to discuss the *920 evidence adduced by the defendant as to priority of invention because the plaintiffs’ specifications did not sufficiently teach a disclosure which was readable on Claim 2, contrary to the Primary Examiner’s conclusions ■ in this regard; and that therefore the defendant was entitled to prevail. The Board then stated: “Priority of invention of the subject matter in issue is hereby awarded to [the defendant], the junior party.” 2 This can be stated in other words as follows: Since the plaintiffs could not make a valid claim for the invention because their specifications did not disclose it, priority had to be awarded to the defendant, there being no valid claim in the plaintiffs on which any assertion of priority could be bottomed by them.

Here, of course, arises the anomaly presented by the case at bar. The Primary Examiner decides many issues on interference including adequacy of disclosures by specifications in relation to claims, estoppels, patentability, and in-formalities which may preclude the proper determination of the question of priority, but he may not make an “award of priority”. See Rule 232 of the Rules of Practice of the Patent Office. If the Primary Examiner grants a motion to dissolve the interference on an issue ancillary to priority, as he did not do in the instant case, in effect he decides the issue of priority, for the winning party of necessity has priority over the losing party who retains no status at all. If the Primary Examiner denies all motions, as here, depositions are taken, briefs are filed, and the interference goes to final hearing before the Board of Patent Interferences, as it did here. The Board of Patent Interferences proceeds to decide the question of priority and makes an award of priority as it did here. In determining priority the matters to be considered are set out carefully in Rule 258. 3 But the anomaly arises from the fact that the Board of Patent Interferences, while determining priority, in fact may determine and frequently does determine the right of the parties to the interference to make the claim by determining, as happened here, that the specification of one party did not sufficiently disclose the claim. In short the Board of Patent Interferences decided in the case at bar as it frequently does in cases presenting analogous circumstances, that priority should be awarded to the junior claimant, the defendant, because the senior party, the plaintiffs, could not *921 validly assert the claim. Thus, the Board made an award of priority on the basis of its resolution of the question of the plaintiffs’ right to make the claim. That decision, had it been made by the Primary Examiner in the first instance, would have resulted in an unreviewable order •dissolving the interference.

On the basis of the opinion of the Board the court below found that “ * * ■effectively, in spite of some of the language used in its opinion, the Board ■dissolved the interference.” The court ■also said that “[T]he language of the last sentence quoted from its decision in nowise refers to an examination of •evidence of priority, and is rendered inept since there could be no question * * * of a patent.” D.C., 179 F.Supp. 177, 178. It is the nature of the Board’s ■decision that presents the prime issue in this case. The jurisdiction of a United States district court under Section 146, Title 35 U.S.C., is limited to ■actions brought by “[A]ny party to an interference dissatisfied with ,the decision of the board of patent interferences •on the question of priority, * * * ”. Whether the decision of the Board in the present case was a decision “on the question of priority” within the purview of the patent law is the question that we must decide.

The defendant makes two arguments in support of the decision of the court below. First, it contends that Section 146, Title 35 U.S.C. does not confer jurisdiction on a United States District Court to consider a decision of the Board of Patent Interferences on a question ancillary to priority which, had it been decided correctly by the Primary Examiner when presented on a motion to dissolve, necessarily would have resulted in a dissolution of the interference.

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284 F.2d 917, 127 U.S.P.Q. (BNA) 297, 1960 U.S. App. LEXIS 3401, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ellis-foster-company-and-montclair-research-laboratories-v-union-carbide-ca3-1960.