Dunbar v . State of N H , et a l . CV-00-001-JD 06/29/00 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
P. Michael Dunbar, S r .
v. Civil N o . 00-001-JD Opinion N o . 2000 DNH 173 State of New Hampshire, et a l .
REPORT AND RECOMMENDATION
Before the court is pro se plaintiff P. Michael Dunbar, Sr.,
who has filed suit against the State of New Hampshire/New
Hampshire Attorney General, the Rockingham County Attorney, the
Hampton District Court/Judge Frances Fraser, and the Plaistow
District Court/Judge Peter G. Hurd. Dunbar seeks injunctive
relief and monetary damages for alleged violations of his rights
under the 5th, 6th, 10th and 14th amendments to the Constitution.
As plaintiff is proceeding pro se and in forma pauperis the
complaint is currently before me for preliminary review. See
United States District Court for the District of New Hampshire
Local Rules (“LR”) 4.3(d)(2). For the reasons stated below, I
recommend that the complaint be dismissed. See 28 U.S.C. §
1915(e)(2)(B)(ii) & (iii). Background
Although Dunbar’s complaint lacks certain procedural
details, it appears that his allegations surround the failure of
various authorities of the State of New Hampshire to see to a
speedy resolution of certain driving offenses pending against him
in the Plaistow and Hampton District Courts. Dunbar is currently
incarcerated in Missouri. Dunbar was charged with various
driving offenses, all of which possess 1993 docket numbers. The
status of these charges is not specifically stated in the
complaint but the court assumes that the charges are still
pending. From prison in Missouri, Dunbar filed, by certified
mail, motions requesting speedy trial in both the Plaistow and
Hampton District Courts in July of 1998. Dunbar was under the
impression that the filing of these motions gave rise to a legal
right to have the matters brought to trial within 180 days of the
filing of the motions. Receiving no response to his motions,
Dunbar contacted the office of the New Hampshire Attorney General
in June of 1999. In September of 1999, Dunbar was advised by an
unnamed person at the Attorney General’s office that he should
contact the office of the Rockingham County Attorney. Dunbar
attempted to contact the office of the Rockingham County Attorney
2 in February of 1999 and twice in September of 1999, apparently
with no response. Plaintiff contacted both of the defendant
district courts “with motion(s) to dismiss” on May 1 , 1999,
August 1 6 , 1999, September 2 4 , 1999 and October 1 8 , 1999.
Plaintiff has never received a response from either court.
Plaintiff complains that as a result of the inaction of the
state prosecutors and courts in failing to adjudicate or dismiss
his pending charges, he has suffered violations of his rights
under the 5th, 6th, 10th and 14th amendments of the Constitution
and now seeks dismissal of the charges and monetary damages.
Discussion
In reviewing a pro se complaint, a district court is obliged
to construe the pleading liberally. See Ayala Serrano v . Lebron
Gonzales, 909 F.2d 8 , 15 (1st Cir. 1990) (following Estelle v .
Gamble, 429 U.S. 9 7 , 106 (1976) to construe pro se pleadings
liberally in favor of that party). At this preliminary stage of
review, all factual assertions made by the plaintiff and
inferences reasonably drawn therefrom must be accepted as true.
See Aulson v . Blanchard, 83 F.3d 1 , 3 (1st Cir. 1996) (stating
the “failure to state a claim” standard of review and explaining
3 that all “well-pleaded factual averments,” not bald assertions,
must be accepted as true). While I construe these allegations as
asserting claims under 42 U.S.C. § 1983, over which this court
has jurisdiction pursuant to 28 U.S.C. § 1343(a)(3), even
generously reading the complaint in favor of Dunbar, I cannot
find any claim upon which relief may be granted. See 28 U.S.C. §
1915(e)(2)(B)(ii)&(iii).
1. 5th, 6th and 14th Amendment claims
Dunbar’s assertion that he had a right to have his charges
either adjudicated or dismissed within 180 days of filing his
speedy trial requests pursuant to the 5th, 6th and 14th
amendments to the Constitution can be read to assert speedy trial
rights both under the Interstate Agreement on Detainers laws of
New Hampshire and Missouri and as a more generalized
constitutional right to speedy trial and to due process. See
Agreement on Detainers, N.H. RSA 606-A; Uniform Mandatory
Disposition on Detainers, Vernon’s Ann.Mo.Stat. 217.490. I will
address each of these areas in turn.
a. Interstate Agreement on Detainers
A prisoner incarcerated in a jurisdiction that has adopted
the Interstate Agreement on Detainers (“IAD”) as Missouri has by
4 adopting the Uniform Mandatory Disposition of Detainers, Vernon’s
Ann.Mo.Stat. 217.490, is entitled to the protections of that Act.
See Curler v . Adams, 449 U.S. 433, 438-442 (1981). New Hampshire
has also adopted the Act in its Agreement on Detainers, N.H. RSA
606-A. Inmates are entitled to seek injunctive relief under 42
U.S.C.A. § 1983 to require state officials to comply with the
terms of the IAD. Cross v . Cunningham, 87 F.3d 586, 588 (1st Cir.
1996). It is axiomatic, however, that in order to be entitled to
the protections of the IAD, the plaintiff must establish that the
IAD applies to him in the first instance, and further, that the
defendants failed to follow the procedures outlined in that act.
See, e.g., Gearheart v . Wallace, 964 F. Supp. 205 (E.D.Va.
1997)(IAD does not apply if certificate of incarceration not
filed with motion for speedy trial); Murray v . District of
Columbia, 826 F. Supp. 4 (D.C. 1993)(IAD does not apply to
inmates who are not yet sentenced).
Although plaintiff appears to have quoted language from the
IAD in his complaint, he fails to allege the basic factual
predicate for invocation of the Interstate Agreement on
Detainers, that i s , that a detainer has, in fact, been lodged
against him in Missouri by New Hampshire law enforcement
5 officials. Further, plaintiff has failed to allege or assert
that he has followed the procedures outlined in the IAD that
would entitle him to relief. These are factual prerequisites
that cannot here be presumed on the facts presented by Dunbar,
even given the most generous reading of the complaint. See Aulson
v . Blanchard, 83 F.3d 1 , 3 (1st Cir. 1996).
To the extent therefore that plaintiff’s claim for relief
depends on rights asserted under the Interstate Agreement on
Detainers, I recommend dismissal of the complaint.
b. Speedy Trial
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Dunbar v . State of N H , et a l . CV-00-001-JD 06/29/00 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
P. Michael Dunbar, S r .
v. Civil N o . 00-001-JD Opinion N o . 2000 DNH 173 State of New Hampshire, et a l .
REPORT AND RECOMMENDATION
Before the court is pro se plaintiff P. Michael Dunbar, Sr.,
who has filed suit against the State of New Hampshire/New
Hampshire Attorney General, the Rockingham County Attorney, the
Hampton District Court/Judge Frances Fraser, and the Plaistow
District Court/Judge Peter G. Hurd. Dunbar seeks injunctive
relief and monetary damages for alleged violations of his rights
under the 5th, 6th, 10th and 14th amendments to the Constitution.
As plaintiff is proceeding pro se and in forma pauperis the
complaint is currently before me for preliminary review. See
United States District Court for the District of New Hampshire
Local Rules (“LR”) 4.3(d)(2). For the reasons stated below, I
recommend that the complaint be dismissed. See 28 U.S.C. §
1915(e)(2)(B)(ii) & (iii). Background
Although Dunbar’s complaint lacks certain procedural
details, it appears that his allegations surround the failure of
various authorities of the State of New Hampshire to see to a
speedy resolution of certain driving offenses pending against him
in the Plaistow and Hampton District Courts. Dunbar is currently
incarcerated in Missouri. Dunbar was charged with various
driving offenses, all of which possess 1993 docket numbers. The
status of these charges is not specifically stated in the
complaint but the court assumes that the charges are still
pending. From prison in Missouri, Dunbar filed, by certified
mail, motions requesting speedy trial in both the Plaistow and
Hampton District Courts in July of 1998. Dunbar was under the
impression that the filing of these motions gave rise to a legal
right to have the matters brought to trial within 180 days of the
filing of the motions. Receiving no response to his motions,
Dunbar contacted the office of the New Hampshire Attorney General
in June of 1999. In September of 1999, Dunbar was advised by an
unnamed person at the Attorney General’s office that he should
contact the office of the Rockingham County Attorney. Dunbar
attempted to contact the office of the Rockingham County Attorney
2 in February of 1999 and twice in September of 1999, apparently
with no response. Plaintiff contacted both of the defendant
district courts “with motion(s) to dismiss” on May 1 , 1999,
August 1 6 , 1999, September 2 4 , 1999 and October 1 8 , 1999.
Plaintiff has never received a response from either court.
Plaintiff complains that as a result of the inaction of the
state prosecutors and courts in failing to adjudicate or dismiss
his pending charges, he has suffered violations of his rights
under the 5th, 6th, 10th and 14th amendments of the Constitution
and now seeks dismissal of the charges and monetary damages.
Discussion
In reviewing a pro se complaint, a district court is obliged
to construe the pleading liberally. See Ayala Serrano v . Lebron
Gonzales, 909 F.2d 8 , 15 (1st Cir. 1990) (following Estelle v .
Gamble, 429 U.S. 9 7 , 106 (1976) to construe pro se pleadings
liberally in favor of that party). At this preliminary stage of
review, all factual assertions made by the plaintiff and
inferences reasonably drawn therefrom must be accepted as true.
See Aulson v . Blanchard, 83 F.3d 1 , 3 (1st Cir. 1996) (stating
the “failure to state a claim” standard of review and explaining
3 that all “well-pleaded factual averments,” not bald assertions,
must be accepted as true). While I construe these allegations as
asserting claims under 42 U.S.C. § 1983, over which this court
has jurisdiction pursuant to 28 U.S.C. § 1343(a)(3), even
generously reading the complaint in favor of Dunbar, I cannot
find any claim upon which relief may be granted. See 28 U.S.C. §
1915(e)(2)(B)(ii)&(iii).
1. 5th, 6th and 14th Amendment claims
Dunbar’s assertion that he had a right to have his charges
either adjudicated or dismissed within 180 days of filing his
speedy trial requests pursuant to the 5th, 6th and 14th
amendments to the Constitution can be read to assert speedy trial
rights both under the Interstate Agreement on Detainers laws of
New Hampshire and Missouri and as a more generalized
constitutional right to speedy trial and to due process. See
Agreement on Detainers, N.H. RSA 606-A; Uniform Mandatory
Disposition on Detainers, Vernon’s Ann.Mo.Stat. 217.490. I will
address each of these areas in turn.
a. Interstate Agreement on Detainers
A prisoner incarcerated in a jurisdiction that has adopted
the Interstate Agreement on Detainers (“IAD”) as Missouri has by
4 adopting the Uniform Mandatory Disposition of Detainers, Vernon’s
Ann.Mo.Stat. 217.490, is entitled to the protections of that Act.
See Curler v . Adams, 449 U.S. 433, 438-442 (1981). New Hampshire
has also adopted the Act in its Agreement on Detainers, N.H. RSA
606-A. Inmates are entitled to seek injunctive relief under 42
U.S.C.A. § 1983 to require state officials to comply with the
terms of the IAD. Cross v . Cunningham, 87 F.3d 586, 588 (1st Cir.
1996). It is axiomatic, however, that in order to be entitled to
the protections of the IAD, the plaintiff must establish that the
IAD applies to him in the first instance, and further, that the
defendants failed to follow the procedures outlined in that act.
See, e.g., Gearheart v . Wallace, 964 F. Supp. 205 (E.D.Va.
1997)(IAD does not apply if certificate of incarceration not
filed with motion for speedy trial); Murray v . District of
Columbia, 826 F. Supp. 4 (D.C. 1993)(IAD does not apply to
inmates who are not yet sentenced).
Although plaintiff appears to have quoted language from the
IAD in his complaint, he fails to allege the basic factual
predicate for invocation of the Interstate Agreement on
Detainers, that i s , that a detainer has, in fact, been lodged
against him in Missouri by New Hampshire law enforcement
5 officials. Further, plaintiff has failed to allege or assert
that he has followed the procedures outlined in the IAD that
would entitle him to relief. These are factual prerequisites
that cannot here be presumed on the facts presented by Dunbar,
even given the most generous reading of the complaint. See Aulson
v . Blanchard, 83 F.3d 1 , 3 (1st Cir. 1996).
To the extent therefore that plaintiff’s claim for relief
depends on rights asserted under the Interstate Agreement on
Detainers, I recommend dismissal of the complaint.
b. Speedy Trial
To the extent that plaintiff alleges a violation of his
speedy trial rights under the federal constitution, I find that
the abstention doctrine outlined in Younger v . Harris, 401 U.S.
37 (1971) prevents this court from taking jurisdiction of this
matter at this time, and that no recognized exceptions to that
doctrine here applies. The Younger abstention doctrine sets out
the obligation of the federal judiciary to refrain from
needlessly injecting itself into state criminal prosecutions.
Younger v . Harris, 401 U.S. 3 7 , 46 (1971); Brooks v . New
Hampshire Supreme Court, 80 F.3d 633, 637 (1st Cir. 1996).
Under Younger, a federal court must abstain from reaching
6 the merits of a case if there is “(1) an ongoing state judicial
proceeding, instituted prior to the federal proceeding . . . ;
that (2) implicates an important state interest; and (3) provides
an adequate opportunity for the plaintiff to raise the claims
advanced in his federal lawsuit.” Brooks v . New Hampshire Supreme
Court, 80 F.3d 633, 638 (1st Cir. 1996).
Here, there is an ongoing criminal proceeding, as it appears
from Dunbar’s complaint that his criminal cases in the New
Hampshire state courts have not been resolved. It is difficult
to imagine any more compelling state interests than the
prosecution of criminal cases and the litigation of the rights of
the parties to such an action resolving disputes by application
of the laws and review procedures of New Hampshire. Finally,
Dunbar only alleges that he has not received responses to his
several motions for speedy trial and to dismiss. This
allegation, without more, is insufficient to indicate that there
is no adequate remedy available to him in the state courts.
Indeed, if Dunbar was not entitled to be returned to New
Hampshire via the IAD, there is no indication that he has yet
been submitted to the jurisdiction of the state courts. There is
likewise no allegation made here that such a submission would not
7 serve to vest him with an adequate opportunity to raise any
speedy trial claims he may have in the state court.
To obtain federal injunctive relief that would serve to
impede a state court proceeding, the plaintiff must show the
existence of a “great and immediate” irremediable harm. Younger
v . Harris, 401 U.S. 3 7 , 46 (1971); Casa Marie, Inc. v . Superior
Court of Puerto Rico, 988 F.2d 2 5 2 , 263 (1st Cir. 1993).
Extraordinary circumstances warranting interference by the
federal judiciary may be found where the plaintiff demonstrates
“bad faith [prosecution], harassment or any other unusual
circumstances that would call for equitable relief.” Id. at fn 9
(citations omitted). The plaintiff here has alleged neither
great and immediate irremediable harm nor extraordinary
circumstances that would warrant this court making an exception
to the principles of abstention set out in Younger.
Therefore, to the extent plaintiff’s claims rely upon the
necessity for the federal court to enjoin ongoing state
procedures for speedy trial violations, I recommend the dismissal
of the complaint.
2. 10th Amendment claim.
The 10th Amendment to the Constitution states “[t]he powers
8 not delegated to the United States by the Constitution, nor
prohibited by it to the States, are reserved to the States
respectively, or to the people.” I can find nothing in Dunbar’s
complaint that asserts a violation of any right that might accrue
to him by application of the 10th amendment. For that reason, I
recommend dismissal of the 10th Amendment claim. See U.S. Const.
amend X .
3. Immunity
The plaintiff here has sued two state judges (Judge Fraser
of the Hampton District Court and Judge Hurd of the Plaistow
District Court) and two state prosecutors (the New Hampshire
Attorney General and the Rockingham County Attorney).
Judges are absolutely immune from suit for conduct within
their judicial capacities unless they act (1) outside the scope
of their judicial capacity or (2) “in the complete absence of all
jurisdiction.” Mirales v . Waco, 502 U.S. 9, 11-12 (1991); Stump
v . Sparkman, 435 U.S. 349, 356 (1978); Boyd v . Biggers, 31 F.3d
279, 284 (5th Cir. 1994). Although actions for injunctive relief
are not barred by the doctrine of absolute immunity, 42 U.S.C. §
9 1983 1 , precludes actions against judicial officers for injunctive
relief “unless a declaratory decree was violated or declaratory
relief was unavailable.” 42 U.S.C. § 1983 (Supp. 1997). Dunbar
does not allege that a declaratory decree was violated or that
declaratory relief is unavailable in the state courts. Without
satisfying a basic element of the cause of action, I find that
Dunbar has failed to state a claim against either judge for
injunctive relief under 42 U.S.C. § 1983. See Roth v . United
States, 952 F.2d 6 1 1 , 613 (1st Cir. 1991)(requiring plaintiff to
allege facts regarding each material element necessary to state
an actionable legal claim).
Moreover, Dunbar has not alleged facts supporting the
application of any exception to absolute judicial immunity as he
1 The statute provides in relevant part: Every person who, under color of any [state law] . . . subjects, or causes to be subjected, any citizen of the United States . . . to the deprivation of any rights, privileges, or immunities secured by the Constitution and the laws, shall be liable to that party injured in any action at law, suit in equity, . . . except that in any action brought against a judicial officer for an act or omission taken in such officer’s judicial capacit injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable. 42 U.S.C. § 1983 (Supp. 1997).
10 has not claimed that the failure to respond to his motion was
outside the scope of the capacity of the judges or in the
complete absence of any jurisdiction. I therefore find that
injunctive relief or monetary damages.
Under 42 U.S.C. § 1983, a prosecutor is entitled to absolute
immunity from suit for conduct associated with his prosecutorial
function. Imbler v . Pachtman, 424 U.S. 409, 431 (1976)(absolute
immunity for prosecutor’s conduct in initiation of prosecution);
Harrington v . Almy, 977 F.2d 3 7 , 40 (1st Cir. 1992)(absolute
immunity for prosecutor’s conduct associated with failing to
bring charge). Further, it is well-settled that the Eleventh
Amendment bars suits against state entities and state agents
working in their official capacities unless the state has
expressly waived immunity, which has not been done by New
Hampshire for actions brought pursuant to 42 U.S.C. § 1983. See
Puerto Rico Aqueduct and Sewer Authority v . Metcalf & Eddy, Inc.,
506 U.S. 139, 146 (1993)(Eleventh Amendment bars all suits in
federal court against states or their agencies); Will v . Michigan
Dept. of State Police, 491 U.S. 5 8 , 71 (1989)(holding that § 1983
does not override the Eleventh Amendment and that the state is
11 not a person within the meaning of § 1983). Therefore, I find
the defendant prosecutors are, like the defendant judges,
absolutely immune from this suit.
For these reasons, I recommend the complaint be dismissed
for failure to name a defendant who is liable to suit. See 28
U.S.C. § 1915(e)(2)(B)(iii)
Conclusion
For the reasons set forth above, I recommend that this
complaint be dismissed in its entirety for failing to state
claims upon which relief may be granted. See 28 U.S.C. §
1915(e)(2)(B)(ii)&(iii); LR 4.3(d)(1)(B)(i). If approved, the
dismissal will count as a strike against the plaintiff under 28
U.S.C. § 1915(g).
Any objections to this Report and Recommendation must be
filed within ten (10) days of receipt of this notice. Failure to
file objections within the specified time waives the right to
appeal the district court’s order. See Unauthorized Practice of
12 Law Committee v . Gordon, 979 F.2d 1 1 , 13-14 (1st Cir. 1992);
United States v . Valencia-Copete, 792 F.2d 4 , 6 (1st Cir. 1986).
James R. Muirhead United States Magistrate Judge
Date: June 2 9 , 2000
cc: P. Michael Dunbar, Sr., pro se