Duarte v. Stockton City

District Court, E.D. California·Decided October 22, 2021·No. 2:19-cv-00007·Unknown

Opinion

FRANCISCO DUARTE and No. 2:19-cv-00007-MCE-CKD ALEJANDRO GUTIERREZ, Plaintiffs, v. CITY OF STOCKTON, STOCKTON JONES, KEVIN JAYE HACHLER (1641); ERIC B. HOWARD (2448); MICHAEL GANDY (2858); CONNER NELSON (2613); SGT. UNDERWOOD, and DOES 1-100, Defendants.

Through the present lawsuit, Plaintiffs Francisco Duarte and Alejandro Gutierrez (collectively “Plaintiffs” unless otherwise specified) allege they were subjected to excessive force while being arrested by members of the Stockton Police Department. As presently constituted, Plaintiffs’ operative First Amended Complaint (“FAC”) contains two causes of action against Officers Eric Jones, Kevin Hachler, Eric Howard, Michael Gandy, Conner Nelson and Sergeant Underwood (collectively “Defendants” unless otherwise specified), who are named as individual defendants. Both the First and Second Claims are brought under 42 U.S.C. § 1983 (“§ 1983”) for excessive force under the Fourth Amendment of the United States Constitution and are separately pled on behalf of Plaintiffs Duarte and Gutierrez, respectively. Now before the Court is Defendants’ Motion for Summary Judgment (ECF No. 52) brought on grounds that both of Plaintiffs’ claims are barred by the Supreme Court’s decision in Heck v. Humphrey, 512 U.S. 477 (1994) (“Heck”). Defendants’ Motion is GRANTED.1 This case stems from an encounter between Plaintiffs and police officers that occurred on May 5, 2017, at the corner of South Hunter Street and Martin Luther King Boulevard in Stockton, California. A large, and predominantly Mexican-American, crowd had gathered to celebrate the so-called “Cinco de Mayo” holiday. Plaintiffs, who are both Mexican-American, were in attendance but arrived separately. Defs.’ Statement of Undisputed Fact (“UF”) 1-2, FAC, ¶¶ 2-3, 5. Both claim they went to the intersection to purchase food from a taco truck parked nearby. Plaintiff Duarte estimated that around 100 other individuals were present. UF 3-4. Defendants responded to the scene after receiving an anonymous report of shots being fired and so-called “sideshow” activity2 taking place at the intersection. UF 5. The Stockton Municipal Code, at Ch. 10.56, prohibits spectators at illegal street racing, reckless driving, or illegal demonstrations of speed. UF 7. According to Defendants, after observing Defendant Gutierrez standing in the street at approximately 11:05 p.m., officers instructed him to get out of the roadway. Once Gutierrez moved to the sidewalk, several officers started to leave the area, but observed Gutierrez going back into the street as they did so. UF 14. One of the responding officers, Defendant Howard, testified at deposition that he then decided to

1 Having determined that oral argument would not be of material assistance, the Court ordered this matter submitted on the briefs in accordance with E.D. Local Rule 230(g).

2 “Sideshows” generally refer to an informal and illegal demonstration of automobile stunts. Such stunts usually occur in vacant areas or parking lots, but sometimes take place on public streets. UF 6. detain Gutierrez for continuing to stand in the roadway despite orders to the contrary. Dep. of Howard, Defs.’ Ex. E, 51:19-52:17; 55:19-56:13. When another officer, Nelson, told Gutierrez to “come here,” however, Gutierrez ran. Nelson Dep., Defs.’ Ex C, 33:22- 25. The officers gave chase, and when Gutierrez paused momentarily and pivoted around, he was tackled by Nelson, who, with the assistance of Officer Howard, then handcuffed Gutierrez. UF 27, 29. Once Gutierrez was placed under arrest for resisting, obstructing, and/or delaying a peace officer in contravention of California Penal Code § 148 (“§ 148”) and for blocking traffic in violation of Vehicle Code § 21950(b), no officer struck or hit him. UF 33-34. Plaintiff Duarte, for his part, states that he observed police vehicles arrive and block the intersection as he was eating the food he had purchased. UF 38. Curious at why police were present, he walked to the corner and saw Gutierrez in the street. UF 39-41. Duarte then decided to walk back to his nearby vehicle, and, as he walked behind a row of parked cars he states he suddenly came upon Gutierrez and several police officers on the ground. UF 44-45. Since one of the officers was only three or four feet away, Duarte claims he “froze,” and denies hearing any officer tell him to “back up” despite the fact that a body camera worn by another responding officer, Defendant Gandy, confirms that Gandy instructed Duarte to back up twice. UF 46, 48-49, 52. Additionally, while Duarte claims he also did not say anything before being taken to the ground by the officers, he confirmed at deposition that a voice on one of the body cams saying “don’t push me” in response to an officer telling him to back up was indeed his own. UF 50-51. Defendant Gandy testified he ultimately took Duarte to the ground after Duarte refused to back up from the ongoing police intervention involving Gutierrez. UF 53-54. Defendant Hachler, who assisted, testified that after observing Duarte struggling and trying to pull his arm away, he told Duarte to “give up his hands” and when he refused to do so, Hachler struck Duarte once on the left leg with his baton, which enabled him to /// access Duarte’s right hand to complete his handcuffing. See Hachler Dep., Defs.’ Ex. D, 77:1-17; 81:10-20; 83:14-21; 85:21-24; 87:4-23.3 Like Gutierrez, at no time after being placed in handcuffs was Duarte struck or hit by a police officer. UF 65. Also like Gutierrez, Duarte was arrested for resisting, obstructing or delaying a peace officer under § 148. UF 64. On May 15, 2017, the San Joaquin County District Attorney’s Office filed a criminal complaint, in San Joaquin County Superior Court, against both Plaintiffs in accordance with § 148 for their conduct during the foregoing altercation. UF 66-67. Shortly before Plaintiffs’ trial was scheduled to begin on those charges, they changed their prior “not guilty” pleas to pleas of “no contest” to the charges. It was agreed to hold those no contest pleas “in abeyance” pending the completion, by both Gutierrez and Duarte, of ten hours of community service to be performed within six months of the change of plea. Under the terms of that arrangement, the court agreed to later dismiss the no contest pleas provided the requisite community service was completed within the prescribed time. In fact, the cases against both Plaintiffs were ultimately dismissed. See Decl. of Victor Bachand,4 ECF No. 17-3, pp. 24-26, ¶¶ 3-7; Misdemeanor Advisement of Rights, Waiver and Plea Forms, Defs.’ Exs. J and K. Plaintiffs instituted the present lawsuit in federal court on December 31, 2018, even before the state court charges against them were dismissed. Plaintiffs’ original Complaint (ECF No. 1) included ten different causes of action. On August 28, 2019, Plaintiffs filed a Motion to Amend Complaint (ECF No. 9) which, being unopposed, was granted by Court Order filed October 29, 2019. The currently operative FAC was thereafter filed on November 13, 2019 (ECF No. 16), and, as opposed to its predecessor, contained a streamlined five as opposed to ten claims. In addition to two claims for excessive force under § 1983, both Duarte and Gutierrez also included

3 Duarte, on the other hand, estimates he was struck more than six times with the baton. UF 61.

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