Edward H. Hensley v. United States

281 F.2d 605
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 12, 1960
Docket15434
StatusPublished
Cited by40 cases

This text of 281 F.2d 605 (Edward H. Hensley v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Edward H. Hensley v. United States, 281 F.2d 605 (D.C. Cir. 1960).

Opinions

BASTIAN, Circuit Judge.

On December 24, 1959, we allowed an appeal from a judgment of the Municipal Court of Appeals which affirmed appellant’s conviction for simple assault but remanded the case for further proceedings.1

At his arraignment in the Municipal Court, appellant entered a plea of not guilty and asked for a jury trial. One month later, on May 18, 1959, the case came on for trial, appellant being represented by retained counsel. After the completion of the voir dire examination, appellant’s attorney approached the [607]*607bench and informed the presiding judge that the defense desired to waive jury-trial. There being no objection by the prosecution, the presiding judge informed the jury, in open court and in the presence of appellant, of the decision of the defense to have trial by the court, and thereupon dismissed the panel. The case was heard forthwith without a jury. At the conclusion of the trial, appellant was found guilty and judgment was entered. On May 27, 1959, appellant’s trial counsel withdrew his appearance in the case, and present counsel entered his appearance and immediately moved for a new trial and for arrest of judgment. The motion was denied on the same date, and appeal was thereafter taken to the Municipal Court of Appeals for the District of Columbia.

The Municipal Court of Appeals affirmed appellant’s conviction for simple assault but remanded the case for re-sentencing, on the ground that the trial judge imposed sentence without first giving appellant “an opportunity to make a statement in his own behalf and to present any information in mitigation of punishment,” as required by Criminal Rule 20 (a) of the trial court.2 This appeal followed.

At the argument of the appeal to this court, appellant stressed two grounds for reversal, namely, (1) that he was improperly deprived of a fair trial by jury, without legal and intelligent waiver of the same, and (2) that he was denied effective assistance of counsel at trial as guaranteed by the Constitution.

I. Was Accused Improperly Deprived of a Fair Trial by Jury without Legal and Intelligent Waiver of Same?

In essence, the basis for this contention is that defense counsel’s waiver of trial by jury at the bench conference violated both appellant’s constitutional right to trial by jury and his rights under § 11-616, D.C.Code.3 No decision in this jurisdiction has required that the accused personally announce such waiver. In general, the relation of attorney and client is one of agency and the general rules of law applicable to agencies apply.4 Hence, the accused ordinarily speaks and acts through his attorney.

A case directly in point is that of Commonwealth v. Dailey & another, 12 Cush. Mass. 80. That too was an assault case and, after the trial commenced and evidence was given to the jury, one of the jurors sworn was withdrawn at his request, by consent of defendants’ counsel, of the District Attorney and of the court, on account of the dangerous sickness of his father. A verdict was returned by the remaining eleven jurors. The defendants were present in court at the [608]*608time but said nothing. Nor did their counsel consult with them but, after verdict, he filed a motion in arrest of judgment, which the presiding judge overruled. On appeal, the verdict was affirmed in an opinion by Chief Justice Shaw. The court said:

“A prisoner who defends by counsel, and silently acquiesces in what they agree to, is bound in the same manner as any other principal by the act of his agent.” 12 Cushing at page 83.

It is obvious that the word “accused,” or its synonym “defendant,” is often used to apply to a defendant or his counsel. Thus, while throughout the Federal Rules of Criminal Procedure5 the word “defendant” is generally used, it is quite apparent that in most instances, when the accused has counsel, the latter rather than the former is the proper person to take the action required thereunder. So it is with certain provisions of the District of Columbia Code, Title 23, Criminal Procedure, e.g. § 107, number of challenges available to defendant, § 111, defendant may apply in writing for depositions, etc.

In the instant case, the facts warrant a finding that, if appellant did not initiate the waiver of trial by jury, he did, by his conduct at least, ratify the waiver immediately upon its being made, and thus made the waiver his personal act.

Immediately upon being informed of the decision to waive trial by jury, the trial judge, in open court, informed the jury of this fact. Appellant raised no objection. Defense counsel then stated to appellant, according to appellant’s own affidavit: “You don’t need a jury. You have nothing to worry about, this case will be over in a few minutes.” Again appellant raised no objection to the waiver. At this juncture, after public announcement of the waiver in open court and the statements by defense counsel, sufficient time had elapsed to negate any surprise on the part of appellant. Thus he was duty bound at that time to make known to the court his repudiation of the waiver, if that was his intention. Significantly, his affidavit in arrest of judgment nowhere indicates that he protested his attorney’s action, either to his attorney or to the court. He was apparently content to take his chances, and he cannot now be heard to complain after receiving an unfavorable finding.

In the case of United States ex rel. Darcy v. Handy, 3 Cir., 1953, 203 F.2d 407, defendant’s petition for habeas corpus alleged among other things that he was not permitted by his counsel to testify in his own defense, that his counsel did not produce any witnesses as to his background, personal history, mental condition, prior good behavior, character or reputation, although such evidence was available and would have assisted him, that his counsel failed to have him examined by a psychiatrist, whose testimony, if such an examination had been made, would also have been helpful to him, and that the failure of his counsel in these respects denied him a fair and impartial trial, in violation of the Fourteenth Amendment. In its opinion, the court stated:

“[T]he acts of counsel [become] those of his client and as such [are] so recognized and accepted by the court unless the defendant repudiates them by making known to the court at the time his objection to or lack of concurrence in them.” 203 F.2d at page 426.

Finally, an examination of the record as a whole, coupled with the fact that appellant was not unfamiliar with criminal procedure and had had the experience of two prior jury trials,6 leads one to the necessary conclusion that the [609]*609waiver here in question was intelligently 7 and intentionally made by appellant. Cf. Pollard v. United States, 352 U.S. 354, 362, 77 S.Ct. 481, 1 L.Ed.2d 393.

Summarizing, it seems to us that the dismissal of the jury in the presence of appellant fully complied with the rule as to waiver of jury trial.

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Bluebook (online)
281 F.2d 605, Counsel Stack Legal Research, https://law.counselstack.com/opinion/edward-h-hensley-v-united-states-cadc-1960.