Dornbirer v. Kaiser Foundation Health Plan, Inc.

166 Cal. App. 4th 831, 83 Cal. Rptr. 3d 116, 2008 Cal. App. LEXIS 1404
CourtCalifornia Court of Appeal
DecidedSeptember 9, 2008
DocketD051408
StatusPublished
Cited by25 cases

This text of 166 Cal. App. 4th 831 (Dornbirer v. Kaiser Foundation Health Plan, Inc.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dornbirer v. Kaiser Foundation Health Plan, Inc., 166 Cal. App. 4th 831, 83 Cal. Rptr. 3d 116, 2008 Cal. App. LEXIS 1404 (Cal. Ct. App. 2008).

Opinion

*834 Opinion

AARON, J.

I.

INTRODUCTION

Plaintiff Miriam M. Dornbirer appeals from a judgment of the trial court in favor of defendant Kaiser Foundation Health Plan, Inc. (Kaiser). After a neutral arbitrator ruled in favor of Kaiser on Dornbirer’s claim that Kaiser failed to notify her that she needed followup care following a mammogram in 2001, Dornbirer petitioned the trial court to correct or vacate the arbitration award. Dornbirer argued that the arbitrator failed to disclose all of the information he was required to disclose pursuant to statute, and that the incomplete disclosure provided grounds for vacating the arbitration award. The trial court denied Dornbirer’s petition.

On appeal, Dornbirer maintains that the arbitrator’s disclosure was fatally deficient under the statutory scheme. We conclude that although the arbitrator’s disclosure was incomplete, the arbitrator sufficiently disclosed existing grounds for disqualification by acknowledging a prior relationship with both Kaiser and Kaiser’s counsel, Lewis Brisbois Bisgaard & Smith (Lewis Brisbois), and disclosing that he had served as an arbitrator in a number of prior arbitrations involving Kaiser and Lewis Brisbois. The information that the arbitrator disclosed was sufficient to put Dornbirer on notice of any potential bias on the arbitrator’s part. We therefore affirm the judgment of the trial court.

II.

FACTUAL AND PROCEDURAL BACKGROUND

Dornbirer underwent a mammogram on August 27, 2001, at a Kaiser facility. Kaiser technicians considered the mammogram “incomplete” since it showed the presence of a cluster of calcifications, which indicates breast cancer.

According to Dornbirer, Kaiser never notified her of the results of the mammogram, or that an additional mammogram would be necessary. In July *835 2004, Dornbirer was diagnosed with breast cancer, which had by that time metastasized to other organs.

Dornbirer filed a claim in arbitration against Kaiser, alleging that Kaiser failed to inform her after the 2001 mammogram that her mammography was not complete.

The parties agreed that Attorney Marc Adelman would serve as the neutral arbitrator. Adelman prepared the disclosure required under Code of Civil Procedure section 1281.9, and sent it to the parties on June 9, 2005. The arbitration proceeded to a hearing before Adelman, between October 31, 2006, and November 15, 2006. Witnesses for Kaiser testified that they had attempted to contact Ms. Dornbirer about obtaining further care through letters and telephone calls, that Dornbirer had scheduled and then cancelled an appointment for an additional mammogram, and that Albert Ray, M.D., a Kaiser physician, had advised Dornbirer during an office visit on November 9, 2001, that she needed to repeat her initial mammogram. Dornbirer’s medical records corroborated the testimony of Kaiser’s witnesses. Dornbirer testified that the Kaiser witnesses were mistaken in their recollections, and that her medical records were incorrect.

Adelman, acting as arbitrator, ruled that Dornbirer had not established by a preponderance of the evidence that Kaiser failed to provide her with sufficient notice of the need for followup care after her August 27, 2001 mammogram, and thus deemed Kaiser the prevailing party in the arbitration.

Dornbirer filed a petition to correct or vacate the arbitration award on February 28, 2007. 1 After receiving briefs from the parties and hearing oral argument on the matter, the trial court denied Dornbirer’s petition on June 1. The court also confirmed the arbitration award in favor of Kaiser. Dornbirer filed a timely notice of appeal on July 27, 2007. 2

*836 III.

DISCUSSION

Dornbirer contends that the arbitrator failed to comply with the statutory disclosure requirements set forth in the Code of Civil Procedure for proposed neutral arbitrators. Proposed neutral arbitrators are to disclose, within 10 calendar days of notice of the proposed nomination, “all matters that could cause a person aware of the facts, to reasonably entertain a doubt that the proposed neutral arbitrator would be able to be impartial.” (Code Civ. Proc., 3 § 1281.9.) Section 1281.9 provides a nonexhaustive list of the types of information that constitute “matters” that would cause a person to entertain a doubt as to the impartiality of the proposed arbitrator.

Dornbirer complains that Adelman did not clearly disclose how many times he had served as an arbitrator in matters in which Kaiser was a party, and that for the matters involving Kaiser that Adelman did disclose, he failed to provide the dates of those arbitrations, the results of the arbitrations, and the names of other attorneys who were involved in those arbitrations, as is required under section 1281.9. According to Dornbirer, Adelman’s incomplete disclosure provides a ground for vacating Adelman’s arbitration award in Kaiser’s favor under the statute governing the vacating of an arbitration award, which compels vacating an arbitration award if the arbitrator “failed to disclose ... a ground for disqualification of which the arbitrator was then aware. ”

A. Additional background

Pursuant to section 1281.9, the arbitrator sent Dornbirer a disclosure letter after he was proposed as an arbitrator. The letter provided, in relevant part,

“I currently do not preside over any matters involving Roy E. LaFrancis, Jr[.], Esq. or Nancy Vaughan, Esq. I have previously presided over one matter where the Claimant was represented by Roy E. LaFrancis, Jr[.], Esq. and I have previously presided over one matter where Kaiser was represented by Nancy Vaughan[,] Esq.

“I am currently presiding over one additional matter involving Kaiser Permanente, who is being represented by James Wallace of Lewis Brisbois Bisgaard & Smith.

*837 “I have presided over fifteen matters involving the law firm of Lewis Brisbois Bisgaard & Smith. In four of these cases there was a determination on the merits made. In addition, I previously presided over eleven other matters involving Kaiser which were either dismissed, settled or resolved on the merits.

“I find no fact that would cause a reasonable person to doubt that I could perform the duties of an independent neutral in an impartial manner.”

Dornbirer did not object to Adelman’s participation as the neutral arbitrator at any time prior to or during the arbitration.

B. The statutory scheme

There are multiple statutory provisions that are relevant to the issues Dornbirer and Kaiser raise on appeal. Section 1281.9 sets forth the information that a neutral arbitrator is required to disclose to the parties:

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Fishman v. Advisors CA2/7
California Court of Appeal, 2026
Marriage of Khym and Miner CA1/2
California Court of Appeal, 2025
Scottsdale Insurance Co. v. Parmerlee CA2/4
California Court of Appeal, 2023
Fahim v. Laz Parking Cal. CA2/5
California Court of Appeal, 2022
Goodwin v. Comerica Bank, N.A.
California Court of Appeal, 2021
Odyssey Engineering v. Longo CA4/3
California Court of Appeal, 2021
Shiokari v. Shiokari CA4/3
California Court of Appeal, 2021
Jolie v. Superior Court
California Court of Appeal, 2021
Grabowski v. Kaiser Foundation Health Plan, Inc.
California Court of Appeal, 2021
Grabowski v. Kaiser Foundation Health Plan CA4/1
California Court of Appeal, 2021
Roussos v. Roussos
California Court of Appeal, 2021
Malek Media Group LLC v. AXQG Corp.
California Court of Appeal, 2020
Cox v. Bonni
California Court of Appeal, 2018
Cox v. Bonni
241 Cal. Rptr. 3d 359 (California Court of Appeals, 5th District, 2018)
Honeycutt v. JPMorgan Chase Bank, N.A.
California Court of Appeal, 2018
Honeycutt v. JPMorgan Chase Bank, N.A.
236 Cal. Rptr. 3d 255 (California Court of Appeals, 5th District, 2018)
Rustam v. Wells Fargo Bank CA2/7
California Court of Appeal, 2015
United Health Centers of the San Joaquin Valley, Inc. v. Superior Court
229 Cal. App. 4th 63 (California Court of Appeal, 2014)
Estate of Mapes CA1/2
California Court of Appeal, 2014
Avedikian v. State Farm Mut. Auto. Ins. CA5
California Court of Appeal, 2013

Cite This Page — Counsel Stack

Bluebook (online)
166 Cal. App. 4th 831, 83 Cal. Rptr. 3d 116, 2008 Cal. App. LEXIS 1404, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dornbirer-v-kaiser-foundation-health-plan-inc-calctapp-2008.