Donna Corbello v. Frankie Valli

777 F.3d 1058, 2015 WL 525501
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 10, 2015
Docket12-16733, 13-15826
StatusPublished
Cited by27 cases

This text of 777 F.3d 1058 (Donna Corbello v. Frankie Valli) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Donna Corbello v. Frankie Valli, 777 F.3d 1058, 2015 WL 525501 (9th Cir. 2015).

Opinions

Opinion by Judge O’SCANNLAIN; Concurrence by Judge SACK.

OPINION

O’SCANNLAIN, Circuit Judge:

We must decide whether a contractual grant of the exclusive right to use an individual’s “biographies” to create a Broadway musical stage play also constitutes a transfer of a copyright ownership interest in that individual’s unpublished autobiography.

I

A

In 1988, Rex Woodward, a lawyer, journalist, and “Four Seasons” devotee, entered into a written agreement to ghostwrite the autobiography (the “Work”) of Thomas DeVito, one of the original members of the band (later known as “Jersey Boys”). Pursuant to this agreement, Woodward and DeVito would split the proceeds from publishing or otherwise exploiting the manuscript. After completing the Work but before securing publication, Woodward succumbed to lung cancer in 1991. Unbeknownst to Woodward’s widow and heir, Donna Corbello, DeVito had registered the Work with the U.S. Copyright Office solely under his own name in 1991, four months before Woodward’s death.

In 1999, DeVito and another former Four Seasons band member, Nicholas Macioci, executed an agreement (the “1999 Agreement”) with, two of their former bandmates, Frankie Valli and Bob Gaudio. Pursuant to this agreement, DeVito and Macioci granted to Valli and Gaudio the “exclusive right to use” “aspects of [their lives] related to The Four Seasons including, by way of example, [their] creative contributions, biographies, events in [their lives], names and likenesses (the ‘Materials’)” to develop a musical stage performance (the “Play”) about the “Four Seasons.” DeVito and Macioci further waived all claims in connection with the Materials, including any claim for violation of copyright.

After an abortive attempt to create the Play with an initial producer, Valli and Gaudio entered into a twenty-four page letter agreement dated May 1, 2004 (the “2004 Agreement”) to produce the Play [1061]*1061with another production company. Pursuant to this agreement, Valli and Gaudio granted the right to use the band, the band’s music, and the band members’ names, likenesses, and life stories. In exchange for these rights, Valli and Gaudio would receive certain specified advances and royalties calculated as a percentage of gross box-office receipts from future productions. While the contract was printed on the letterhead of Dodgers Theatricals, Ltd., and reserved a space on the signature page for that same entity, the text of the agreement defines a different entity, Dodger Stage Holding Theatricals, Inc., as the “Producer.” Pursuant to the 1999 Agreement, Valli and Gaudio were to distribute — and did in fact so distribute — a portion of any such payments received to DeVito. The musical “Jersey Boys,” produced pursuant to this Agreement, opened on Broadway in late 2005 to popular and critical acclaim, and has enjoyed continued international success.

B

Corbello first discovered arrangements made by DeVito and his bandmates after she and her sister-in-law renewed their efforts to publish the Work on the eve of the “Jersey Boys” debut. Supposing that the Broadway musical might rekindle interest in the band, she approached DeVito who, after a month of correspondence, rejected her overtures, concluding that the Work was “not saleable.” In 2006, the success of “Jersey Boys” prompted Corbello and her sister-in-law to confirm the copyright in the Work in the hope of future exploitation, when they discovered that DeVito had already registered — solely in his own name — a manuscript virtually identical to the Work. Corbello subsequently filed a supplementary application with the U.S. Copyright Office to add Woodward as a coauthor and co-claimant of the Work, which prompted the Office to amend the certificate of registration to list Woodward and DeVito as coauthors of the Work and co-claimants thereto.

Based on such revelation, and further accounts from writers, actors, and others involved in the Play that attributed inspiration in part to the unpublished autobiography, Corbello .initially brought suit against DeVito for equitable accounting, declaratory judgment, and breach of contract. Valli’s divorce proceedings in 2008 brought to public light further documents, including the 1999 Agreement, regarding DeVito’s involvement in producing the Play. Corbello filed a Third Amended Complaint in May 2011, alleging twenty causes of action, including equitable accounting, declaratory judgment, and copyright infringement under both U.S. and foreign law, not only against DeVito but also against Valli and Gaudio, as well as the writers, directors, and producers of the Play and various related entities.

Corbello alleges that the Play constitutes, at least in part, a “derivative work” of the DeVito autobiography, the right to create which resides exclusively in the copyright-holders of the underlying work, and their lawful successors, assignees, and licensees. Corbello thus concludes that she, as legatee of Woodward’s joint copyright in the Work, deserves to share in the profits reaped by the various Appellees’ licensing and assignment, or infringement, as the case may be, of the underlying rights.

Facing dueling motions for summary judgment on several of the counts, the district court issued two orders, incorporated into the judgment from which Corbello here appeals, granting summary judgment to all Appellees on Corbello’s claims for equitable accounting, declaratory judgment, and copyright infringement. In so ruling, the district court concluded that (1) the 1999 Agreement constituted not an assignment of DeVito’s copyright [1062]*1062interest in, but rather a “selectively exclusive license” to use, the Work; (2) the 1999 Agreement, the 2004 Agreement, and DeVito’s subsequent conduct sufficiently licensed Appellees to use the Work in developing the Play; and (3) because United States law governs whether the Appellees possessed a valid license to use the Work, Corbello’s claims for copyright infringement under foreign law must also fail. Corbello timely appealed, disputing all of these conclusions as well as the district court’s taxation of costs against her.1

II

Corbello first contends that the 1999 Agreement constituted a transfer of DeVito’s copyright interest in the Work, rather than a selectively exclusive license, and that she, as the legatee of Woodward — a duly registered co-author and co-claimant of the Work — is therefore entitled to a portion of the proceeds resulting from Valli and Gaudio’s exploitation of that ownership interest.

“A co-owner of a copyright must account to other co-owners for any profits he earns from licensing or use of the copyright.” Oddo v. Ries, 743 F.2d 630, 633 (9th Cir.1984). Copyright law considers both exclusive licenses and assignments to be “transfer[s] of copyright ownership.” 17 U.S.C. § 101. The statute enumerates various rights that copyright owners hold, including the right “to prepare derivative works based upon the copyrighted work.” Id. § 106(2). Copyright owners may transfer “[a]ny of the exclusive rights comprised in a copyright, including any subdivision of any of the rights specified by section 106,” id. § 201(d)(2), so long as the transfer is evidenced by a signed writing, id. § 204(a).

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Cite This Page — Counsel Stack

Bluebook (online)
777 F.3d 1058, 2015 WL 525501, Counsel Stack Legal Research, https://law.counselstack.com/opinion/donna-corbello-v-frankie-valli-ca9-2015.