Edward E. Rice, Cross-Appellee v. Ohio Department of Transportation

14 F.3d 1133, 1994 U.S. App. LEXIS 1361, 1994 WL 19125
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 27, 1994
Docket92-3855, 92-4040
StatusPublished
Cited by57 cases

This text of 14 F.3d 1133 (Edward E. Rice, Cross-Appellee v. Ohio Department of Transportation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Edward E. Rice, Cross-Appellee v. Ohio Department of Transportation, 14 F.3d 1133, 1994 U.S. App. LEXIS 1361, 1994 WL 19125 (6th Cir. 1994).

Opinion

DAVID A. NELSON, Circuit Judge.

This is a civil rights case that has been here before on its way to and from the Supreme Court. Plaintiff Rice, an employee of the Ohio Department of Transportation, claims that his rights under the First and Fourteenth Amendments were violated when he was passed over for appointment to an administrative assistant’s position. The position was filled, he says, through a political patronage system that benefited people who had closer ties than he to the Republican Party. This court affirmed a summary judgment in favor of the defendants, see Rice v. Ohio Department of Transportation, 887 F.2d 716 (6th Cir.1989), but the Supreme Court vacated the judgment and remanded the case for reconsideration in light of the intervening decision in Rutan v. Republican Party of Illinois, 497 U.S. 62, 110 S.Ct. 2729, 111 L.Ed.2d 52 (1990).

After Mr. Rice’s case was returned to the district court, further summary judgment proceedings led to dismissal of the damage claims against the Department on Eleventh Amendment grounds and against the individual defendants on qualified immunity grounds. The defendants were unsuccessful, however, in an attempt to obtain summary judgment in their favor on the question whether the administrative assistant’s position was a politically sensitive one that could lawfully be filled on a partisan political basis.

The plaintiffs claim for injunctive relief was subsequently tried to the court, sitting without a jury. The court denied relief on the ground that the plaintiff had not shown that his failure to land the administrative assistant’s job was the result of his failure to make financial contributions to the Republican Party and his failure to participate actively in the party’s work. Final judgment having been entered in favor of the defendants, the plaintiff perfected a timely appeal.

*1135 The plaintiff contends on appeal that the individual defendants waived any qualified immunity defense and that the district court abused its discretion in permitting the belated assertion of such a defense. The plaintiff further contends that the district court erred in failing to find that the reason the plaintiff was not appointed to the administrative assistant’s position was that he lacked Republican Party support for the position. The defendants, who took a protective cross-appeal, contend that the district court erred in failing to find that the position was a “political” one that could properly be treated as such in the appointment process.

Although the defendants may not have demonstrated that they were entitled to summary judgment on the latter issue, the record of the trial clearly establishes, we believe, that the nature of the particular job to which the plaintiff aspired was such that the job could be filled on a patronage basis without compromising the constitutional rights of unsuccessful candidates. We shall affirm the judgment for the defendants on that ground, a disposition that obviates any need to reach the remaining issues.

I

The plaintiff, Edward E. Rice, has been an officeholder and a Republican for many years. During the 1960s he served as a deputy sheriff in Butler County, Ohio. Toward the end of the decade he was an unen-dorsed — and unsuccessful — Republican candidate for sheriff. As far as the record discloses, he remains a registered Republican to this day.

In 1969 Mr. Rice obtained an administrative position in the Ohio Department of Transportation. The Butler County Republican Party chairman endorsed Mr. Rice for the job, and it was this endorsement, Mr. Rice testified, that resulted in his being hired. Rice began work as an administrative specialist at a Department of Transportation office in Middletown, Ohio, on May 1, 1969. His work station was soon moved to the new headquarters of the Department’s District 8 in Lebanon, Ohio.

The Ohio Department of Transportation— a labor-intensive organization with as many as 9,000 employees — was divided into 12 geographical districts. District 8 covered Butler County and seven other counties in the Southwestern part of the state. During the early 1980s the department employed approximately 750 people in District 8.

There were only two high-level jobs in the district that were not part of the classified civil service: the job of district deputy director — a position required to be filled by a registered professional engineer, see Ohio Rev.Code § 5501.14 — and the job of administrative assistant. Former District Deputy Director William W. Brayshaw, who testified at trial as a witness for plaintiff Rice, described the administrative assistant’s job as “the top political position in ODOT ... [at] the district level.” The district deputy director and the administrative assistant both served at the pleasure of the director of transportation, and it was the director who appointed them. The director was a member of the governor’s cabinet.

As a result of the 1974 gubernatorial election, in which James A. Rhodes, a Republican, was elected to succeed Democratic Governor John Gilligan, a vacancy occurred in the District 8 administrative assistant’s position. Mr. Rice became a candidate for appointment to the job. The process one had to go through, he testified, entailed seeking endorsement from the Republican county chairmen for the eight counties in the district. Mr. Rice went through that process, contacting each county chairman and requesting his endorsement. A majority of the chairmen, however, endorsed a man named McKee Cornett. “[TJherefore,” Mr. Rice testified, “[Mr. Cornett] was appointed to be Administrative Assistant.”

Mr. Cornett subsequently offered Mr. Rice an unclassified position in the District 8 personnel office, and Rice accepted the offer. He returned to a classified position in November of 1975, and he has been a personnel officer in the classified civil service since January of 1976. In that capacity Mr. Rice sometimes functioned as administrative assistant when Mr. Cornett was on vacation or ill.

*1136 Mr. Cornett retired in December of 1981, at which time Mr. Rice contacted defendant Patrick McCray, then the department’s deputy director for administrative affairs, and expressed an interest in being named as Mr. Cornett’s successor. “Well,” Mr. Rice quoted Mr. McCray as responding, “you know what you have to do.” Mr. Rice then went around to the county chairmen and again asked for their endorsement for the administrative assistant’s job.

Five of the eight county chairmen, as Mr. Rice subsequently learned from District Deputy Director Brayshaw, endorsed a rival candidate, Andrew Siehl, who was the son of the Preble County Republican chairman. The Director of Transportation, defendant David L. Weir, appointed Andrew Siehl against the advice of Brayshaw, who favored plaintiff Rice for the job.

In August of 1982 Andrew Siehl took a leave of absence to work on Congressman Clarence Brown’s campaign for governor. Mr.

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14 F.3d 1133, 1994 U.S. App. LEXIS 1361, 1994 WL 19125, Counsel Stack Legal Research, https://law.counselstack.com/opinion/edward-e-rice-cross-appellee-v-ohio-department-of-transportation-ca6-1994.