MEMORANDUM OF DECISION AND ORDER
GENE CARTEE, Chief Judge.
In this two-count action, Plaintiffs, Daniel and Georgianna Donnell (“the Donnells”) seek both preliminary and permanent injunctions commanding Defendants, the Army Corps of Engineers (hereinafter “the Army Corps” or “the Government”), and its agents, to rescind its August and December 1992 orders commanding Plaintiffs to remove certain pilings from their wharf. Specifically, Count' I alleges that the Government’s orders that Plaintiffs remove certain pilings from their wharf in York Harbor violate the Administrative Procedure Act, 5 U.S.C.A. § 702, and Count II alleges that the Government’s order constitutes a “taking” of private property for a private purpose, in violation of the Fifth Amendment of the United States Constitution.
The Court now has before it Plaintiffs’ Motion for Partial Summary Judgment on Count II of its Complaint (Docket No. 15), accompanied by a Memorandum (Docket No. 16), supporting affidavit with exhibits (Docket No. 17), and a Statement of Undisputed Material Facts (Docket No. 18).
Defendants oppose such motion (Docket No. 23-2).
SUMMARY JUDGMENT
A motion for summary judgment must be granted if:
[T]he pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.
Fed.R.Civ.P. 56(c). The Court of Appeals for the First Circuit has recently articulated the legal standard to be applied in deciding motions for summary judgment:
[T]he movant must adumbrate ‘an absence of evidence to support the nonmoving party’s case.’
Celotex Corp. v. Catrett, 477
U.S. 317, 325 [106 S.Ct. 2548, 2554, 91 L.Ed.2d 265] (1986). When that is accomplished, the burden shifts to the opponent to establish the existence of a fact issue which is both ‘material,’ in that it might affect the outcome of the litigation,
Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 248 [106 S.Ct. 2505, 2510, 91 L.Ed.2d 202] (1986);
Hahn v. Sargent,
523 F.2d 461, 464 (1st Cir.1975),
cert. denied,
425 U.S. 904 [96 S.Ct. 1495, 47 L.Ed.2d 754] (1976), and ‘genuine,’ in that a reasonable jury could, on the basis of the proffered
proof, return a verdict for the opponent.
Anderson,
477 U.S. at 248 [106 S.Ct. at 2510];
Oliver v. Digital Equipment Corp.,
846 F.2d 103, 105 (1st Cir.1988). It is settled that the nonmovant may not rest upon mere allegations, but must adduce specific, provable facts demonstrating that there is a triable issue. ‘The evidence illustrating the factual controversy cannot be conjectural or problematic; it must have substance in the sense that it limits differing versions of the truth which a factfinder must resolve at an ensuing trial.’
Mack v. Great Atlantic and Pacific Tea Co.,
871 F.2d 179, 181 (1st Cir.1989). As the Supreme Court has said:
[T]here is no issue for trial unless there is sufficient evidence favoring the non-moving party for a jury to return a verdict for that party. If the evidence is merely colorable, or is not significantly probative, summary judgment may be granted.
Anderson,
477 U.S. at 249-59 [106 S.Ct. at 2510-16].
Brennan v. Hendrigan,
888 F.2d 189, 191 (1st Cir.1989).
FACTS
For purposes of summary judgment, Defendants assert no genuine dispute of material fact. Defendants’ Response to Plaintiffs’ Statement of Material Facts (Docket No. 25) at 1. Therefore, for purposes of this motion, the Court relies on the facts as alleged by Plaintiffs.
The undisputed facts in the case at bar are as follows: The Donnells own and operate Varrell Wharf, a marina in York Harbor, Maine. Varrell Wharf is now, and has always been, open to the public, serving commercial fishers, lobstermen, and various other boaters. During or before 1955, Varrell Wharf was expanded by driving pilings and setting floats in front of the property of the Donnells’ abutter. These pilings and floats have been continuously in place since 1955. The abutter property is currently owned by Robert W. and Eleanor F. Britton (“the Brit-tons”).
On or about January 27,1984, the Donnells were issued a nationwide permit by the Army Corps to operate and maintain Varrell
Wharf in navigable waters.
By virtue of a Maine statute, 12 M.R.S.A. § 558-A(6), the Donnells hold a constructive easement to occupy the submerged lands below Yarrell Wharf. This constructive easement expires in the year 2005.
After having been suspended in January, the Donnells’ nationwide permit was reinstated by the Army Corps in June of 1990. Such reinstatement was contingent upon the Don-nells’ removal of twenty feet- of float from Varrell Wharf to accommodate a wharf to be built by the Brittons.
By letter dated August 19, 1992, the Corps denied Plaintiffs’ request for a public hearing, reasserted its revocation of the Donnells’ permit, and again ordered the wharf removal based upon a finding by the Government that construction of the Britton wharf had begun.
By letter dated September 18, 1992, the Corps informed the Donnells that they would take no further action against them pending an evaluation of additional information that had come to the Government’s attention. Finally, by letter dated December 21, 1992, the Donnells were again ordered to remove pilings and twenty feet of float based upon the Government’s finding that “Mr. Britton has a very reasonable chance of obtaining the necessary permits for him to build a dock and piers.” The planned Brit-ton wharf will be private and is intended for private use only.
DISCUSSION
The Takings Clause of the Fifth Amendment directs that “private property” shall not “be taken for public use, without just compensation.” U.S. Const., Amend. V. The Supreme Court has long held that the Takings Clause applies to the states through the Fourteenth Amendment.
See Chicago Burlington & Quincy Railroad Co. v. Chicago,
166 U.S. 226, 17 S.Ct. 581, 41 L.Ed. 979
(1897). Although the property interest protected by the Fifth Amendment arises from state law, federal constitutional law determines whether the interest created by the state rises to the level of “property” entitled to the protection of the Fifth Amendment.
Hoffman v. Warwick,
909 F.2d 608, 615 (1st Cir.1990).
In the case at bar, the nationwide permit from the Army Corps does not confer property rights.
Free access — add to your briefcase to read the full text and ask questions with AI
MEMORANDUM OF DECISION AND ORDER
GENE CARTEE, Chief Judge.
In this two-count action, Plaintiffs, Daniel and Georgianna Donnell (“the Donnells”) seek both preliminary and permanent injunctions commanding Defendants, the Army Corps of Engineers (hereinafter “the Army Corps” or “the Government”), and its agents, to rescind its August and December 1992 orders commanding Plaintiffs to remove certain pilings from their wharf. Specifically, Count' I alleges that the Government’s orders that Plaintiffs remove certain pilings from their wharf in York Harbor violate the Administrative Procedure Act, 5 U.S.C.A. § 702, and Count II alleges that the Government’s order constitutes a “taking” of private property for a private purpose, in violation of the Fifth Amendment of the United States Constitution.
The Court now has before it Plaintiffs’ Motion for Partial Summary Judgment on Count II of its Complaint (Docket No. 15), accompanied by a Memorandum (Docket No. 16), supporting affidavit with exhibits (Docket No. 17), and a Statement of Undisputed Material Facts (Docket No. 18).
Defendants oppose such motion (Docket No. 23-2).
SUMMARY JUDGMENT
A motion for summary judgment must be granted if:
[T]he pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.
Fed.R.Civ.P. 56(c). The Court of Appeals for the First Circuit has recently articulated the legal standard to be applied in deciding motions for summary judgment:
[T]he movant must adumbrate ‘an absence of evidence to support the nonmoving party’s case.’
Celotex Corp. v. Catrett, 477
U.S. 317, 325 [106 S.Ct. 2548, 2554, 91 L.Ed.2d 265] (1986). When that is accomplished, the burden shifts to the opponent to establish the existence of a fact issue which is both ‘material,’ in that it might affect the outcome of the litigation,
Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 248 [106 S.Ct. 2505, 2510, 91 L.Ed.2d 202] (1986);
Hahn v. Sargent,
523 F.2d 461, 464 (1st Cir.1975),
cert. denied,
425 U.S. 904 [96 S.Ct. 1495, 47 L.Ed.2d 754] (1976), and ‘genuine,’ in that a reasonable jury could, on the basis of the proffered
proof, return a verdict for the opponent.
Anderson,
477 U.S. at 248 [106 S.Ct. at 2510];
Oliver v. Digital Equipment Corp.,
846 F.2d 103, 105 (1st Cir.1988). It is settled that the nonmovant may not rest upon mere allegations, but must adduce specific, provable facts demonstrating that there is a triable issue. ‘The evidence illustrating the factual controversy cannot be conjectural or problematic; it must have substance in the sense that it limits differing versions of the truth which a factfinder must resolve at an ensuing trial.’
Mack v. Great Atlantic and Pacific Tea Co.,
871 F.2d 179, 181 (1st Cir.1989). As the Supreme Court has said:
[T]here is no issue for trial unless there is sufficient evidence favoring the non-moving party for a jury to return a verdict for that party. If the evidence is merely colorable, or is not significantly probative, summary judgment may be granted.
Anderson,
477 U.S. at 249-59 [106 S.Ct. at 2510-16].
Brennan v. Hendrigan,
888 F.2d 189, 191 (1st Cir.1989).
FACTS
For purposes of summary judgment, Defendants assert no genuine dispute of material fact. Defendants’ Response to Plaintiffs’ Statement of Material Facts (Docket No. 25) at 1. Therefore, for purposes of this motion, the Court relies on the facts as alleged by Plaintiffs.
The undisputed facts in the case at bar are as follows: The Donnells own and operate Varrell Wharf, a marina in York Harbor, Maine. Varrell Wharf is now, and has always been, open to the public, serving commercial fishers, lobstermen, and various other boaters. During or before 1955, Varrell Wharf was expanded by driving pilings and setting floats in front of the property of the Donnells’ abutter. These pilings and floats have been continuously in place since 1955. The abutter property is currently owned by Robert W. and Eleanor F. Britton (“the Brit-tons”).
On or about January 27,1984, the Donnells were issued a nationwide permit by the Army Corps to operate and maintain Varrell
Wharf in navigable waters.
By virtue of a Maine statute, 12 M.R.S.A. § 558-A(6), the Donnells hold a constructive easement to occupy the submerged lands below Yarrell Wharf. This constructive easement expires in the year 2005.
After having been suspended in January, the Donnells’ nationwide permit was reinstated by the Army Corps in June of 1990. Such reinstatement was contingent upon the Don-nells’ removal of twenty feet- of float from Varrell Wharf to accommodate a wharf to be built by the Brittons.
By letter dated August 19, 1992, the Corps denied Plaintiffs’ request for a public hearing, reasserted its revocation of the Donnells’ permit, and again ordered the wharf removal based upon a finding by the Government that construction of the Britton wharf had begun.
By letter dated September 18, 1992, the Corps informed the Donnells that they would take no further action against them pending an evaluation of additional information that had come to the Government’s attention. Finally, by letter dated December 21, 1992, the Donnells were again ordered to remove pilings and twenty feet of float based upon the Government’s finding that “Mr. Britton has a very reasonable chance of obtaining the necessary permits for him to build a dock and piers.” The planned Brit-ton wharf will be private and is intended for private use only.
DISCUSSION
The Takings Clause of the Fifth Amendment directs that “private property” shall not “be taken for public use, without just compensation.” U.S. Const., Amend. V. The Supreme Court has long held that the Takings Clause applies to the states through the Fourteenth Amendment.
See Chicago Burlington & Quincy Railroad Co. v. Chicago,
166 U.S. 226, 17 S.Ct. 581, 41 L.Ed. 979
(1897). Although the property interest protected by the Fifth Amendment arises from state law, federal constitutional law determines whether the interest created by the state rises to the level of “property” entitled to the protection of the Fifth Amendment.
Hoffman v. Warwick,
909 F.2d 608, 615 (1st Cir.1990).
In the case at bar, the nationwide permit from the Army Corps does not confer property rights. Title 33 Code of Federal Regulations section 330.4(b)(3) explicitly provides: “Nationwide permits do not grant any property rights or exclusive privileges.” 33 C.F.R. § 330.4(b)(3) (1992). However, state statute, 12 M.R.S.A. section 558-A(6), explicitly grants Plaintiffs a constructive easement in the submerged lands under their wharf. 12 Maine Revised Statutes Annotated section 558-A(6) provides in relevant part:
The owners of all structures actually upon submerged and intertidal lands on October 1, 1975, shall be deemed to have been granted a constructive easement for a term of 30 years on the submerged land directly underlying the structure.
12 M.R.S.A. § 558-A(6) (Supp.1992). Therefore, this Court must examine whether a constructive easement conferred by state statute amounts to a property interest protected by the Fifth Amendment.
ANALYSIS
A. WHAT CONSTITUTES "PROPERTY” UNDER THE FIFTH AMENDMENT
Under federal constitutional law, easements generally are property interests subject to the strictures of the Fifth Amendment.
United States v. Welch,
217 U.S. 333, 30 S.Ct. 527, 54 L.Ed. 787 (1910);
United States v. Causby,
328 U.S. 256, 66 S.Ct. 1062, 90 L.Ed. 1206 (1946) (Government’s taking of “easement of flight” over land constitutes taking for purposes of Fifth Amendment);
United States v. Virginia Electric & Power Co.,
365 U.S. 624, 627, 81 S.Ct. 784, 787, 5 L.Ed.2d 838 (1961) (flowage easement is property within the meaning of the Fifth Amendment). The case at bar, however, concerns a
constructive
easement. There is no Maine ease law on constructive easements. In fact, very few cases, state or federal, employ the term “constructive easement.”
Black’s Law Dictionary defines “constructive” as:
That which is established by the mind of the law in its act of
construing
facts, conduct, circumstances, or instruments. That which has not the character assigned to it in its own essential nature, but acquires such character in consequence of the way in which it is regarded by a rule or policy of law; hence, inferred, implied, or made out by legal interpretation; the word ‘legal’ being sometimes used here in lieu of ‘constructive.’
Black’s Law Dictionary
(5th ed. 1979). The law has traditionally imbued constructive acts with the same rights and effects under the law as actual acts
(e.g.,
constructive delivery, constructive knowledge, constructive possession). This Court sees no reason why constructive easement should be treated any differently. Thus, given that an easement constitutes a property right under the Fifth Amendment, this Court holds that the constructive easement granted via 12 Maine Re
vised Statutes Annotated section 558-A(6) constitutes property for purposes of the Fifth Amendment.
B. “TAKING” UNDER THE FIFTH AMENDMENT
By ordering Plaintiffs to remove twenty feet from their wharf, the Army Corps’ order requires Plaintiffs to give up their property right in the land underneath that portion of the wharf. This Court must examine the interplay between federal and state control of the underwater land to determine whether, in fact, there was any “taking” at all, and, if so, whether such taking is constitutionally permissible.
1. THE FEDERAL GOVERNMENT’S AUTHORITY
It has long been settled that Congress, under the Commerce Clause, has extensive authority over the country’s waters.
Kaiser Aetna v. United States,
444 U.S. 164, 173, 100 S.Ct. 383, 389, 62 L.Ed.2d 332 (1979). As early as 1824, the Supreme Court held that the power to regulate commerce necessarily includes power over navigation.
Gibbons v. Ogden,
22 U.S. (9 Wheat) 1, 6 L.Ed. 23 (1824). The Supreme Court elaborated upon the nature of Congress’s regulatory power over national waters in
United States v. Appalachian Electric Power Co.,
311 U.S. 377, 426-27, 61 S.Ct. 291, 308, 85 L.Ed. 243 (1940), writing:
It cannot properly be said that the constitutional power of the United States over its waters is limited to control for navigation.... In truth the authority of the United States is the regulation of commerce on its waters. Navigability ... is but a part of this whole.... The point is that navigable waters are subject to national planning and control in the broad regulation of commerce granted the Federal Government.
Thus, the federal government may exercise control over navigable waterways via the Commerce Clause.
a. THE ARMY CORPS’ AUTHORITY
Under the Commerce Clause, Congress has delegated the authority to regulate navigable water to the Army Corps under section 10 of the Rivers and Harbors Appropriation Act, 33 U.S.C. § 403.
Under Title 33 Code of Federal Regulations section 330.1, the Army Corps has the authority to issue nationwide permits. Title 33 Code of Federal Regulations section 330.1(d) specifically gives the Army Corps’ district and division engineers “discretionary authority” to modify, suspend, or revoke these permits
“for any factor in the public interest.”
33 C.F.R. § 330.1(d) (1992) (emphasis added). Hence, the Army Corps has very broad powers to modify, suspend, or revoke nationwide permits. Furthermore, there is no administrative appeal regarding any final decision for a permit application or modification if such decision is made in accordance with the governing regulations (33 C.F.R. §§ 320-330). 33 C.F.R. § 320.1(a)(2) (1992).
In the case at bar, the Army Corps issued the Donnells a nationwide permit in 1984 to operate Varrell Wharf in navigable waters. As of August 19, 1992, the Army Corps revoked such permit until the Don-nells removed the requested twenty feet of wharf. In its August 1992 notice to the Donnells, the Army Corps’ specifically notes that its revocation of the Donnells’ permit is “in the public interest.”
(See
Exhibit D, attached to Plaintiff Daniel Donnell’s Affidavit in Support of Plaintiffs’ Motion for Summary Judgment (Docket No. 17)). There is neither argument nor evidence that the Gov-
eminent did not act in accordance with applicable regulations in revoking Plaintiffs’ nationwide permit and demanding compliance with its removal orders. Thus, under the regulations governing the Army Corps, the Government’s orders are both enforceable and nonreviewable.
2. THE STATE’S AUTHORITY
Despite the federal government’s broad areas of control, the States retain considerable power over submerged lands. In fact, it is the states who exercise authority over the land beneath the waters, although this authority is subject to the federal government’s control for purposes of navigation and commerce.
See Appalachian Electric Power Co.,
311 U.S. at 423-24, 61 S.Ct. at 306-07;
United States v. Kane,
602 F.2d 490, 494 (2d Cir.1979).
In Maine, lands submerged beneath the ocean and tidal rivers of the state are held in trust for the public by the state. Op. Atty. Gen., June 2, 1982. Under the public trust doctrine, the United States Supreme Court has established that “the individual states have the authority to define the limits of the lands held in public trust and to recognize private rights in such lands as they see fit.”
Phillips Petroleum Co. v. Mississippi,
484 U.S. 469, 475, 108 S.Ct. 791, 794, 98 L.Ed.2d 877 (1988). Maine may properly give property rights to land submerged under private structures in the water to the private structure owner; however, these state property rights remain subject the federal government’s control for purposes of navigation and commerce.
S. THE INTERPLAY BETWEEN FEDERAL AND STATE INTERESTS
In this case, there is a conflict between the Plaintiffs’ state-created property right and the Army Corps’ order regarding the same property. The conflict between state-created property rights and the federal government’s powers under the Commerce Clause have resulted in the navigational servitude doctrine. The term “navigational servitude” expresses the notion that the public’s right of navigation supersedes any claim of private ownership.
See United States v. Cress,
243 U.S. 316, 320, 37 S.Ct. 380, 382, 61 L.Ed. 746 (1917). This “dominant servitude” has been described as “the privilege to appropriate without compensation which attaches to the exercise of the ‘power of the government to control and regulate navigable waters in the interest of commerce.’ ”
Virginia Electric & Power Co.,
365 U.S. at 627-28, 81 S.Ct. at 787-88 (quoting
United States v. Commodore Park, Inc.,
324 U.S. 386, 390, 65 S.Ct. 803, 805, 89 L.Ed. 1017 (1945)). This power “is a dominant one which can be asserted to the exclusion of any competing or conflicting one.”
Virginia Electric & Power Co.,
365 U.S. at 628, 81 S.Ct. at 788 (quoting
United States v. Twin City Power Co.,
350 U.S. 222, 224, 76 S.Ct. 259, 260, 100 L.Ed. 240 (1956)). Thus, generally speaking, when the Government-effects a taking in the exercise of its rights under the Commerce Clause, most often the Government is not required to reimburse the property owner for the taking as a result of the federal navigational servitude.
Kaiser Aetna,
444 U.S. at 175, 100 S.Ct. at 390.
The Supreme Court’s analysis in the 1987 case,
United States v. Cherokee Nation of Oklahoma,
480 U.S. 700, 107 S.Ct. 1487, 94 L.Ed.2d 704 (1987), is particularly illuminating as applied to the issues at bar. In that case, the Supreme Court addressed the question whether the Government must pay the Cherokee Nation compensation for damages to riverbed interests caused by navigational improvements made by the Government on the Arkansas River, given the tribe’s fee simple title to the riverbed underlying portions of the river. In rejecting the tribe’s takings claim, the Court explained:
[T]here can be no doubt that ‘the Commerce Clause confers a unique position upon the Government in connection with navigable waters.’ ... It gives to the Federal Government ‘a dominant servitude’ which extends to the entire stream
and the stream bed below ordinary high-water mark.
The 'proper exercise of this power is not an invasion of any private property rights in the stream or the lands underlying it, for the damage sustained does not result from taking property from riparian owners within the meaning of the Fifth Amendment but from the lawful exercise of a power to which the interests of riparian owners have ahvays been subject’
Id.
at 704, 107 S.Ct. at 1489-90 (emphasis added) (citations omitted). Thus, the Court explained that no taking could be found because the private property right was always subject to the exercise of control by the federal government.
Under the takings analysis as framed in
Cherokee Nation,
it is clear that no taking has occurred in the instant case because the Donnells’ constructive easement over the land underneath their wharf has
always
been held subject to the federal government’s control regarding navigation pursuant to the Commerce Clause. The Army Corps has always retained both the power and the right to modify, suspend, or revoke Plaintiffs’ nationwide permit as necessary “in the public interest.” 33 C.F.R. § 330.1(d) (1992). Thus, the Army Corps’ suspension of Plaintiffs’ nationwide permit to operate in navigable waters, contingent upon their removal of twenty feet of pilings, trumps the Donnells’ state-created property right in the land under Varrell Wharf, nullifying any taking that may have occurred.
For the aforementioned reasons, the Army Corps’ orders to the Donnells to remove twenty feet of pilings from their wharf is constitutionally permissible and cannot constitute a “taking” for purposes of the Fifth Amendment as a matter of law. Hence, Plaintiffs’ Motion for Partial Summary Judgment will be denied and judgment will be entered in favor of Defendants on Count II.
Accordingly, it is
ORDERED
that Plaintiffs’ Motion for Partial Summary Judgment on Count II be, and it is hereby,
DENIED.
It is
FURTHER ORDERED
that judgment be entered for the Defendants on Count II as a matter of law. In addition, it is
ORDERED
that:
1) Plaintiffs’ Motion to Strike Defendants’ Response to Plaintiffs’ Statement of Undisputed Facts is hereby
GRANTED
as it relates to Defendants’ requested additions and substitutions;
2) Plaintiffs’ Motion to Strike Defendants’ Statement of Undisputed Facts is hereby
DENIED;
3) Defendants’ Motion for Partial Summary Judgment is hereby
DENIED;
and
4) Defendants’ Motion for Leave to File an Amended Response to Plaintiffs’ Statement of Undisputed Facts is hereby
DENIED.
So
ORDERED.