Duffy v. Wilson

289 S.W.3d 555, 2009 Ky. LEXIS 72, 2009 WL 735252
CourtKentucky Supreme Court
DecidedMarch 19, 2009
Docket2008-SC-000507-MR
StatusPublished
Cited by7 cases

This text of 289 S.W.3d 555 (Duffy v. Wilson) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Duffy v. Wilson, 289 S.W.3d 555, 2009 Ky. LEXIS 72, 2009 WL 735252 (Ky. 2009).

Opinions

Opinion of the Court by

Justice VENTERS.

Appellants, Tom Duffy, Sr., Tom Duffy, Jr., Jerry Mezur, Dr. Thomas L. Richey, Bruce Swanson, David Hargiss, Josh Boston, and Brian Bobbitt, appeal as a matter of right from a June 2008 order of the Court of Appeals denying them intermediate relief against an opinion and order by Appellee, Judge Karen L. Wilson 1 of the Henderson Cireuit Court. Appellee's order mandated that Appellants give certain documents through discovery over to the Real Parties in Interest, Estate of Ryan Morgan Owens, Randy Owens, and Maria Owens. For the reasons set forth herein, we now reverse the Court of Appeals.

On July 19, 2006, Ryan Owens tragically died after participating in a football practice with the Henderson County High School team. On August 1 and 2, 2006, Chris Hogg, an insurance adjuster working on behalf of Indiana Insurance Company, took statements from players, managers, parents, and bystanders who were all present at the July 19 football practice. Indiana Insurance Company is the liability insurer for the Henderson County Board of Education ("Board") and is providing a defense for the current Appellants. Appellants are all either coaches for the football team or are officials with the Board. Present during the interviews were Elizabeth Bird, the Board's attorney, and Bill Wilson, an attorney specifically hired by the Board's superintendent to investigate Ryan's death. During the interviews, Wilson told some of the witnesses that he was not hired to sue or defend anyone. He stated that the point of the interviews was [558]*558to see if anything was "preventable." The statements from the witnesses were recorded and transeribed.

In January 2007, the Real Parties in Interest filed a wrongful death action against Appellants in their individual and official capacities.2 Subsequently, the Real Parties in Interest filed a motion to compel the Appellants to turn over in discovery the statements taken on August 1 and 2. After an in camera review, Appellee ruled the statements, with certain parts redacted, were discoverable.

Appellee held that the interviews conducted by Hogg were likely not made in preparation for litigation and thus the work product privilege under CR 26.02(8) did not apply. Appellee focused on Wilson's statement that he did not represent anyone at the interviews to make that conclusion. She further held that even if the statements could be considered work product under CR 26.02(8), the Real Parties in Interest had a substantial need for the statements and there would be an inability to obtain the statements elsewhere without undue hardship. She held that there would be an inability to obtain the statements elsewhere without hardship because the memories of the witnesses would not be as clear now as they were at the time of the interview. Thus, the statements were discoverable. See Haney v. Yates, 40 S.W.3d 352 (Ky.2000). The Court of Appeals affirmed Appellee's ruling.

Appellants now request that this court issue a writ of prohibition against Appellee to block the execution of her order. A writ of prohibition may be granted "upon a showing that (1) the lower court is proceeding or is about to proceed outside of its jurisdiction and there is no remedy through an application to an intermediate court; or (2) that the lower court is acting or is about to act erroneously, although within its jurisdiction, and there exists no adequate remedy by appeal or otherwise and great injustice and irreparable injury will result if the petition is not granted." Hoskins v. Maricle, 150 S.W.3d 1, 10 (Ky.2004).

Appellants' main argument is that Appellee's order compelling discovery violates the work product privilege. CR 26.02(3)(a) 3 states:

Subject to the provisions of paragraph (4) of this rule, a party may obtain discovery of documents and tangible things otherwise discoverable under paragraph (1) of this rule and prepared in anticipation of litigation or for trial by or for another party or by or for that other party's representative (including his attorney, consultant, surety, indemnitor, insurer, or agent) only upon a showing that the party seeking discovery has substantial need of the materials in the preparation of his case and that he is unable without undue hardship to obtain the substantial equivalent of the materials by other means. In ordering discovery of such materials when the required showing has been made, the court shall protect against disclosure of the mental impressions, conclusions, opinions, or legal theories of an attorney or other representative of a party concerning the litigation.

(emphasis added); see also Transit Authority of River City v. Vinson, 703 S.W.2d 482 (Ky.App.1985). A two-step analysis is [559]*559necessary under this rule to determine if particular documents are discoverable under CR 26.02(B)(a). First, the court must determine whether the document is work product because it was prepared "in anticipation of litigation." A document need not be created by a party's attorney to be work product. "The policy of protecting counsel's work product prior to litigation applies with equal force to the work product of the party's other representatives, including private investigators." Vinson, 703 S.W.2d at 486. Second, if the doeument is work product, the court must determine whether the requesting party has a "substantial need" of the document and is unable to obtain the "substantial equivalent" without "undue hardship." Notably, there is no work product privilege which protects the underlying facts contained in the documents. Id.

In this matter, it is clear that the statements taken from the witnesses were prepared "in anticipation of litigation" and thus constitute work product.

Prudent parties anticipate litigation and begin preparation prior to the time suit is formally commenced. Thus the test should be whether, in light of the nature of the document and the factual situation in the particular case, the document can fairly be said to have been prepared or obtained because of the prospect of litigation.

8 Charles Alan Wright, Arthur R. Miller, & Richard L. Mareus, Federal Practice and Procedure § 2024 (2d ed.1994). Here, the interviews were coordinated and taken by an employee of the Board's insurer, Indiana Insurance Company. It is reasonable to believe that these interviews were taken not only to aid in investigating the circumstances surrounding Ryan's tragic death, but to enable Indiana Insurance Company to effectively defend any litigation or claims that arose from the incident. See Fireman's Fund Ins. Co. v. McAlpine, 120 R.I. 744, 391 A.2d 84, 90-91 (1978) ("when an insured reports to his insurer that he has been involved in an incident involving another person, the insurer can reasonably anticipate that some action will be taken by the other party. The seeds of prospective litigation have been sown, and the prudent party, anticipating this fact will begin to prepare his case.") While it is true that Wilson stated he was not "suing or defending anybody" or any entity during the interviews, it must be remembered that the Real Parties in Interest had not yet filed the lawsuit.

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Related

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Duffy v. Wilson
289 S.W.3d 555 (Kentucky Supreme Court, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
289 S.W.3d 555, 2009 Ky. LEXIS 72, 2009 WL 735252, Counsel Stack Legal Research, https://law.counselstack.com/opinion/duffy-v-wilson-ky-2009.