Duncan Peder McKenzie Jr. v. Henry Risley

801 F.2d 1519
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 12, 1986
Docket85-4156
StatusPublished
Cited by20 cases

This text of 801 F.2d 1519 (Duncan Peder McKenzie Jr. v. Henry Risley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Duncan Peder McKenzie Jr. v. Henry Risley, 801 F.2d 1519 (9th Cir. 1986).

Opinion

J. BLAINE ANDERSON, Circuit Judge:

I. Background

Duncan Peder McKenzie (McKenzie), a Montana state prisoner, appeals from the federal district court’s denial of his 28 U.S.C. § 2254 petition for a writ of habeas corpus. McKenzie was convicted of deliberate homicide by means of torture and aggravated kidnapping in the tragic and grisly death of Lana Harding (Harding), a 23-year old rural school teacher. Following a jury verdict of guilty, McKenzie was sentenced by the trial court to hang. The Montana Supreme Court affirmed the convictions and the sentence. State v. McKenzie (I), 557 P.2d 1023, 171 Mont. 278 (1976). The Montana Supreme Court rejected McKenzie’s claim, inter alia, that the trial court’s jury instructions on presumptions and the Montana death penalty statute violated the Constitution. The United States *1523 Supreme Court granted certiorari, vacated the judgment, and remanded for further consideration in light of Patterson v. New York, 432 U.S. 197, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977). McKenzie v. Montana, 433 U.S. 905, 97 S.Ct. 2968, 53 L.Ed.2d 1089 (1977).

On remand, the Montana Supreme Court, after reexamining all of the issues raised by McKenzie, adhered to its original decision. State v. McKenzie (II), 581 P.2d 1205, 177 Mont. 280 (1978). The Montana Court held that the jury instructions did not erroneously shift the burden of proof on the issue of intent, but even if they did, such an error would not have affected the jury’s verdict because the evidence of intent was overwhelming. 581 P.2d at 1223-24.

Following the Montana Supreme Court’s affirmance of the convictions and the sentence in McKenzie II, McKenzie sought relief through the Sentence Review Division of the Montana Court. His petition for review was denied. His attempted appeal of that decision to the Montana Supreme Court was also denied because there was no appeal from a decision of the Sentence Review Division.

McKenzie again petitioned for certiorari to the United States Supreme Court. Cer-tiorari was granted, the judgment was vacated, and the case was remanded for further consideration in light of Sandstrom v. Montana, 442 U.S. 510, 99 S.Ct. 2450, 61 L.Ed.2d 39 (1979). McKenzie v. Montana, 443 U.S. 903, 99 S.Ct. 3094, 61 L.Ed.2d 871 (1979). The Montana Supreme Court once again affirmed the convictions and the sentence. State v. McKenzie (III), 608 P.2d 428, 186 Mont. 481 (1980). This time, however, the Montana Court conceded that some of the jury instructions unconstitutionally shifted the burden of proof to McKenzie to disprove that he had the criminal intent necessary to support his conviction. 608 P.2d at 457-58. His conviction was nevertheless reaffirmed because the court found the unconstitutional jury instructions harmless beyond a reasonable doubt in light of the overwhelming evidence of intent. 608 P.2d at 459.

McKenzie once again sought certiorari from the United States Supreme Court. This time certiorari was denied. McKenzie v. Montana, 449 U.S. 1050, 101 S.Ct. 626, 66 L.Ed.2d 507 (1980) (Justices Marshall and Brennan dissenting). McKenzie then filed a petition for post-conviction relief or habeas corpus in the Montana state district court. The petition was denied. The denial was affirmed by the Montana Supreme Court. McKenzie v. Osborne (McKenzie IV), 640 P.2d 368, 195 Mont. 26 (1981).

McKenzie then filed a petition for a writ of habeas corpus in federal district court. The district court dismissed the petition and it is from that dismissal that McKenzie timely appeals to this court. We affirm.

II. Discussion

A. Sandstrom Instructions

1. Standard of Review

We review a district court’s decision on a petition for a writ of habeas corpus de novo. Chatman v. Marquez, 754 F.2d 1531, 1533-34 (9th Cir.), cert. denied, — U.S. -, 106 S.Ct. 124, 88 L.Ed.2d 101 (1985). The district court’s holding that the constitutional error in giving the Sandstrom instruction was harmless error is a mixed question of law and fact which we review de novo. Fendler v. Goldsmith, 728 F.2d 1181, 1190 n. 21 (9th Cir.1983).

2. Harmless Error

A Sandstrom instruction is one that shifts the burden of proof from the prosecution to the defense on an essential element of the criminal offense, such as intent. Sandstrom v. Montana, 442 U.S. 510, 523-24, 99 S.Ct. 2450, 2458-59, 61 L.Ed.2d 39 (1979). The jury instructions given by the trial court in McKenzie’s case contained statements that “the law presumes a person intends the ordinary consequences of his ordinary acts” and that “an unlawful act is done with unlawful intent.” Neither party disputes that these are un *1524 constitutional Sandstrom instructions. Therefore, the first issue we address is whether Sandstrom instructions on the element of intent can ever be considered harmless error.

Until its recent opinion in Rose v. Clark, — U.S. -, 106 S.Ct. 3101, 92 L.Ed.2d 460 (1986), the United States Supreme Court had not resolved this question. 1 See Francis v. Franklin, 471 U.S. 307, 105 S.Ct. 1965, 85 L.Ed.2d 344 (1985); Connecticut v. Johnson, 460 U.S. 73, 103 S.Ct. 969, 74 L.Ed.2d 823 (1983).

The Court found in Rose that an instruction that impermissibly shifted the burden of proof on intent “is not ‘so basic to a fair trial’ that it can never be harmless.” Rose, 106 S.Ct. at 3107. Furthermore, the Court found that the crucial inquiry is not whether intent was a disputed issue at trial. Id., 106 S.Ct. at 3109. Instead, it is “whether, ‘on the whole record ... the error ... [is] harmless beyond a reasonable doubt.’” Id. (elipses and brackets in original) (quoting United States v. Hasting, 461 U.S. 499, 510, 103 S.Ct. 1974, 1981, 76 L.Ed.2d 96 (1983)). See also Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 828, 17 L.Ed.2d 705 (‘before a federal constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt’); Connecticut v. Johnson, 460 U.S. at 97 n. 5, 103 S.Ct. at 983 n.

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Bluebook (online)
801 F.2d 1519, Counsel Stack Legal Research, https://law.counselstack.com/opinion/duncan-peder-mckenzie-jr-v-henry-risley-ca9-1986.