Eduardo Carballo v. Small Business Administration

CourtMerit Systems Protection Board
DecidedApril 2, 2024
DocketAT-1221-21-0510-W-1
StatusUnpublished

This text of Eduardo Carballo v. Small Business Administration (Eduardo Carballo v. Small Business Administration) is published on Counsel Stack Legal Research, covering Merit Systems Protection Board primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Eduardo Carballo v. Small Business Administration, (Miss. 2024).

Opinion

UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD

EDUARDO CARBALLO, II, DOCKET NUMBER Appellant, AT-1221-21-0510-W-1

v.

SMALL BUSINESS DATE: April 2, 2024 ADMINISTRATION, Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Anita M. Chambers , Esquire, and Scott Oswald , Esquire, Washington, D.C., for the appellant.

Bryan Upshur , Esquire, Claudine Landry , Esquire, and Jeanne Louise Heiser , Esquire, Washington, D.C., for the agency.

BEFORE

Cathy A. Harris, Chairman Raymond A. Limon, Vice Chairman

FINAL ORDER

The appellant has filed a petition for review of the initial decision, which denied his request for corrective action in his individual right of action (IRA) appeal. Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact; 1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2

the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED to find that the second Carr factor, i.e., motive to retaliate, weighs in favor of the appellant, and the third Carr factor, i.e., comparator evidence, cannot weigh in favor of the agency, we AFFIRM the initial decision.

BACKGROUND The appellant is a GS-14 Deputy District Director in the agency’s Georgia office. Initial Appeal File (IAF), Tab 6 at 79-80, 93. On April 21, 2020, the appellant disclosed to M.V., 2 the Associate Administrator of the Office of Federal Operations (OFO), and V.P., the Deputy Associate Administrator of OFO, that his second-line supervisor (supervisor), who was the Region IV Administrator, was engaging in prohibited personnel practices. Hearing Transcript (HT) at 274-76 (testimony of the appellant). Specifically, the appellant told M.V. and V.P. that his supervisor promised the appellant that, if he accepted a detail to the North Florida office, then his supervisor would “do everything in his power” to ensure that the appellant was permanently made the District Director of that office, so long as the supervisor was able to “pick” the appellant’s deputy. HT at 275 (testimony of the appellant). The appellant also 2 Due to the number of individuals involved in this matter, we refer to the individuals using their initials to minimize confusion. 3

reported that his supervisor had a “pattern” of using the Schedule A hiring authority to circumvent the competitive hiring process to select an individual of his choosing, usually one whom he knew personally or who was aligned with his political preference. 3 HT at 274-76 (testimony of the appellant); IAF, Tab 20 at 165. On December 1, 2020, the appellant elevated his concerns in an email to J.C., the agency Administrator, and E.H., the agency’s Chief Human Capital Officer, specifically mentioning that he had reported his concerns to the agency months prior. IAF, Tab 20 at 164-66. The appellant also explained that he was concerned that his disclosures would prevent him from getting the New Hampshire District Director position, particularly because the Regional Administrator for the area including New Hampshire, W.D., told the appellant after his interview that he (W.D.) had spoken to the supervisor about the appellant. Id. On December 18, 2020, the appellant learned that he was not selected for the New Hampshire position, and instead, the agency selected A.B., who was the Maine District Director. Id. at 189, 191-92. Subsequently, in February 2021, the agency posted vacancy announcements for the Maine and North Carolina District Director positions. Id. at 125-32, 138-45. In April 2021, the agency selected D.S. for the Maine position, and in May 2021, the agency selected M.A. for the North Carolina position. Id. at 57, 59. The appellant filed a complaint with the Office of Special Counsel (OSC), alleging that the agency retaliated against him for making protected disclosures by not selecting him for the Maine, New Hampshire, or North Carolina positions. IAF, Tab 6 at 75-94. After 120 days passed, the appellant filed an IRA appeal with the Board, IAF, Tab 1, and the administrative judge issued a jurisdictional order setting forth the applicable legal standard, and providing the appellant with an opportunity to produce evidence and argument establishing that he exhausted 3 The supervisor left the agency in September 2020. HT at 150-51 (testimony of M.V.). 4

his administrative remedies 4 and made a nonfrivolous allegation that his protected disclosures were a contributing factor in the alleged personnel actions, IAF, Tab 3. The appellant responded to the order, IAF, Tab 6, and the administrative judge issued an order finding that the appellant had exhausted his administrative remedies, made a nonfrivolous allegation that he made protected disclosures on April 21 and December 1, 2020, and that the Board had jurisdiction over the 3 nonselections, 5 IAF, Tab 10, Tab 19 at 2-3. After holding a hearing, the administrative judge issued an initial decision denying the appellant’s request for corrective action. IAF, Tab 46, Initial Decision (ID). First, the administrative judge found that the appellant made protected disclosures on April 21 and December 1, 2020 because, based on the evidence, a person in his position, with the essential facts known, could reasonably conclude that his disclosures concerning improper hiring practices evidenced the type of wrongdoing specified in 5 U.S.C. § 2302(b)(8) (A). ID at 8-15. Next, she found that that the appellant satisfied the contributing factor standard because the agency officials involved in the nonselections had knowledge of his protected disclosures, and the 3 nonselections occurred within 2 years of his disclosures. ID at 15-16. Then, analyzing the three Carr factors, i.e., 4 After issuance of the initial decision, the Board clarified that an appellant meets the substantive requirements of exhaustion when he provides OSC with “sufficient basis” to pursue an investigation. Skarada v. Department of Veterans Affairs , 2022 MSPB 17, ¶ 7; see Chambers v. Department of Homeland Security, 2022 MSPB 8, ¶¶ 10-11. Thus, the administrative judge’s statement that, to prove exhaustion, the appellant must establish that he informed OSC of the “precise grounds” of his claim, was inaccurate. IAF, Tab 3 at 2, Tab 10 at 3, Tab 19 at 3.

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Eduardo Carballo v. Small Business Administration, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eduardo-carballo-v-small-business-administration-mspb-2024.