Donovan v. Hotel, Motel & Restaurant Employees & Bartenders Union, Local 19

700 F.2d 539, 112 L.R.R.M. (BNA) 3106
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 28, 1983
DocketNo. 82-4030
StatusPublished
Cited by1 cases

This text of 700 F.2d 539 (Donovan v. Hotel, Motel & Restaurant Employees & Bartenders Union, Local 19) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Donovan v. Hotel, Motel & Restaurant Employees & Bartenders Union, Local 19, 700 F.2d 539, 112 L.R.R.M. (BNA) 3106 (9th Cir. 1983).

Opinion

CHOY, Circuit Judge:

A union appeals from a district court order that it conduct a removal proceeding against one of its officers under the supervision of the Secretary of Labor. We reverse.

I

On June 1,1978, Frank C. Marolda, president and business manager of Hotel, Motel and Restaurant Employees and Bartenders Union, Local 19 (“Local 19”) was indicted on 33 counts of mail fraud and one count of embezzling union funds, 29 U.S.C. § 501(c). The mail-fraud charges were dismissed by the district court; a conviction under § 501(c) was eventually reversed by this court. See United States v. Marolda, 648 F.2d 623 (9th Cir.1981).1 On May 9, 1979, Catherine E. Mullens, a member of Local 19, filed internal union charges against Marolda in accordance with the constitution of the international union and the bylaws of Local 19.2 Mullens’ charges tracked those of the federal prosecution of Marolda.

More than 3 months of union inaction followed the filing of charges, prompting Mullens to file a complaint with the Secretary of Labor (“Secretary”) on August 30, 1979. Subsequently, on November 13,1979, the financial secretary-treasurer of Local 19, Ron Davis, notified Marolda and Local 19 vice president Vincent Curci of Mullens’ charges against Marolda. Later that month, Curci was designated by the international union president to name a trial committee to hear Mullens’ charges. Curci did not actually name a trial committee until July 8, 1981, shortly after our ruling on Marolda’s appeal from his federal conviction. Two days later, the union trial committee informed Mullens that it intended to dismiss her charges unless she could demonstrate good cause why they should not be dismissed. Mullens’ July 13, 1981, response stated that she did not intend to drop her charges, and that she did not feel the merits of those charges had been addressed in the rulings of the federal courts on the Marolda prosecution. Nevertheless, the trial committee dismissed Mullens’ charges, informing Mullens of this by letter dated July 16, 1981.

Meanwhile, on November 29, 1979, the Secretary brought an action against Local 19 under Title IV of the Labor-Management Reporting and Disclosure Act of 1959, (“LMRDA”), 29 U.S.C.A. §§ 481-83. The complaint alleged that Local 19 had violated the LMRDA “by failing to follow its Constitution and By-Laws pertaining to removal of an elected officer guilty of serious misconduct.” Complaint, § VIII. The Secretary concedes that the constitution and bylaws governing Local 19 provide an adequate removal procedure but argues that they were not followed in this instance. On November 17, 1981, the district court granted the Secretary’s motion for summary judgment and on November 24, 1981, ordered Local 19 to conduct a removal proceeding against Marolda under the supervision of the Secretary.

The dispositive question on this appeal is whether the LMRDA authorizes the Secretary to bring a civil action against a union for failure to follow its concededly adequate removal procedures.

II

A

Generally speaking, the LMRDA was enacted to “correct the abuses which have crept into labor and management .... ” [542]*542S.Rep. 187, 86th Cong., 1st Sess. 2, reprinted in 1959 U.S.Code Cong. & Ad.News 2318, 2318, and 1 NLRB, Legislative History of the Labor-Management Reporting and Disclosure Act of 1959, 397, 398 (1959) (hereinafter “Leg.Hist.”). See LMRDA § 2, 29 U.S.C. § 401; Wirtz v. Local 153, Glass Bottle Blowers Association, 389 U.S. 463, 469-70, 88 S.Ct. 643, 647, 19 L.Ed.2d 705 (1968); Cox, Internal Affairs of Labor Unions Under the Labor Reform Act of 1959, 58 Mich.L.Rev. 819 (1960). The primary goal of Title IV of the LMRDA “is to insure ‘free and democratic’ [union] elections.” Wirtz v. Bottle Blowers, 389 U.S. at 470, 88 S.Ct. at 648. Title IV also regulates procedures for the removal of union officers. This is our first occasion to examine the reach of these provisions.

Union procedures for the removal of officers are governed specifically by § 401(h) of the LMRDA, 29 U.S.C. § 481(h). It states:

If the Secretary, upon application of any member of a local labor organization, finds after hearing in accordance with the Administrative Procedure Act that the constitution and bylaws of such labor organization do not provide an adequate procedure for the removal of an elected officer guilty of serious misconduct, such officer may be removed, for cause shown and after notice and hearing, by the members in good standing voting in a secret ballot conducted by the officers of such labor organization in accordance with its constitution and bylaws insofar as they are not inconsistent with the provisions of this title.

It is clear that this section grants no authority for allowing the Secretary to intervene in union removal proceedings in the absence of a finding that the union’s constitution and bylaws provide an inadequate removal procedure. This is in contrast to § 401(e)’s regulation of union elections, where it is required that “[t]he election shall be conducted in accordance with the constitution and bylaws of such organization insofar as they are not inconsistent with the provisions of this title.” See also § 401(f).

The Secretary admits that § 401(h), standing alone, does not regulate a union whose removal procedures, as written, are adequate. However, the Secretary argues that Title IV has a “dual procedure” for removing union officers. The second part of the Secretary’s proposed dual procedure is found in § 402, 29 U.S.C. § 482, the enforcement provisions of Title IV.

Section 402 enforces the provisions of Title IV in the following way: Section 402(a) permits union members to file complaints against their union with the Secretary. Section 402(b) obliges the Secretary to investigate a member’s complaint. If he finds probable cause to believe Title IV has been violated, he must bring a civil action against the union. Section 402(c) governs the trial and disposition of the Secretary’s suit. Lastly, § 402(d) regulates appeals from court orders.

The Secretary argues that a parenthetical in § 402(a) authorizes him to bring suit against a union for failure to follow its adequate removal procedures. In pertinent part, § 402(a) reads:

A member of a labor organization—
(1) who has exhausted the remedies available under the constitution and bylaws of such organization and of any parent body, or
(2) who has invoked such available remedies without obtaining a final decision within three calendar months after their invocation,
may file a complaint with the Secretary within one calendar month thereafter alleging the violation of any provision of section 401

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700 F.2d 539, 112 L.R.R.M. (BNA) 3106, Counsel Stack Legal Research, https://law.counselstack.com/opinion/donovan-v-hotel-motel-restaurant-employees-bartenders-union-local-19-ca9-1983.