Duke University v. Sandoz Inc.

Court of Appeals for the Federal Circuit·Decided November 18, 2025·No. 24-1078·Published

Opinion

United States Court of Appeals for the Federal Circuit

DUKE UNIVERSITY, ALLERGAN SALES, LLC, Plaintiffs-Appellees

v.

SANDOZ INC., Defendant-Appellant

2024-1078

Appeal from the United States District Court for the District of Colorado in No. 1:18-cv-00997-RM-KLM, Judge Raymond P. Moore.

Decided: November 18, 2025

JEFFREY A. LAMKEN, MoloLamken LLP, Washington, DC, argued for plaintiffs-appellees. Also represented by KAYVON GHAYOUMI, MICHAEL GREGORY PATTILLO, JR.; ELIZABETH KATHLEEN CLARKE, Chicago, IL; SARA MARGOLIS, New York, NY; LISA BARONS PENSABENE, HASSEN A. SAYEED, O'Melveny & Myers LLP, New York, NY.

WILLIAM M. JAY, Goodwin Procter LLP, Washington, DC, argued for defendant-appellant. Also represented by GABRIEL FERRANTE, New York, NY; VISHAL C. GUPTA, Steptoe LLP, New York, NY; ROBERT KAPPERS, Chicago, IL.

2 DUKE UNIVERSITY v. SANDOZ INC.

Before DYK, STOLL, and STARK, Circuit Judges.

STARK, Circuit Judge.

Sandoz Inc. (“Sandoz”) appeals from a judgment of the U.S. District Court for the District of Colorado, holding that Sandoz failed to prove claim 30 of U.S Patent No. 9,579,270 (the “’270 patent”) invalid for lack of adequate written description. We reverse.

I

Plaintiffs-appellees Duke University and Allergan Sales, LLC (collectively referred to herein as “Allergan”) together own all rights in the ’270 patent and certain related patents. The ’270 patent issued in 2017 and has a priority date of 2000. It is entitled, “Compositions and Methods for Treating Hair Loss Using Non-Naturally Occurring Prostaglandins ,” and relates generally to treating hair loss using compositions containing prostaglandin F (“PGF”) analogs. ’270 pat. abstract.

As the district court explained: The ’270 Patent describes a method for growing hair by topically applying a chemical compound known as a prostaglandin. Prostaglandins are molecules that bind to certain receptors on cells in a living body and change how such cells function. The human body produces a variety of prostaglandins ; the general type at issue here is known as prostaglandin F or PGF. Within the general category of PGF are many variants, some naturally-occurring and some synthesized. These variants are referred to as PGF analogs. Analogs differ from one another by virtue of various molecules that can attach to [the] base structure of the prostaglandin and which change its pharmacological properties. For example, the prostaglandin is much like a

DUKE UNIVERSITY v. SANDOZ INC. 3

charm bracelet to which different charms can be attached at different points.

J.A. 5-6.

At issue in this appeal is claim 30 of the ’270 patent.

When read together with claims 17, 24, and 25, from which it depends, claim 30 recites:

A method of growing hair, wherein the method comprises topically applying to mammalian skin a safe and effective amount of a composition comprising : . . . an active ingredient selected from the group consisting of a prostaglandin F analog of the following structure:

and pharmaceutically acceptable salts thereof;

wherein R1 is C(O)NHR3 [i.e., an amide]; R2 is a hydrogen atom; R3 is methyl, ethyl, or isopropyl; X is selected from the group consisting of —C≡C—, a covalent bond, —CH=C=CH—, —CH=CH—, —CH=N—, —C(O)—, 4 DUKE UNIVERSITY v. SANDOZ INC.

—C(O)Y—, and —(CH2)n—, wherein n is 2 to 4; Y is selected from the group consisting of a sulfur atom, an oxygen atom, and NH; and Z is phenyl.

’270 pat. at 66:65-67:54.

Allergan markets Latisse®, an FDA-approved topical solution for treatment of eyelash hair loss by stimulating hair growth. J.A. 10078-79. Latisse® consists of a 0.03% bimatoprost ophthalmic solution. J.A. 16. Bimatoprost is a PGF analog with an ethyl amide at its action end (the “C1 end” or “C1 location” and also known as the “R1” position), and phenyl at the omega end, which is also referred to as the “Z” position. 1 Sandoz manufactures and sells a generic version of Latisse ®. In 2018, Allergan sued Sandoz, alleging its generic drug product infringes claim 30 of the ’270 patent. J.A. 77. Sandoz stipulated to infringement but challenged the validity of the claim. J.A. 1-2, 7783.

During a five-day jury trial, Sandoz attempted to prove that claim 30 of the ’270 patent is invalid for lack of adequate written description. In support of its contention, Sandoz presented the testimony of its expert, Dr. Clayton Heathcock. Dr. Heathcock opined that claim 30 lacks sufficient written description because “the Claim describes over 4,000 compounds that can cause hair to grow” but does not identify “a single” specific embodiment of the claim in the specification or disclose sufficient common structural features of the compounds encompassed by the claim. J.A. 10448-56. Allergan countered Sandoz’s evidence with

1 Like the parties, we use C1 position and R1 inter-

changeably throughout this opinion. We do the same for omega end and Z.

DUKE UNIVERSITY v. SANDOZ INC. 5

testimony from its own expert, Dr. Allen Reitz, who opined that the ’270 patent “adequately describes the use of amides for growing hair . . . with three types of prostamides with a phenyl ring at the end of the omega chain.” J.A 10679.

The jury found Sandoz had failed to prove that claim 30 was invalid for obviousness, lack of enablement, or lack of adequate written description and awarded Allergan $39 million in infringement damages. J.A. 8514-15. Sandoz filed a motion for a new trial and for judgment as a matter of law, both of which the district court denied. J.A. 37-50. Sandoz timely appealed. The district court had jurisdiction under 28 U.S.C. § 1338(a), and we have jurisdiction pursuant to 28 U.S.C. § 1295(a).

II

When a district court denies a motion for judgment as a matter of law, we review its decision under the law of that court’s regional circuit. See Promega Corp. v. Life Techs. Corp., 875 F.3d 651, 659 (Fed. Cir. 2017). This case arises out of the Tenth Circuit, which applies de novo review to a district court’s denial of a motion for judgment as a matter of law. See Stroup v. United Airlines, Inc., 26 F.4th 1147, 1156 (10th Cir. 2022). Thus, “a district court’s refusal to grant judgment as a matter of law may be reversed only if the evidence is such that without weighing the credibility of the witnesses the only reasonable conclusion is in the moving party’s favor.” Id. (quoting Elm Ridge Expl. Co., LLC v. Engle, 721 F.3d 1199, 1216 (10th Cir. 2013) (internal brackets and quotation marks omitted).

Whether a patent provides adequate written description for a claim presents a question of fact. See Gen. Hosp. Corp. v. Sienna Biopharmaceuticals, Inc., 888 F.3d 1368, 1371 (Fed. Cir. 2018). That question is whether the patent specification discloses that a person of ordinary skill in the art would conclude “the inventor possesse[d] the full scope of the invention” at the time of their patent application.

6 DUKE UNIVERSITY v. SANDOZ INC.

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