Duquesne Light Co. v. State Tax Department

350 S.E.2d 754, 177 W. Va. 126, 1986 W. Va. LEXIS 561
CourtWest Virginia Supreme Court
DecidedNovember 20, 1986
DocketNo. 17219
StatusPublished

This text of 350 S.E.2d 754 (Duquesne Light Co. v. State Tax Department) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Duquesne Light Co. v. State Tax Department, 350 S.E.2d 754, 177 W. Va. 126, 1986 W. Va. LEXIS 561 (W. Va. 1986).

Opinion

NEELY, Justice:

West Virginia imposes a business and occupation tax upon the privilege of manufacturing, transmitting, and distributing electric power. W.Va.Code, 11-13-2d [1978] taxes electricity generated and distributed in West Virginia at the rate of 4 percent, based upon the final sales and demand charges to the consumer. W.Va. Code, 11-13-2m [1978] taxes electricity generated in this State for distribution outside West Virginia at the rate of 4 percent based upon the gross sales price.1 Appellants are electric power companies who manufacture electricity in West Virginia for distribution outside of West Virginia. They sued for a declaratory judgment in [128]*128the Circuit Court of Kanawha County on the grounds that West Virginia’s 2m tax on domestically produced electricity sold in other states discriminates against interstate commerce.

This case was originally before us in 1984. Duquesne Light Company v. State Tax Department, 174 W.Va. 506, 327 S.E.2d 683 (1984), cert. denied, 471 U.S. 1029, 105 S.Ct. 2040, 85 L.Ed.2d 322 (1985). In that proceeding we addressed only the question of whether the tax imposed by Code 11-13-2m [1978] violates 15 U.S.C. § 391, as interpreted by the Supreme Court in Arizona Public Service Company v. Snead, 441 U.S. 141, 99 S.Ct. 1629, 60 L.Ed.2d 106 (1979).2 We held then that the West Virginia tax imposed by Section 2m does not violate 15 U.S.C. § 391 as interpreted by the Supreme Court in Snead. The Supreme Court declined to grant cer-tiorari in that case, and although the appellants again urge us to consider 15 U.S.C. § 391 and Snead, we stand by our earlier opinion.

However, in the first Duquesne case we did not address appellants’ general commerce clause objections to West Virginia’s 2m tax because the circuit court had held the tax invalid under 15 U.S.C. § 391 and Snead. When we reversed the circuit court in the first Duquesne case we remanded the case for further development of the commerce clause issues. The circuit court then decided the commerce clause issues against the power companies and they now appeal. The gravamen of their complaint in the lower court and here is that Code ll-13-2m [1978] is a specific tax on the privilege of producing electric power for transmission out-of-state and, therefore, discriminates against interstate commerce in violation of the U.S. Constitution’s commerce clause.

Indeed, if Code ll-13-2m were the only provision taxing the manufacture of electricity we would agree; however, Code 11-13-2m is but one part of a comprehensive, non-discriminatory, fairly apportioned business and occupation tax. For commerce clause purposes, it is substance and not form that determines a tax’s validity. Complete Auto Transit, Inc., v. Brady, 430 U.S. 274, 97 S.Ct. 1076, 51 L.Ed.2d 326 (1977). Consequently, we affirm the circuit court.

I

In order to appreciate the validity of West Virginia’s 2m tax on the generation of electricity for sale out-of-state, it is necessary to look synoptically at Code 11—13—2m [1978] and Code 11-13-2d [1978]. Taken together, these two sections tax all electric utilities equally along a continuum that begins with the manufacture of power and ends with its delivery to the consumer. Under the Supreme Court’s view of state taxation of interstate commerce, a state tax on “the privilege of doing business” is not per se unconstitutional in the absence of a claim “that the activity is not sufficiently connected to the state to justify a tax, or that the tax is not fairly related to the benefits provided the taxpayers, or that the tax discriminates against interstate commerce, or that the tax is not fairly apportioned.” Complete Auto Transit, Inc., supra.

Under West Virginia’s 2d and 2m taxes the entire process of providing electricity to consumers is taxed, but only to the extent that production or distribution occurs in West Virginia. If the whole process from the generation of power to its distribution goes on in West Virginia, then West Virginia taxes manufacture, transmission, and distribution under section 2d. But if only manufacture occurs in West Virginia, West Virginia taxes only manufacture under 2m. Thus the tax is fairly apportioned.3

Producers of electricity for distribution inside West Virginia pay a tax of 4 percent [129]*129on the gross proceeds at the point of final sale. That means that producers of electricity for domestic purposes pay a unified tax under 2d that can be broken down into 4 percent on the value of manufacture, 4 percent on the value of transmission, and 4 percent on the value of distribution. Producers of electricity for out-of-state distribution pay only a 4 percent tax under 2m on the value of manufacture. The reason that West Virginia taxes generation of power for out-of-state consumption under Section 2m and generation for in-state consumption under Section 2d is so that out-of-state producers will not pay tax on the value of transmission and distribution activities. The tax on utilities producing for in-state consumption is higher than the tax on utilities producing for out-of-state consumption because West Virginia taxes transmission and distribution activities only if they occur in this State.

As the foregoing discussion demonstrates, Section 2d is a tax on the manufacture, transmission and distribution of electric power for public utility sale in West Virginia. Because both Section 2d and Section 2m tax the manufacture of electric power, appellants’ contention that the two sections do not tax “substantially equivalent events,” Armco Inc., v. Hardesty, 467 U.S. 638, 104 S.Ct. 2620, 81 L.Ed.2d 540 (1984), must fail.4

Appellant’s primary contention that West Virginia’s 2m tax is a specific tax on the privilege of engaging in interstate commerce is entirely without merit. The mere fact that it is easier from the point of view of statutory draftsmanship to create a comprehensive, fairly-apportioned tax structure through the use of separate code sections does not, in and of itself, convert what is in [130]*130fact a single tax on all manufacturers of electricity into a constitutionally invalid tax on the privilege of engaging in interstate commerce. Spector Motor Service v. O’Connor, 340 U.S. 602, 71 S.Ct. 508, 95 L.Ed. 573 (1951), which was the high water mark of the triumph of form over substance in interstate commerce tax cases, was overruled by Complete Auto, supra,

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Bluebook (online)
350 S.E.2d 754, 177 W. Va. 126, 1986 W. Va. LEXIS 561, Counsel Stack Legal Research, https://law.counselstack.com/opinion/duquesne-light-co-v-state-tax-department-wva-1986.