Donna Lee v. Debra Jacquez

788 F.3d 1124, 2015 U.S. App. LEXIS 9586, 2015 WL 3559125
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 9, 2015
Docket12-56258
StatusPublished
Cited by4 cases

This text of 788 F.3d 1124 (Donna Lee v. Debra Jacquez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Donna Lee v. Debra Jacquez, 788 F.3d 1124, 2015 U.S. App. LEXIS 9586, 2015 WL 3559125 (9th Cir. 2015).

Opinion

OPINION

NGUYEN, Circuit Judge:

Donna Kay Lee is serving two life sentences without the possibility of parole in a California state prison for first degree murder. After the California Court of Appeal affirmed her conviction on direct appeal, Lee filed various habeas petitions in state courts. All of her claims were denied, some on the merits and others as proeedurally barred. This appeal concerns eleven claims that the California Supreme Court found to be proeedurally barred under the Dixon rule, which prohibits California state courts from considering habeas claims that should have been' raised on direct appeal but were omitted. Ex parte Dixon, 41 Cal.2d 756, 264 P.2d 513 (1953). On federal habeas review, the district court found that Dixon is an adequate and independent state law procedural rule that bars federal review of Lee’s claims. However, even assuming, without deciding, that Dixon is an independent state law rule, the state has failed to meet its burden of demonstrating the Dixon bar’s adequacy at the time of Lee’s procedural default. Thus, we reverse and remand for the district court to consider her claims on the merits.

BACKGROUND

On March 23,1998, Lee was convicted of two counts of first degree murder in Los Angeles County Superior Court. She was sentenced to two life sentences without the possibility of parole, plus an additional two years for the use of-a knife. Lee- appealed her conviction on June 10, 1999, raising four claims. 1 Her appeal was denied on the merits on August 28, 2000. The California Supreme Court affirmed on December 13, 2000.

Proceeding pro se, Lee filed a habeas petition in federal court, raising fourteen claims. After the government moved to dismiss the petition as largely unexhaust-ed, Lee moved to withdraw her petition without prejudice to allow her to exhaust her claims in state court. The district court held, her motion in abeyance, and ordered Lee to either submit a First Amended Petition, limited to her exhausted claims, or move for voluntary dismissal *1127 to pursue her claims in state court. In response, Lee submitted a First Amended Petition, and also moved to stay the proceedings while she exhausted her other claims in state court. The district court granted a stay, and Lee returned to state court to seek habeas relief, raising eleven claims.

After Lee’s habeas petitions in both the California Superior Court and the Court of Appeal were denied, 2 she filed a habeas petition with the California Supreme Court, raising eleven claims from her original federal petition and a new claim regarding an alleged improper exclusion of female jurors. The Court denied her petition with citations to In re Waltreus, 62 Cal.2d 218, 42 Cal.Rptr. 9, 897 P.2d 1001 (1965), In re Seaton, 34 Cal.4th 193, 17 Cal.Rptr.3d 633, 95 P.3d 896 (2004), and Dixon.

Lee then returned to federal court to proceed with her federal habeas petition. In a Second Amended Petition, she included the four claims she had initially raised on direct appeal to the California courts, seven newly-exhausted claims, and four supplemental claims (which corresponded to the first four claims raised in her state habeas petition). The district court dismissed her petition, rejecting four claims on the merits and finding the rest to be procedurally defaulted under Dixon. On appeal, we affirmed the dismissal of two of Lee’s claims on the merits 3 and reversed as to the procedural default issue, finding that the district court had “erroneously concluded that the Ninth Circuit had found the Dixon rule to be an independent and adequate state law ground.” Lee v. Jacquez, 406 Fed.Appx. 148, 150 (9th Cir.2010). We remanded to give the state an opportunity to present evidence of the Dixon rule’s independence and adequacy. Id. On remand, the district court again corn eluded that the Dixon bar was an independent and adequate state law rule at the. time of Lee’s procedural default. This timely appeal followed.

DISCUSSION

Lee argues that the state failed to meet its burden of proving that Dixon is an independent and adequate state law ground barring federal review of her habe-as claims. We have jurisdiction to review her claim under 28 U.S.C. §§ 1291 and 2253, and we review the district court’s denial of her habeas petition de novo. Ybarra v. McDaniel, 656 F.3d 984, 989 (9th Cir.2011).

We now hold that the state failed to meet its burden of proving the Dixon bar’s adequacy at the time of Lee’s procedural default. Because a state procedural, rule must be both independent and adequate to prevent federal habeas review, we need not decide whether Dixon is an independent state law ground.

The Adequacy Requirement

“A federal habeas court will not review a claim rejected by a state court ‘if *1128 the decision of [the state] court rests on a state law ground that is independent of the federal question and adequate to support’ the judgment.’” Beard v. Kindler, 558 U.S. 53, 55, 130 S.Ct. 612, 175 L.Ed.2d 417 (2009) (alteration in original) (quoting Coleman v. Thompson, 501 U.S. 722, 729, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991)). This rule arises from the need to “show proper respect for state courts and avoid rendering advisory opinions.” Id. at 63, 130 S.Ct. 612 (Kennedy, J., concurring). Conversely, an inadequate state law ground will not bar federal review of a claim’s merits. “We have not allowed state courts to bar review of federal claims by invoking new procedural rules without adequate notice to litigants who ... have in good faith complied with existing state procedural law.” Id. at 63-64, 130 S.Ct. 612.

Here, the California Supreme Court declined to review the merits of Lee’s claims by invoking Dixon’s procedural bar, which prevents state courts from considering habeas claims that should have been raised on direct appeal but were not. Dixon, 264 P.2d at 514. The parties do not contest that the Dixon rule, if independent and adequate, would bar all of Lee’s remaining habeas claims except two (Ground 6 and Supplemental Ground 4), because Lee failed to first raise these claims on direct appeal of her conviction. 4

Adequacy is evaluated at the time of the petitioner’s purported default, which for Dixon is the date when the petitioner could have raised the claims on direct appeal.

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Bluebook (online)
788 F.3d 1124, 2015 U.S. App. LEXIS 9586, 2015 WL 3559125, Counsel Stack Legal Research, https://law.counselstack.com/opinion/donna-lee-v-debra-jacquez-ca9-2015.