Downs v. Department of Public Welfare

65 F.R.D. 557
CourtDistrict Court, E.D. Pennsylvania
DecidedDecember 20, 1974
DocketCiv. A. No. 73-1246
StatusPublished
Cited by8 cases

This text of 65 F.R.D. 557 (Downs v. Department of Public Welfare) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Downs v. Department of Public Welfare, 65 F.R.D. 557 (E.D. Pa. 1974).

Opinion

MEMORANDUM AND ORDER

CLIFFORD SCOTT GREEN, District Judge.

In this civil rights action brought against state agencies and individual state officials, there is presently before the Court plaintiffs’ motion for an award of attorney’s fees1, limited to the time and services preceding this Court’s approval of a consent decree in this action. This motion was filed subsequent to the Court’s approval of the consent decree. We deny this particular request for an award. This disposition is based principally upon the consent decree.

I

This action was brought to attack the system of labor by patients of state mental institutions of the Commonwealth of Pennsylvania. Plaintiffs alleged that a system of forced labor, in violation of the Eighth, Thirteenth and Fourteenth Amendments, pervaded the state’s system of mental health institutions.

The defendants filed a motion to dismiss. The Court dismissed the eom[559]*559plaint as to the state agency defendants on the basis of the Eleventh Amendment and dismissed the damage claims against the individual defendants without prejudice because of the paucity of factual allegations with respect to their involvement in the alleged coercion to work directed against the plaintiffs and/or the class they sought to represent. Downs v. Department of Public Welfare, 368 F.Supp. 454 (E.D.Pa.1973).

Subsequently, on February 11, 1974, the Court granted plaintiffs motion to maintain the action as a class action under F.R.Civ.P. 23(b)(2) and defined the class as “all voluntary and involuntary inmates of state mental health facilities in Pennsylvania except for those whose incarceration is pursuant to conviction of a crime”.

On May 7, 1974, the Court approved a consent decree entered into between the parties to this action. The consent decree covers the class described above and provides, generally, that coercion will not be applied to force patients to work and for payment for patient labor. The decree further provides for the implementation of a plan to eliminate “peonage”; and “peonage” is defined in the consent decree at paragraph 6 as follows:

“Peonage exists if a patient/resident is performing assigned labor which in any way contributes to the operation and/or maintenance of the institution or is in a sheltered employment program and said work is not:
(a) voluntary on the part of the patient/resident; and,
(b) justified on the basis of individual habilitation/rehabilitation needs and documented in his or her medical record; and,
(c) remunerated according to the Fair Labor Standards Act, i. e., wage and hours in reference to Regular Employment of Handicapped Individuals and Sheltered Employment of Handicapped Individuals.
“Work or labor shall not include tasks that a patient/resident may do at the conclusion of an instructional activity session (cooking, sewing, arts and crafts, recreational activities and the like) where the individual assists with the cleanup of the immediate work or play area. Patients may be required to perform tasks of a personal housekeeping nature such as the making of one’s bed.”

Significantly, paragraph eleven of the consent decree provides:

“The Named plaintiffs waive any and all claims for back pay, damages, and/or restitution that may have been sought up and until the date of this Consent Decree Order. It is agreed that the recent United States Supreme Court decision of Edelman v. Jordan, [415] U.S. [651, 94 S.Ct. 1347, 39 L.Ed.2d 662] (1974) No. 72-1410 precludes back pay in actions such as this.”

II

Plaintiffs’ counsel is the Director of the Mental Patient Civil Liberties Project located in Philadelphia. That organization is non-governmental and nonprofit and represents without charge, present and former inmates of mental institutions in attempts to vindicate their rights. The project is supported solely by contributions from private foundations and occasional institutional consultant’s fees.

The award of attorney’s fees sought is modest. The present request only includes the period up to and including the entry of the consent decree and even within that time frame excludes many hours and efforts.

Nevertheless, we are compelled, by the circumstances and posture of the action, for the reasons set out below, to deny the present motion for an award.

The plaintiffs argue that the Court may properly award attorney’s fees against the state and/or the individual defendants.

[560]*560The defendants argue: first, that the Eleventh Amendment bars an award of attorney’s fees against the state and that insofar as plaintiffs seek an award from the individuals it is really a fiction for an award against the state; second, that plaintiffs’ counsel did not seek nor mention obtaining attorney’s fees throughout the entire negotiation period of the consent decree which lasted for four months and since negotiations involved back pay, etc., counsel should have sought fees at that time; third, that paragraph eleven of the decree precludes any monetary payment; fourth, that there is no prevailing party but rather both plaintiffs and defendants agreed to make impossible a practice that may have been occurring; and, finally, that there has been no finding of culpability in regard to the individual defendants and they are not liable in their individual capacities for damages to plaintiffs and, in fact, that the plaintiffs never amended their complaint after their damage request was dismissed without prejudice to plaintiffs’ right to amend their complaint to include allegations of personal involvement in illegal acts by the individual defendants.

There are two possible approaches to an award of fees. First, the Court may order the individual defendants to pay an award out of state funds. Second, the Court may make a direct award of attorney’s fees against the individual defendants for which they would be responsible.

We agree with the plaintiffs and the Third Circuit that there is a need for an award of counsel fees in public interest cases involving the enforcement of compelling constitutional policies.

“Withholding an award of attorneys fees in a case where a constitutional violation has been established removes a substantial incentive toward efforts looking to vindicate Constitutional rights. . . . [The] public has an interest in having its state related institutions act in compliance with the fourteenth amendment.” Skehan v. Board of Trustees of Bloomsburg State Col., 501 F.2d 31, 44 (3d Cir. 1974).

We are aware of the fact that there is and has been both before and after the Supreme Court’s decision in Edelman v. Jordan, 415 U.S. 651, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974), a conflict in the courts with respect to the question of whether a federal court can order individual state officer defendants to satisfy an attorney’s fees award from state funds. Goode et al. v. Rizzo et al., 506 F.2d 5422 (3d Cir., filed Nov. 1, 1974); Skehan v. Board of Trustees of Bloomsburg State Col., supra; Jordan v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Tobeluk Ex Rel. Tobeluk v. Lind
589 P.2d 873 (Alaska Supreme Court, 1979)
King v. Caesar Rodney School District
396 F. Supp. 423 (D. Delaware, 1975)
Welsch v. Likins
68 F.R.D. 589 (D. Minnesota, 1975)
Rodriguez v. Trainor
67 F.R.D. 437 (N.D. Illinois, 1975)
Smith v. Concordia Parish School Board
387 F. Supp. 887 (W.D. Louisiana, 1975)

Cite This Page — Counsel Stack

Bluebook (online)
65 F.R.D. 557, Counsel Stack Legal Research, https://law.counselstack.com/opinion/downs-v-department-of-public-welfare-paed-1974.