Elf v. Department of Public Health

784 A.2d 979, 66 Conn. App. 410, 2001 Conn. App. LEXIS 503
CourtConnecticut Appellate Court
DecidedOctober 23, 2001
DocketAC 20874
StatusPublished
Cited by12 cases

This text of 784 A.2d 979 (Elf v. Department of Public Health) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elf v. Department of Public Health, 784 A.2d 979, 66 Conn. App. 410, 2001 Conn. App. LEXIS 503 (Colo. Ct. App. 2001).

Opinion

Opinion

FLYNN, J.

The plaintiff, Linda Elf, appeals from the judgment of the trial court affirming the decision by the defendant department of public health (department) revoking her license to operate a family day care home. The plaintiff claims on appeal that the court improperly [412]*412upheld the revocation of her license because (1) the department’s decision was not based on substantial evidence, (2) the court in reviewing the department’s decision applied the wrong standard of review, and (3) the plaintiff was denied due process and natural justice at the revocation proceedings and was subjected to an unconstitutional search of her facility. We affirm the judgment of the trial court.

The department’s hearing officer found the following facts. The plaintiff had been a licensed family day care operator for approximately fifteen years, and during the period immediately preceding the revocation of her license, operated a family day care home with a capacity for six children in the basement of her home in the Sandy Hook section of Newtown.1 On August 12, 1998, department investigators Sandra Lok and Patricia Galante, in response to an August 6, 1998 anonymous complaint alleging overcapacity, made a surprise inspection visit to the plaintiffs facility. The plaintiff signed a consent to inspect form and admitted the inspectors.

Upon entering the facility, the inspectors noted that ten children and three adult women were present. The plaintiff explained that two of the children were not ■under her care, but were only visiting the center with their mother. Shortly thereafter, those two children left the facility with one of the women. The plaintiff further told the investigators that another of the children was not a day care client, but was being cared for and given [413]*413piano lessons by the other woman, who was the plaintiffs daughter, Courtney.

As Lok and Galante began conducting their inspection, the plaintiff made two telephone calls to women named Renee and Linda. She told them both that the inspectors were at her facility pursuing an overcapacity complaint and advised them to implement a telephone chain to alert other providers. Shortly thereafter, a woman identifying herself as Linda Simpson2 arrived at the facility to pick up one of the remaining eight children. She explained that she was that child’s regular day care provider and that she had just returned from vacation.

The inspectors requested that the plaintiff provide them with enrollment records for the children in her care. The plaintiff complied, and the inspectors viewed the records, which they found to be incomplete. The plaintiff and Lok left the basement to inspect the upper floor of the residence while Galante and Courtney stayed in the basement with the remaining seven children. Galante continued to review the records and to inspect the basement area.

No violations were identified in the other parts of the residence, and the plaintiff and Lok returned to the basement. The inspectors asked her to produce the records they found lacking, and informed her that she was being cited for overcapacity and incomplete records. The plaintiff began to search for the records. As she searched, Galante noticed a calendar on the wall, on which were inscribed names of children and instructors on the various days. Galante copied some of the information from the calendar to her notepad. That action concerned the plaintiff, who believed that Galante was acting outside of her authority and violating the plaintiffs and the children’s civil rights [414]*414because she considered the information confidential. The plaintiff tried to see what Galante had written down, but Galante would not allow it.

The inspectors thereafter informed the plaintiff that the visit was over and requested that she sign a complaint investigation form. They apprised her that she would be provided with copies of some of the paperwork generated by the visit and could request anything she required further pursuant to the Freedom of Information Act.3 The plaintiff, believing that she was receiving unfair and illegal treatment, called the police. She told the inspectors that they were to stay until the police arrived, then latched the door through which the inspectors had entered and stood in front of it. The inspectors remained at the plaintiffs facility until a police officer arrived some ten to fifteen minutes later.

Newtown police officer Steve Ketchum arrived to find a “great deal of commotion” in the basement. As he tried to ascertain what had occurred, the plaintiff moved between him and the inspectors, speaking in a loud voice and gesturing at Galante and Lok. Ketchum moved the plaintiff aside and spoke with her for some time. He then interviewed Galante and Lok outside, speaking with each of them individually. Ketchum then consulted with his supervisor and requested additional assistance. When another officer arrived, the two entered the facility and informed the plaintiff that she was being arrested for disorderly conduct. After arrangements were made for someone else to supervise the children, the plaintiff was escorted outside, handcuffed and brought to the police station.

On August 14,1998, the department issued a summary suspension of the plaintiffs family day care license. The department cited the plaintiffs violations of the following sections of the Regulations of Connecticut [415]*415State Agencies as the basis of the suspension: §§ 19a-87b-6 (b) (health); 19a-87b-6 (e) (personal qualities); 19a-87b-7 (e) (household environment); 19a-87b-10 (a) (capacity); 19a-87b-10 (b) (1) (child enrollment form); 19a-87b-10 (b) (2) (child health record); 19a-87b-10 (b) (3) (written permission from the parent); 19a-87b-10 (h) (3) (immediate attention); and 19a-87b-13 (c) (access to day care records). Those violations all stemmed from the August 12, 1998 inspection. As a result of the summary suspension, the plaintiff was required immediately to cease operation of her family day care facility. On August 15,1998, the plaintiff requested a formal hearing to contest the suspension. On August 28,1998, her attorney also requested a hearing on the plaintiffs behalf, asking that it be scheduled as soon as possible.

On September 2, 1998, before that hearing was held, the department informed the plaintiff that her license was being permanently revoked. In addition to outlining more fully the regulatory violations found on August 12,1998, the department cited prior violations as further bases for the revocation. Specifically, it noted that on March 9, 1998, the plaintiff had refused inspectors access to her entire residence and failed to provide complete records, and that on March 13,1998, the plaintiff had exceeded enrollment of children under age two while lacking a department approved assistant and failed to provide complete records. The department informed the plaintiff that it considered her to be in substantial noncompliance with Regulations of Connecticut State Agencies § § 19a-87b-5 (e) (infant and toddler restriction); 19a-87b-6 (b) (health); 19a-87b-6 (e) (personal qualities); 19a-87b-7 (e) (household environment); 19a-87b-10 (a) (registered capacity and maintaining compliance with the regulations); 19a-87b-10 (b) (1) (enrollment form); 19a-87b-10 (b) (2) (general health record); 19a-87b-10 (b) (3) (written permission from the parent); 19a-87b-10 (h) (3) (immediate attention); [416]

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Cite This Page — Counsel Stack

Bluebook (online)
784 A.2d 979, 66 Conn. App. 410, 2001 Conn. App. LEXIS 503, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elf-v-department-of-public-health-connappct-2001.