Edmund Zagorski v. Tony Mays
Opinion
COOK, Circuit Judge.
Edmund Zagorski, a Tennessee capital prisoner, appeals from the district court's denial of relief from judgment under Federal Rule of Civil Procedure 60(b), asserting that his impending execution, an intervening Supreme Court decision, and the merits of three procedurally defaulted constitutional claims mandate equitable relief. Giving due deference to the district court's discretion in balancing the equities, we AFFIRM.
I.
Like most capital cases, this case presents a tangled procedural history. In 1984, a Tennessee jury convicted Edmund Zagorski of two first-degree murders and sentenced him to death. The Tennessee Supreme Court affirmed both the convictions and sentence on direct appeal.
State v. Zagorski
,
After state courts denied all post-conviction relief, Zagorski petitioned a federal court for a writ of habeas corpus. Among numerous other claims, Zagorski alleged that his trial counsel was ineffective for failing to investigate an alternative suspect, that the trial court erred by improperly instructing the jury on the meaning of mitigating circumstances, and that the jury could not constitutionally impose the death penalty because prosecutors originally offered a plea deal for two life sentences. Finding all three arguments procedurally defaulted, the district court denied habeas relief, we affirmed, and the Supreme Court denied certiorari.
See
Zagorski v. Bell
,
In 2012, the Supreme Court decided
Martinez v. Ryan
, permitting ineffective assistance of counsel at initial-review collateral proceedings to establish cause for a prisoner's procedural default of an ineffective assistance claim at trial.
This court scheduled briefing, but with the date of his execution looming, Zagorski moved for a stay to permit full consideration of the merits of his Rule 60(b)(6) appeal. His concurrent requests for the stay in district and appellate court yielded contrary results: the district court denied Zagorski's motion, and a divided panel of this court granted it. Ultimately, the Supreme Court vacated our stay.
Mays v. Zagorski
, No. 18A385, --- U.S. ----, --- S.Ct. ----, --- L.Ed.2d ----,
II.
The "catchall" provision in Rule 60(b)(6) vests courts with a deep reservoir of equitable power to vacate judgments "to achieve substantial justice" in the most "unusual and extreme situations."
Stokes v. Williams
,
III.
Zagorski submits that the district court incorrectly denied his Rule 60(b)(6) motion because it failed to consider the merits of three claims originally raised in his habeas petition: (1) his trial counsel ineffectively failed to fully investigate other suspects; (2) the trial court incorrectly instructed the jury on the meaning of mitigating circumstances in violation of Lockett v. Ohio
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COOK, Circuit Judge.
Edmund Zagorski, a Tennessee capital prisoner, appeals from the district court's denial of relief from judgment under Federal Rule of Civil Procedure 60(b), asserting that his impending execution, an intervening Supreme Court decision, and the merits of three procedurally defaulted constitutional claims mandate equitable relief. Giving due deference to the district court's discretion in balancing the equities, we AFFIRM.
I.
Like most capital cases, this case presents a tangled procedural history. In 1984, a Tennessee jury convicted Edmund Zagorski of two first-degree murders and sentenced him to death. The Tennessee Supreme Court affirmed both the convictions and sentence on direct appeal.
State v. Zagorski
,
After state courts denied all post-conviction relief, Zagorski petitioned a federal court for a writ of habeas corpus. Among numerous other claims, Zagorski alleged that his trial counsel was ineffective for failing to investigate an alternative suspect, that the trial court erred by improperly instructing the jury on the meaning of mitigating circumstances, and that the jury could not constitutionally impose the death penalty because prosecutors originally offered a plea deal for two life sentences. Finding all three arguments procedurally defaulted, the district court denied habeas relief, we affirmed, and the Supreme Court denied certiorari.
See
Zagorski v. Bell
,
In 2012, the Supreme Court decided
Martinez v. Ryan
, permitting ineffective assistance of counsel at initial-review collateral proceedings to establish cause for a prisoner's procedural default of an ineffective assistance claim at trial.
This court scheduled briefing, but with the date of his execution looming, Zagorski moved for a stay to permit full consideration of the merits of his Rule 60(b)(6) appeal. His concurrent requests for the stay in district and appellate court yielded contrary results: the district court denied Zagorski's motion, and a divided panel of this court granted it. Ultimately, the Supreme Court vacated our stay.
Mays v. Zagorski
, No. 18A385, --- U.S. ----, --- S.Ct. ----, --- L.Ed.2d ----,
II.
The "catchall" provision in Rule 60(b)(6) vests courts with a deep reservoir of equitable power to vacate judgments "to achieve substantial justice" in the most "unusual and extreme situations."
Stokes v. Williams
,
III.
Zagorski submits that the district court incorrectly denied his Rule 60(b)(6) motion because it failed to consider the merits of three claims originally raised in his habeas petition: (1) his trial counsel ineffectively failed to fully investigate other suspects; (2) the trial court incorrectly instructed the jury on the meaning of mitigating circumstances in violation of
Lockett v. Ohio
,
A. Claims Raised on Habeas Review
Although the district court denied habeas relief on Zagorski's ineffective assistance of trial counsel claim, he contends that
Martinez
resuscitates it. In
Martinez
, the Supreme Court delineated a very narrow exception to the
Coleman
rule prohibiting a habeas petitioner from demonstrating cause for a procedural default by claiming ineffective assistance of trial counsel during state post-conviction proceedings.
Martinez
,
*905
it merely adjusted the equitable rules as to when he might avail himself of federal statutory relief.
Wright v. Warden
,
The district court also denied relief for Zagorski's procedurally defaulted
Lockett
and
Jackson
claims. In his Rule 60(b) motion, Zagorski took a new tack, arguing ineffective assistance because his trial counsel failed to object to both the jury instructions and the imposition of death. But these brand new ineffective assistance of counsel claims-presented for the very first time in this motion-are themselves procedurally defaulted.
See
Hodges v. Colson
,
As the district court recognized, permitting a two-layer showing of cause to excuse the default of a substantive constitutional claim would detonate
Coleman
's procedural default bar.
But even if we credited this expansive reading of
Martinez
and
Edwards
, we cannot address a habeas claim disguised as a motion for Rule 60(b) relief. The Supreme Court instructs us to construe a Rule 60(b) motion as a successive habeas petition if it "seeks to add a new ground for relief."
Gonzalez v. Crosby
,
Although we need not address the merits,
see
Sheppard v. Robinson
,
B. Other Equitable Factors
In addition to his Martinez arguments, Zagorski argues that his capital sentence and the merits of his constitutional claims present extraordinary circumstances warranting Rule 60(b)(6) relief, and that the district court abused its discretion when it concluded otherwise. We disagree.
"[E]ven in cases involving the death penalty, we must afford 'profound respect' to the finality interests stemming from our prior decision denying
habeas
relief."
Miller
,
Like the panel in
Miller
, we do not necessarily agree that our cases require us to consider the merits of Zagorski's underlying constitutional claims when evaluating whether the district court abused its discretion in balancing the equities and denying Rule 60(b)(6) relief.
See
Miller
,
To prevail on his underlying ineffective assistance of trial counsel claim, Zagorski must show that trial counsel's alleged failure to investigate other suspects for the murders constituted deficient performance that resulted in prejudice.
Strickland v. Washington
,
Zagorski cannot satisfy this burden. He provided several statements to the police "implicat[ing] himself in the killings" along with "other mercenaries," but declined to identify any other individuals he claimed were involved.
Zagorski
,
Next, Zagorski's
Lockett
claim requires us to examine "whether the [allegedly unconstitutional] instruction by itself so infected the entire trial that the resulting conviction violates due process."
Cupp v. Naughten
,
Mitigating circumstances are within your province, if there are any. You have heard the evidence of the case, and no additional evidence was produced at the sentencing hearing, so you may consider all of the evidence that was presented in the entire case . The law sets out certain mitigation circumstances which have no particular applicability in this case, but you're not limited to those, so you can consider any mitigating circumstances that in your judgment would comply with the instructions given .
Citing a dissent from a denial of certiorari to the Supreme Court,
Hodge v. Kentucky
,
Mitigating would mean any circumstance which would have a tendency to *908 lessen the aggravation, which would have any tendency to - (Pause) - give a reason for the act, I cannot think of a better definition right now, except that it's opposed to aggravating and would have a tendency to lessen or tend - not "to", necessarily, but tend to justify, and to take away any of the aggravation of the circumstance.
But here, all the mitigating evidence Zagorski marshalled during his habeas petition had already been presented to the jury during the guilt phase of trial.
See
Zagorski
,
Finally, Zagorski's claim under
United States v. Jackson
also necessarily fails. Zagorski asserts that because prosecutors offered him two life sentences if he pleaded guilty to the murders, imposing the death penalty after trial unconstitutionally burdened his rights to assert his innocence and demand a jury trial. But
Jackson
invalidated a sentencing provision in the Federal Kidnapping Act because it permitted a court to impose the death penalty on only those defendants who insisted on invoking their constitutional rights to plead not guilty and present their case to a jury.
IV.
Because the district court did not abuse its discretion when it decided that none of Zagorski's proposed equitable considerations merit relief from judgment under Rule 60(b)(6), we AFFIRM.
DISSENT
Zagorski's motion for relief rests on Rule 60(b)(6), which permits relief "only in exceptional or extraordinary circumstances[.]"
Olle v. Henry & Wright Corp.
,
Zagorski presents two claims of ineffective assistance of trial counsel. First, he claims that, "in violation of the Eighth
*909
Amendment and
Lockett v. Ohio
,
Zagorski concedes both claims were procedurally defaulted. But "counsel's ineffectiveness in failing properly to preserve the claim for review in state court" can suffice as " 'cause' to excuse a procedural default" of a substantive claim.
Edwards v. Carpenter
,
In my view, Zagorski is correct. As the district court observed, our cases counsel against reading
Martinez
any more broadly than the Court intended.
See
Hodges v. Colson
,
Zagorski's reading of
Martinez
and
Edwards
is fully consistent with the reasoning underlying both cases. In
Coleman v. Thompson
,
In describing why the Martinez exception to the general rule was necessary, the Supreme Court explicitly recognized the relationship between Martinez and Edwards :
A prisoner's inability to present a claim of trial error is of particular concern when the claim is one of ineffective assistance of counsel. The right to the effective assistance of counsel at trial is a bedrock principle in our justice system. ... Effective trial counsel preserves claims to be considered on appeal, see, e.g., *910 Fed. Rule Crim. Proc. 52(b), and in federal habeas proceedings, Edwards v. Carpenter,529 U.S. 446 ,120 S.Ct. 1587 ,146 L.Ed.2d 518 (2000).
Martinez
,
The majority argues that "permitting a two-layer showing of cause to excuse the default of a substantive constitutional claim would detonate
Coleman
's procedural default bar." Zagorski's approach would require this court to undertake a two-layer cause analysis to excuse procedural default. But the Supreme Court in
Edwards
contemplated this result. Justice Scalia, writing for the majority in
Edwards
, found that a claim of "ineffective assistance adequate to establish cause for the procedural default of some
other
constitutional claim is
itself
an independent constitutional claim," and that while such a claim "generally must 'be presented to the state courts as an independent claim before it may be used to establish cause for a procedural default,' " the procedural default of "an ineffective-assistance-of-counsel claim asserted as cause for the procedural default of another claim" may "
itself
be excused if the prisoner can satisfy the cause-and-prejudice standard with respect to
that
claim."
Determining whether a defendant's two sets of ineffective counsel warrant excuse of two instances of procedural default is necessarily a thorny undertaking, and it would not warrant Rule 60(b)(6) relief every time a defendant invokes a simple "phrase," as the majority suggests. Rather, the defendant will still have to overcome the unenviable hurdle of meeting the
Strickland
deficiency and prejudice requirements
and
the
Martinez
substantiality requirement before his motion would be granted. As the Third Circuit has held, where a defendant facing the death penalty "has navigated each twist of the habeas labyrinth" and "overcome every hurdle," "we may review the merits."
Richardson v. Superintendent Coal Twp. SCI
, No. 15-4105,
Nor does Supreme Court precedent require us to construe Zagorski's claims as a successive habeas petition rather than a Rule 60(b) motion. As the majority notes, "[a] movant is not making a habeas claim when he seeks only to lift the procedural bars that prevented adjudication of certain claims on the merits. But he
is
making a habeas claim when he seeks to add a new ground for relief or seeks to present 'new evidence in support of a claim already litigated.' "
Moreland v. Robinson
,
Martinez
excuses procedural default of a claim that trial counsel was ineffective where a petitioner can make two showings: first, that his post-conviction counsel provided ineffective assistance, and second, that the underlying claim of ineffective assistance of trial counsel is a "substantial one, which is to say that the prisoner must demonstrate that the claim has some merit."
*911
Zagorski showed that his post-conviction counsel's assistance was ineffective. Specifically, Zagorski presented evidence that his post-conviction counsel never recognized that trial counsel should have objected to the jury instruction under
Lockett
, which amounts to deficient performance under the
Strickland
analysis.
See
Sims v. Livesay
,
Zagorski's claim that his trial counsel was ineffective meets
Martinez
's threshold of substantiality. There is at least "some merit" to his claim that trial counsel's failure to recognize and object to an unconstitutional jury instruction constitutes deficient performance.
See, e.g.
,
Hinton v. Alabama
,
Zagorski's prejudice claim also has at least "some merit." Failure to object to the mitigation instruction could have prejudiced him in two ways. First, the instruction prevented jurors from considering as mitigating evidence that the victims were "armed, heavily intoxicated, drug dealers." Appellant Br. at 19. The district court was correct to reject any "suggestion that 'a defendant is less culpable if he murders a vile person.' " But a juror could have drawn other inferences-for example, that the victims were dangerous, and even if that did not "tend to justify" the crime as the district court instructed, it contributed to the circumstances of the crime.
See
Lockett
,
Zagorski's briefing also contains a second, sufficiently "substantial" theory that bolsters his contention that counsel's deficiency prejudiced him. Zagorski's second ineffective assistance claim is premised on his attorney's failure to present mitigating evidence of another suspect. "The Tennessee Supreme Court has stated that residual doubt is a nonstatutory mitigating circumstance[.] Such evidence 'may consist of proof ... that indicates the defendant did not commit the offense, notwithstanding the jury's verdict following the guilt phase.' "
Sutton v. Bell
,
"In determining whether extraordinary circumstances are present, a court may
*912
consider a wide range of factors," including " 'the risk of injustice to the parties' and 'the risk of undermining the public's confidence in the judicial process.' "
Buck v. Davis
, --- U.S. ----,
The district court acknowledged and dismissed Zagorski's other proposed factors at the end of its opinion, noting there had been "no 'dramatic[ ] shift,' or any shift at all, in any of the petitioner's other factors." But no such shift is required. A death sentence is itself an equitable factor that moves the needle in favor of granting Zagorski's motion for relief under Rule 60(b)(6). We have repeatedly embraced the "Supreme Court's admonition that '[c]onventional notions of finality ... have no place where life or liberty is at stake and infringement of constitutional rights is alleged.' "
See, e.g.
,
Miller v. Mays
,
I would reverse the district court's order and grant Zagorski's motion for relief.
The dissent suggests that Zagorski's newly-raised ineffective assistance of counsel argument presents a procedural hurdle and not a substantive claim. This cannot be true. Zagorski's theory of Martinez and Edwards permits us to reach the underlying Lockett and Jackson claims only through an ineffective assistance of trial counsel claim. This ineffective assistance of trial counsel claim raises substantive concerns about Zagorki's Sixth Amendment right to counsel. Thus, though the dissent correctly states that Zagorski seeks "to lift the procedural bars that prevented consideration of his Lockett claim," he attempts to do so with a substantive claim. Dissent at 910.
The dissent relies on
Cox
to support adopting a "flexible, multifactor approach" that more seriously weighs changes in decisional law when balancing the equities for Rule 60(b)(6) relief. Yet the Third Circuit's more flexible approach presents a minority position within the circuits.
See
12 J. Moore, Moore's Federal Practice §§ 60.48[5][b]-[c] (3d Ed. 2018). Most circuits-including our own-require something much more "extraordinary" than the change in a law that an appellant originally decided not to appeal, but now seeks to benefit from.
See
Ackermann v. United States
,
907 F.3d 901 (Edmund Zagorski v. Tony Mays) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.