Dr. Steven C. Prescott v. St. Mary of the Woods College

CourtIndiana Court of Appeals
DecidedNovember 12, 2014
Docket84A01-1407-PL-287
StatusUnpublished

This text of Dr. Steven C. Prescott v. St. Mary of the Woods College (Dr. Steven C. Prescott v. St. Mary of the Woods College) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dr. Steven C. Prescott v. St. Mary of the Woods College, (Ind. Ct. App. 2014).

Opinion

Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be Nov 12 2014, 9:08 am regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.

ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE:

ROBERT P. KONDRAS, JR. BRADLEY A. BOUGH Hunt, Hassler, Lorenz & Kondras LLP Wright, Shagley & Lowery, P.C. Terre Haute, Indiana Terre Haute, Indiana

IN THE COURT OF APPEALS OF INDIANA

DR. STEVEN C. PRESCOTT, ) ) Appellant-Plaintiff, ) ) vs. ) No. 84A01-1407-PL-287 ) ST. MARY OF THE WOODS COLLEGE, ) ) Appellee-Defendant. )

APPEAL FROM THE VIGO SUPERIOR COURT The Honorable David R. Bolk, Judge Cause No. 84D03-1305-PL-4550

November 12, 2014

MEMORANDUM DECISION - NOT FOR PUBLICATION

KIRSCH, Judge Dr. Steven C. Prescott (“Prescott”) appeals the trial court’s entry of summary

judgment against him and in favor of St. Mary of the Woods College (“the College”) on

Prescott’s complaint, which alleged that the College had breached its contract with him

when it terminated his employment as a tenured professor.

We affirm.

FACTS AND PROCEDURAL HISTORY

In 2004, the College hired Prescott as an Assistant Professor of Music. Prescott

holds a doctorate in musical arts. At the College, Prescott’s emphasis was on

instrumental music, particularly woodwinds and clarinet, and his classes included

instrumental music performance, instrument instruction, instrument repair, and music

appreciation. In August 2005, Prescott assumed a full-time tenure-track faculty position.

Later that year, in December 2005, the then-Chief Academic Officer and Academic

Dean, Joanne M. Burrows, S.C., Ph.D. (“Burrows”), sent a letter to Prescott informing

him of the College’s “painful” decision to reduce the staffing levels in the Music and

Theatre Department, based on enrollment and instructional needs, from seven music

faculty to five; however, Burrows was pleased to advise Prescott that the College was

renewing his faculty appointment for the 2006-2007 school year. Appellee’s App. at 155-

56.

In December 2007, the College’s then-president Dr. David Behrs (“Behrs”)

appointed a Program Analysis Committee (“PAC”), consisting of five faculty and five

staff members, to perform a comprehensive analysis of the College’s academic and

administrative programs in order to improve quality through appropriate resource

2 allocation. Prescott was one of the PAC members. After spending a collective 3,000

hours, the PAC issued a Preliminary Report in September 2008, recommending, among

other things, terminating the music major and the music therapy major, reducing the

music and theatre department faculty to three people, and discontinuing instrumental

lessons. Id. at 241. Behrs distributed the Preliminary Report along with a Memorandum

to the College Campus Community, explaining that no decisions had been made as to the

Preliminary Report’s recommendations, the process was ongoing, and all academic

departments would have the opportunity to schedule meetings with the President and the

governing Cabinet to discuss the program ideas.

In March 2009, Behrs and then-Vice President for Academic Affair (“VPAA”)

Maggy Smith, Ph.D., sent a letter to Prescott informing him that the College was

promoting him to Associate Professor and awarding him tenure status.1 Appellant’s App.

at 35. In May 2009, the College sent to Prescott a two-page “2009-2010 Academic Year

Full-Time Faculty Appointment” (“Contract”). Id. at 37-38. The Contract required,

among other things, that Prescott teach twenty-four credit hours or the equivalent during

the academic year. The Contract’s offer of employment became valid upon Prescott’s

acceptance, which was indicated by his signature. Prescott signed the Contract, as did

President Behrs and VPAA Smith. Thereafter, the College sent Prescott a Contract,

containing basically the same terms as the 2009-2010 Contract, for each subsequent

academic year during his employment at the College. See id. at 40-47.

1 The tenure process at the College is a faculty-led process where a committee reviews the qualifications of applications for tenure-track faculty positions. The College administration plays little part in the tenure process. Appellee’s App. at 224-25.

3 The Contract referenced the Faculty Handbook (“Handbook”) a number of times,

including a statement requiring that “Faculty Member will comply with the requirements

and standards of the [Handbook], as amended from time to time[.]” Id. at 37. The

Handbook was drafted as a joint effort between a Faculty Handbook Committee and the

VPAA and was approved annually by the College’s Board of Trustees. Id. at 292, 295.

Section 4.4 of the Handbook outlined the circumstances under which a tenured

faculty member could be terminated. It identified the following four reasons: (1)

prolonged mental or physical illness; (2) financial exigency (an imminent financial crisis

that threatens the College as a whole); (3) changes in the educational program; and (4)

adequate cause. If the College terminated a faculty member under the third reason,

changes in the educational program, the tenured faculty member “shall be accorded the

same offers of new positions as cited under Financial Exigency.” Id. at 98. Those are:

First, the tenured faculty member shall be offered a teaching position in another department in an academic area in which the person is professionally competent. Secondly, the tenured faculty member shall be offered a position, if available, on the administrative staff commensurate with the individual’s expertise and experience. Thirdly, the tenured faculty member, having refused to accept either of the above offers, shall be terminated, but shall retain the right to be rehired if the position eliminated is restored within two academic years of the termination.

Id.

In October 2009, then-President Behrs issued to all staff and faculty a Final Report

concerning the Program Analysis that had begun in 2007. The Final Report included

recommendations to continue music, music education, and music therapy majors, with a

review to occur no later than spring 2011 to determine sustainability, which would

4 depend on actual recruitment and retention of students. Beginning in 2010, the College

no longer enrolled students as instrumental music majors. Appellee’s App. at 134.

Prescott served a one-year appointment as the Music and Theatre Department chairperson

for the 2010-2011 academic year. Prescott’s peer reviews during this period were

unfavorable.

In May 2012, the then-VPAA Janet Clark, Ph.D. (“Clark”), sent Prescott a

Contract that extended his appointment as Associate Professor in the Music and Theatre

Department through the 2012-2013 academic year. That same date, she wrote a letter to

Prescott, stating, in part:

As you are well aware, we are teaching out the Music Education and instrumental emphasis in the Music core major at [the College]. Due to the reduced number of students remaining, the next academic year 12-13, may be the final years of the program and the last one in which we can support a full-time faculty member in that area. Because of program eliminations, your services may no longer be needed at the [C]ollege once the program is completed even though you have been awarded tenure status.

Appellee’s App. at 270. In response, Prescott sent a letter to Clark, expressing his

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