Dugas v. Continental Casualty Co.

191 So. 2d 642, 249 La. 843, 1966 La. LEXIS 2063
Supreme Court of Louisiana·Decided November 22, 1966·No. No. 48416·Published·Cited by 1 cases

Opinion

SUMMERS, Justice

(dissenting from the refusal to grant writs).

Plaintiffs, Mr. and Mrs. Dugas, sued defendants for, among other things, personal injuries incurred by Mrs. Dugas in an automobile accident. Prior to trial defendants filed a motion to obtain possession of X-ray pictures taken of Mrs. Dugas after the accident, alleging simply that “It is necessary that mover have the privilege of obtaining possession of said X-rays to aid Dr. H. R. Soboloff in his examination and evaluation of the plaintiff’s case.”

On the basis of this motion, a rule was issued by the trial judge ordering Mrs. Dugas to show cause why the X rays should not be furnished to defendants in connection with their evaluation of her claim.

Mrs. Dugas filed written objections in which she set forth that the X rays were privileged, and their production could not be ordered except upon “showing good cause therefor” as required by Article 1492 of the Code of Civil Procedure.1

The third objection, which she interposed to the motion for production, was that, although by Article 1492 the court is authorized to order plaintiff “to produce and permit the inspection and copying or photographing” of evidence in plaintiff’s possession or control, the court is not author[845]*845ized to require that possession of the evidence be surrendered to defendant’s counsel.

When the rule was tried, defense counsel stated orally that the X rays were needed to compare Mrs. Dugas’ prior examination with a present or future examination to ascertain what, if any, difference there might be.

The judge found that the allegation in defendants’ motion would perhaps not be sufficient to satisfy the requirement of good cause, but he was of the opinion that defense counsel’s oral statement in court supplied the deficiency. Accordingly, Mrs. Dugas’ objections were overruled and the X ra3rs were ordered surrendered for ten days to defendants’ counsel at his office.

In Mrs. Dugas’ application to this court for certiorari which followed, the objection that the X rays were privileged was not urged upon us. However, the court’s action in overruling the objection that good cause had not been shown and the objection that Article 1492 did not authorize the court to require plaintiff to surrender her evidence were strenuously urged as grounds for the issuance of certiorari. We denied certiorari.

According to the application before us and the trial judge’s written reasons, no evidence was taken at the hearing, and the order issued merely upon the conclusory allegation of defendant’s counsel contained in the written motion for production supplemented by counsel’s oral statement to the trial judge at the hearing on the rule. Based upon this understanding, it is my opinion that it was error to deny certiorari.

In Kay v. Carter, 243 La. 1095, 150 So.2d 27 (1963) we held that it was proper to resort to federal authorities in construing our procedural statutes which are based upon federal procedural statutes. Since Article 1492 is taken from Rule 34 of the Federal Rules of Civil Procedure, with a minor and irrelevant exception, and as this court has not yet expressed itself on the problem presented here, it is proper to resort to federal authorities for guidance.

[847]*847Unlike the action of the trial judge in Raia v. WWL-TV, 247 La. 1095, 176 So.2d 390 (1965), where production of documents was ordered ex parte, the trial judge in the case at bar issued a rule to show cause, which, under my view, was the required procedure in this case. (However, as I shall point out, a formal hearing may not be necessary in all cases.) See 2A Barron and Holtzoff, Federal Practice and Procedure, §§ 801 and 802.

What I consider to be the main objection to the order requiring production is its failure to properly apply the “good cause” requirement of Article 1492. As I stated in my dissent in the Raia Case:

“This good cause requirement is not a mere formality, but is a plainly expressed limitation of that article. It is not met by mere conclusory allegations * * * of the pleadings — nor by mere relevance to the case — but requires an affirmative showing by the movant that each document, as to which examination is sought, is really and genuinely needed and the' purpose for- which it is sought is legitimate, or that good cause exists otherwise for ordering each particular examination. The ability of the movant to obtain the desired information by other means and the inconvenience, expense and prejudice to the party who must produce are also relevant factors.”

Undoubtedly it is difficult to define good cause in such a manner that it will provide clear guidelines for the solution of all cases. But it is uniformly held by the courts which have dealt with the problem that conclusory allegations of counsel, like in this case, do not satisfy the requirement. Schlagenhauf v. Holder, 379 U.S. 104, 118, 85 S.Ct. 234, 13 L.Ed.2d 152 (1964); Lindsey v. Escude, 179 So.2d 505 (La.App.1965). See also 4 Moore’s Federal Practice, § 34.07, footnote 7 (1963); 2A Barron and Holtzoff, Federal Practice and Procedure § 796 (1961).

To disregard the good cause requirement and to order production merely upon conclusory allegations without supporting evidence is to do violence to elementary canons of construction. Disregarding the good cause requirement affords no opportunity to the adversary to produce countervailing evidence, for no evidence has been produced against him. Under such a practice the party against whom the production is sought is required to rebut and defend against vague and unsupported allegations, or statements made by counsel in open court concerning which no advance notice has been given. This, of course, shifts the burden from the party seeking production, where the burden squarely rests under Article 1492, to the shoulders of the party against whom production is sought — an obvious departure from fundamental standards of fairness.

And how is a reviewing court to measure the exercise of a 'trial court’s discretion [849]*849where that discretion is not based upon any record evidence? An order not supported by the record, in effect, denies the aggrieved party the right of review on appeal, for it cannot be determined whether the trial court has properly exercised its discretion without the evidence upon which that discretion is founded. Sacco v. Greyhound Corp., 24 F.R.D. 257 (D.C.Pa.1959).

As I understand Article 1492, a formal hearing should usually be held when the taking of testimony is required to establish good cause. On the other hand, when good cause may be established by satisfactory documentary evidence alone, the documents may be attached to the motion, making a hearing unnecessary. A party aggrieved by the order to produce may then move to set aside that order as having been improvidently issued. Only in this manner do I feel that Article 1492 can be observed and the fundamental rights of litigants preserved. Schlagenhauf v. Holder, 379 U.S. 104, 85 S.Ct. 234, 13 L.Ed.2d 152 (1964).

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Dugas v. Continental Casualty Co., 191 So. 2d 642, 249 La. 843, 1966 La. LEXIS 2063 (La. 1966).

191 So. 2d 642 (Dugas v. Continental Casualty Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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