Dunn v. Dunn

219 F. Supp. 3d 1100, 317 F.R.D. 634, 2016 U.S. Dist. LEXIS 163116, 2016 WL 6949598
District Court, M.D. Alabama·Decided November 25, 2016·No. CIVIL ACTION NO. 2:14cv601-MHT (WO)·Published·Cited by 30 cases

Opinion

PHASE 2A INDIVIDUAL PLAINTIFFS SUMMARY JUDGMENT OPINION

Myron H. Thompson, UNITED STATES DISTRICT JUDGE

The plaintiffs in this putative class-action lawsuit are dozens of state prisoners and the Alabama Disabilities Advocacy Program (ADAP). The defendants are officials of the Alabama Department of Corrections (ADOC): the Commissioner and the Associate Commissioner of Health Services.1 They are sued in their official capacities only.

[1107] In Phase 2A of this case, with which this opinion is concerned, ADAP and a subset of individual plaintiffs assert the following mental-health claims: constitutionally inadequate mental-health treatment in Alabama prison facilities and involuntary medication without due process. They rely on the Eighth and Fourteenth Amendments, as enforced through 42 U.S.C. § 983. Plaintiffs seek declaratory and injunctive relief. Jurisdiction is proper under 28 U.S.C. § 331 (federal question) and § 1343 (civil rights).2 The case is proceeding on two parallel tracks consisting of ADAP’s claims and the individual plaintiffs’ claims.

In September 2016, more than two years after this case was filed and after extensive discovery, defendants moved for summary judgment on the individual plaintiffs’ Phase 2 claims.3 This motion is now before the court. The court will, at.this time, decide the motion only as to the Phase 2A claims.4

As defendants requested summary judgment with regard to only individual plaintiffs, this opinion addresses only the claims by those individual prisoners, and hereinafter ‘plaintiffs’ refers to only individual plaintiffs, excluding ADAP. The defendants’ summary-judgment motion will be granted in part and denied in part.

I. Background

ADOC confines about 23,500 prisoners in 28 prison facilities, including 15 major facilities, which are close custody or medium custody, and 13 work release centers, which are minimum custody. Of the major correctional facilities, Tutwiler is the only [1108] one that houses female prisoners. At three of the major correctional facilities—Bullock, Donaldson, and Tutwiler—there are Residential Treatment Units (“RTUs”), which house mentally ill prisoners who need more direct monitoring and intensive treatment than is available in general population. Bullock and Tutwiler also have Intensive Stabilization Units (“SUs”), which house mentally ill prisoners in need of direct monitoring and stabilization after crises.

Based on an intake screening, which takes place at Kilby for men and Tutwiler for women, prisoners receive a mental-health code ranging from MH-0, which indicates that a prisoner does not need any mental-health care, to MH-6, which indicates that a prisoner cannot be treated in ADOC custody and requires referral for inpatient treatment in a state hospital. Codes of MH-1 to MH-2 are for prisoners who ADOC believes can be housed in general population, while the higher codes (MH-3 to MH-5) indicate that a prisoner should be housed in an RTU or SU. Prisoners can also be added to the mentalhealth caseload during a post-intake classification review, based on a referral by staff, or by self-referral. At different points in early 2016, the mental-health caseload included between 2,700 and 3,400 prisoners.

ADOC has contracted with MHM Correctional Services, Inc. (MHM) to provide mental-health services—including medication, individual counseling, and group therapy—to mentally ill prisoners. MHM’s current contact with ADOC went into effect on October 1, 2013. MHM’s program in Alabama is led by Dr. Robert Hunter, who has been the Medical Director and Chief Psychiatrist since 2003, and Teresa Houser, who is the Program Manager (an administrative position) and has been working for MHM since 2008. MHM employs a range of mental-health providers, including psychiatrists, certified registered nurse practitioners (CRNPs), psychologists, ‘mental health professionals’ (MHPs), registered nurses (RNs), licensed practical nurses (LPNs), activity technicians (ATs), and clerical support staff.5

Although MHM provides virtually all of the mental-health treatment for prisoners, ADOC also employs two psychologists who assist with the intake process, ‘psychological associates’ who do some screening and may provide some therapeutic care to prisoners with very low-level mental illness,6 and a chief psychologist who is responsible for oversight of mental-health staff.

Commissioner Jefferson Dunn, who took office in April 2015, leads the ADOC. Associate Commissioner for Health Services Ruth Naglich, who has served in this role since 2004, has a nursing license and 20 years of experience in correctional medicine. She is responsible for managing and overseeing ADOC’s medical and mental-health services, including those services delivered by MHM.

II. Summary Judgment Standard

Summary judgment is appropriate under Federal Rule of Civil Procedure 56(a) “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” With respect to issues [1109] where “the non-moving party bears the burden of proof ... at trial [such as, here, the merits of plaintiffs’ claims], the moving party, in order to prevail, must do one of two things: show that the nonmoving party has no evidence to support its case, or present affirmative evidence demonstrating that the nonmoving party will be unable to prove its case at trial.” Hammer v. Slater, 20 F.3d 1137, 1141 (11th Cir. 1994) (citation and internal quotation marks omitted).

On issues as to which the movant has the burden of proof at trial (such as, here, exhaustion of administrative remedies), the movant “must show affirmatively the absence of a genuine issue of material fact: it must support its motion with credible evidence that would entitle it to a directed verdict if not controverted at trial.” Rich v. Sec’y, Fla. Dep’t of Corr., 716 F.3d 526, 530 (11th Cir. 2013) (citation and internal quotation marks omitted).

Once the party seeking summary judgment has met its initial burden, the burden shifts to the nonmoving party to demonstrate why summary judgment would be inappropriate. See Celotex Corp. v. Catrett, 477 U.S. 317, 331, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). The nonmoving party must affirmatively set forth specific facts showing a genuine issue for trial, and may not rest upon mere allegations or denials in pleadings. See Fed. R. Civ. P. 56(c)(1).

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Dunn v. Dunn, 219 F. Supp. 3d 1100, 317 F.R.D. 634, 2016 U.S. Dist. LEXIS 163116, 2016 WL 6949598 (M.D. Ala. 2016).

219 F. Supp. 3d 1100 (Dunn v. Dunn) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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