DOUGLAS E. SAMUELSON, as the ) Natural Father and Personal ) Representative of KEVIN L. ) SAMUELSON, ) ) Plaintiff/Appellant, ) Appeal No. ) 01-A-01-9602-CV-00060 VS. ) ) Davidson Circuit CECIL E. McMURTRY, M.D., ) No. 89C-2581 WILLIAM A. HOLLAND, JR., M.D., ) H.C.A. HEALTH SERVICES OF ) TENNESSEE, INC., d/b/a ) DONELSON HOSPITAL EMERGICARE, INC., ) ) ) FILED Defendants, ) ) September 6, 1996 and ) ) Cecil W. Crowson MARK S. TOTTY, Individually and ) Appellate Court Clerk d/b/a MARK S. TOTTY, D.C., P.C., ) ) Defendant/Appellee. )
COURT OF APPEALS OF TENNESSEE MIDDLE SECTION AT NASHVILLE
APPEALED FROM THE CIRCUIT COURT OF DAVIDSON COUNTY AT NASHVILLE, TENNESSEE
THE HONORABLE THOMAS W. BROTHERS, JUDGE
JOE BEDNARZ Suite 1400, Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 Attorney for Plaintiff/Appellant
ROGER T. MAY Suite 300 219 Second Avenue North Nashville, Tennessee 37201 Attorney for Defendant/Appellee
AFFIRMED AND REMANDED
BEN H. CANTRELL, JUDGE
CONCUR: LEWIS, J.
DISSENT: KOCH, J. OPINION
In this wrongful death case we have determined that when the plaintiff-
appellant accepted a jury verdict finding the decedent was forty-nine percent at fault,
that finding became binding in the appeal of the trial judge’s action in dismissing
another defendant on the day of the trial. We, therefore, pretermit the issues raised
by the appellant and affirm the judgment below.
I.
Kenneth L. Samuelson, age 28, died of pneumonia on August 2, 1988.
In the few days prior to his death, Mr. Samuelson had consulted several medical
practitioners and had been seen in the emergency room at Donelson Hospital. He
had also consulted Dr. Mark S. Totty, a chiropractor.
The plaintiff, Douglas E. Samuelson, is the natural father of Kenneth L.
Samuelson. He sued the other professionals, Donelson Hospital, and Dr. Totty for his
son’s wrongful death and the case was set for trial before a jury on April 17, 1995. On
March 28, 1995 counsel for Dr. Totty filed a motion in limine seeking to prevent the
plaintiff from using its expert to establish that Dr. Totty had violated the standard of
care. Dr. Totty asserted that the expert did not meet the practice requirements in
Tenn. Code Ann. § 29-26-115(b). The trial judge conducted a hearing on March 31,
1995 but adjourned the hearing to the morning of the trial. After completing the
hearing, the trial judge ruled that the expert did not meet the requirements of the
statute and that his testimony would not substantially assist the trier of fact. See Rule
702, Tenn. R. Evid. Dr. Totty then moved to dismiss the case against him. The trial
judge treated the motion as one for summary judgment and dismissed Dr. Totty. The
trial proceeded against the other defendants, and the jury returned a verdict against
-2- one of them, finding that he was fifty-one percent at fault and that the decedent was
forty-nine percent at fault. The verdict also established the pecuniary value of the
decedent’s life.
Within thirty days of the entry of the order granting summary judgment
to Dr. Totty, the plaintiff filed a motion to set aside the order, supported by an affidavit
from another chiropractic expert. The trial judge denied the motion.
On September 27, 1995, the plaintiff filed a Satisfaction of Judgment in
the trial court, certifying that the judgment against the other defendant had been fully
satisfied.
The plaintiff appealed the trial judge’s dismissal of Dr. Totty, alleging that
the expert witness was in fact qualified, that Rule 56.03, Tenn. R. Civ. Proc., required
a thirty day period before the motion could be heard, and that the trial judge should
have set the summary judgment aside on the strength of the second affidavit. The
appellee raised the issue that the appellant was estopped to contest the jury’s
allocation of fault.
II.
Res Judicata/Collateral Estoppel
Since the appellee’s contention that the jury verdict binds the plaintiff
would be dispositive on appeal, we will address that issue first.
As Judge Goddard said in Phillips v. General Motors Corp., 669 S.W.2d
665 (Tenn. App. 1984), the rule as to res judicata and collateral estoppel is easy to
state but difficult to apply. The starting point is found in Shelley v. Gipson, 218 Tenn.
1, 400 S.W.2d 709 (1966) where the court said:
-3- The doctrine of res judicata is that an existing final judgment rendered upon the merits by a court of competent jurisdiction is conclusive of the rights, questions and facts in issue as to the parties and their privies in the same action in other judicial tribunals of concurrent jurisdiction. This doctrine is distinguished from the doctrine of collateral estoppel which precludes further litigation of the particular facts on which the jury or court necessarily made findings in the former action. Restatement of Judgments, sec. 68.
218 Tenn. at 12, 400 S.W.2d at 714.
While “the application of collateral estoppel requires identity of parties
or their privies,” Blue Diamond Coal v. Holland-America Ins. Co., 671 S.W.2d 829 at
832 (Tenn. 1984), we most often interpret the rule to require that the parties be
exactly the same. Clements v. Pearson, 209 Tenn. 223, 352 S.W.2d 236 (1961). In
most cases that is correct, but there is a class of cases where an adjudication in one
case is conclusive on the same question against another party.
In Cantrell v. Burnett & Henderson Co., 187 Tenn. 552, 216 S.W.2d 307
(1948), a case in which the dispositive issues are very similar to those in the case
before us, a plaintiff sued the manufacturer and a local dealer for selling an allegedly
defective automobile. The trial judge directed a verdict for the manufacturer and
allowed the case to go to the jury against the local dealer, under instructions that
would have resulted in a verdict for the plaintiff if the jury found the loss resulted from
some defect in the car. The jury returned a defense verdict. The Supreme Court held
that the jury’s determination on the question of whether the car was defective at the
time the plaintiff bought it was conclusive on the claims against the manufacturer.
Quoting from the earlier case of Ragan v. Kennedy, 1 Tenn. 91, the court said,
In order to render a verdict in one action evidence in another, it is not necessary that the parties should be the same. It is sufficient if the party against whom the verdict is intended to be introduced was a party to the former suit, and that the same subject matter was directly put in issue by the pleadings. (Emphasis added.)
187 Tenn. at 556, 216 S.W.2d at 309.
-4- Quoting again from Loveman Co. v. Bayless, 128 Tenn. 307, 160 S.W.
841 (1913), the court stated,
Free access — add to your briefcase to read the full text and ask questions with AI
DOUGLAS E. SAMUELSON, as the ) Natural Father and Personal ) Representative of KEVIN L. ) SAMUELSON, ) ) Plaintiff/Appellant, ) Appeal No. ) 01-A-01-9602-CV-00060 VS. ) ) Davidson Circuit CECIL E. McMURTRY, M.D., ) No. 89C-2581 WILLIAM A. HOLLAND, JR., M.D., ) H.C.A. HEALTH SERVICES OF ) TENNESSEE, INC., d/b/a ) DONELSON HOSPITAL EMERGICARE, INC., ) ) ) FILED Defendants, ) ) September 6, 1996 and ) ) Cecil W. Crowson MARK S. TOTTY, Individually and ) Appellate Court Clerk d/b/a MARK S. TOTTY, D.C., P.C., ) ) Defendant/Appellee. )
COURT OF APPEALS OF TENNESSEE MIDDLE SECTION AT NASHVILLE
APPEALED FROM THE CIRCUIT COURT OF DAVIDSON COUNTY AT NASHVILLE, TENNESSEE
THE HONORABLE THOMAS W. BROTHERS, JUDGE
JOE BEDNARZ Suite 1400, Parkway Towers 404 James Robertson Parkway Nashville, Tennessee 37219 Attorney for Plaintiff/Appellant
ROGER T. MAY Suite 300 219 Second Avenue North Nashville, Tennessee 37201 Attorney for Defendant/Appellee
AFFIRMED AND REMANDED
BEN H. CANTRELL, JUDGE
CONCUR: LEWIS, J.
DISSENT: KOCH, J. OPINION
In this wrongful death case we have determined that when the plaintiff-
appellant accepted a jury verdict finding the decedent was forty-nine percent at fault,
that finding became binding in the appeal of the trial judge’s action in dismissing
another defendant on the day of the trial. We, therefore, pretermit the issues raised
by the appellant and affirm the judgment below.
I.
Kenneth L. Samuelson, age 28, died of pneumonia on August 2, 1988.
In the few days prior to his death, Mr. Samuelson had consulted several medical
practitioners and had been seen in the emergency room at Donelson Hospital. He
had also consulted Dr. Mark S. Totty, a chiropractor.
The plaintiff, Douglas E. Samuelson, is the natural father of Kenneth L.
Samuelson. He sued the other professionals, Donelson Hospital, and Dr. Totty for his
son’s wrongful death and the case was set for trial before a jury on April 17, 1995. On
March 28, 1995 counsel for Dr. Totty filed a motion in limine seeking to prevent the
plaintiff from using its expert to establish that Dr. Totty had violated the standard of
care. Dr. Totty asserted that the expert did not meet the practice requirements in
Tenn. Code Ann. § 29-26-115(b). The trial judge conducted a hearing on March 31,
1995 but adjourned the hearing to the morning of the trial. After completing the
hearing, the trial judge ruled that the expert did not meet the requirements of the
statute and that his testimony would not substantially assist the trier of fact. See Rule
702, Tenn. R. Evid. Dr. Totty then moved to dismiss the case against him. The trial
judge treated the motion as one for summary judgment and dismissed Dr. Totty. The
trial proceeded against the other defendants, and the jury returned a verdict against
-2- one of them, finding that he was fifty-one percent at fault and that the decedent was
forty-nine percent at fault. The verdict also established the pecuniary value of the
decedent’s life.
Within thirty days of the entry of the order granting summary judgment
to Dr. Totty, the plaintiff filed a motion to set aside the order, supported by an affidavit
from another chiropractic expert. The trial judge denied the motion.
On September 27, 1995, the plaintiff filed a Satisfaction of Judgment in
the trial court, certifying that the judgment against the other defendant had been fully
satisfied.
The plaintiff appealed the trial judge’s dismissal of Dr. Totty, alleging that
the expert witness was in fact qualified, that Rule 56.03, Tenn. R. Civ. Proc., required
a thirty day period before the motion could be heard, and that the trial judge should
have set the summary judgment aside on the strength of the second affidavit. The
appellee raised the issue that the appellant was estopped to contest the jury’s
allocation of fault.
II.
Res Judicata/Collateral Estoppel
Since the appellee’s contention that the jury verdict binds the plaintiff
would be dispositive on appeal, we will address that issue first.
As Judge Goddard said in Phillips v. General Motors Corp., 669 S.W.2d
665 (Tenn. App. 1984), the rule as to res judicata and collateral estoppel is easy to
state but difficult to apply. The starting point is found in Shelley v. Gipson, 218 Tenn.
1, 400 S.W.2d 709 (1966) where the court said:
-3- The doctrine of res judicata is that an existing final judgment rendered upon the merits by a court of competent jurisdiction is conclusive of the rights, questions and facts in issue as to the parties and their privies in the same action in other judicial tribunals of concurrent jurisdiction. This doctrine is distinguished from the doctrine of collateral estoppel which precludes further litigation of the particular facts on which the jury or court necessarily made findings in the former action. Restatement of Judgments, sec. 68.
218 Tenn. at 12, 400 S.W.2d at 714.
While “the application of collateral estoppel requires identity of parties
or their privies,” Blue Diamond Coal v. Holland-America Ins. Co., 671 S.W.2d 829 at
832 (Tenn. 1984), we most often interpret the rule to require that the parties be
exactly the same. Clements v. Pearson, 209 Tenn. 223, 352 S.W.2d 236 (1961). In
most cases that is correct, but there is a class of cases where an adjudication in one
case is conclusive on the same question against another party.
In Cantrell v. Burnett & Henderson Co., 187 Tenn. 552, 216 S.W.2d 307
(1948), a case in which the dispositive issues are very similar to those in the case
before us, a plaintiff sued the manufacturer and a local dealer for selling an allegedly
defective automobile. The trial judge directed a verdict for the manufacturer and
allowed the case to go to the jury against the local dealer, under instructions that
would have resulted in a verdict for the plaintiff if the jury found the loss resulted from
some defect in the car. The jury returned a defense verdict. The Supreme Court held
that the jury’s determination on the question of whether the car was defective at the
time the plaintiff bought it was conclusive on the claims against the manufacturer.
Quoting from the earlier case of Ragan v. Kennedy, 1 Tenn. 91, the court said,
In order to render a verdict in one action evidence in another, it is not necessary that the parties should be the same. It is sufficient if the party against whom the verdict is intended to be introduced was a party to the former suit, and that the same subject matter was directly put in issue by the pleadings. (Emphasis added.)
187 Tenn. at 556, 216 S.W.2d at 309.
-4- Quoting again from Loveman Co. v. Bayless, 128 Tenn. 307, 160 S.W.
841 (1913), the court stated,
“That every one is entitled to his day in court, and no more, on the same cause of action; that he has enjoyed this right when he has contested the matter with persons committing the wrong and primarily liable, and has been cast in such suit; that to permit him after this to contest the matter with one only secondarily liable would be to give him two suits upon the same cause of action. It is said to be a branch of the law of res adjudicata, but not requiring that the parties should be the same, or those strictly in privity.” (Emphasis added.)
216 S.W.2d at 310.
In Hammons v. Walker Hauling Co., 196 Tenn. 26, 263 S.W.2d 753
(1953), the Supreme Court found that the jury verdict was not conclusive on the point
in issue but said,
“Where the verdict of a jury affirmatively discloses a particular finding with reference to a controlling issue of fact a plaintiff in that suit is judicially bound by such finding in a subsequent suit by such plaintiff against a different defendant.”
196 Tenn. at 32, 263 S.W.2d at 755.
In Algood v. Nashville Machine Co., Inc., 648 S.W.2d 260 (Tenn. App.
1983), this court recognized the difference between offensive and defensive collateral
estoppel. The court approved the latter while rejecting the former.
Collateral estoppel applies to parties and their privies. Privity in this
instance means “privity as it exists in relation to the subject matter of the litigation.”
Cantrell v. Burnett & Henderson Co., 216 S.W.2d at 309-310. Or, as this court said
in Phillips v. General Motors Corp., 669 S.W.2d 665 (1984), privity exists as to “those
so connected in law with a party to the judgment as to have such an identity of interest
that the party to the judgment represented the same legal right.” 669 S.W.2d at 669.
Under that definition Dr. Totty was in privity with the other defendants on the issue of
the decedent’s fault.
-5- When the plaintiff accepted the verdict of the jury in the case against the
other defendants the judgment in that case became final. The findings of the
pecuniary value of the decedent’s life, and that the decedent was forty nine percent
at fault are binding on the plaintiff. There can be only one recovery. TSC Industries,
Inc. v. Tomlin, 743 S.W.2d 169 (Tenn. App. 1987). The jury found the value of that
recovery and the plaintiff has been fully compensated for it.
In none of the cases cited in the dissenting opinion did the plaintiff
collect the judgment in satisfaction of the jury’s verdict and then pursue the other
defendants. In our opinion, the plaintiff cannot do so. He cannot affirm the verdict on
one hand and disaffirm it on the other.
Otherwise, questions raised by the adoption of our version of
comparative negligence/fault will increase without number. The theory on which the
cases cited in the dissent proceed is that it is unfair to make the plaintiff proceed
against one defendant when he might have proceeded against two or more, because
we cannot know what the jury would have done under those circumstances. If we
accept that proposition, justice would demand that we set aside the verdict against Dr.
Holland, and re-try him along with Dr. Totty -- even though the verdict has not been
attacked at all. And what of the other two defendants that the jury exonerated
completely? Shouldn’t they be thrown back into the mix so that someone’s notions
of fairness can be satisfied? Or, at least shouldn’t we allow Dr. Totty to point to the
other defendants as sharing the blame?
We repeat: the plaintiff has had the jury determine the amount he should
recover and he has been fully compensated.
We pretermit the other issues.
-6- The judgment of the trial court is affirmed and the cause is remanded
to the Circuit Court of Davidson County for any further proceedings necessary. Tax
the costs on appeal to the appellant.
_________________________________ BEN H. CANTRELL, JUDGE
CONCUR:
_______________________________ SAMUEL L. LEWIS, JUDGE
WILLIAM C. KOCH, JR., JUDGE, SEPARATE DISSENTING OPINION
-7-