1 2 3 4 5 6 7 IN THE UNITED STATES DISTRICT COURT 8 FOR THE NORTHERN DISTRICT OF CALIFORNIA 9 10 JUSTIN DONAHUE, et al., Case No. 21-cv-00448-MMC
11 Plaintiffs, GRANTING DEFENDANT'S MOTION 12 v. FOR SUMMARY JUDGMENT
13 UNION PACIFIC RAILROAD Re: Dkt. No. 60 COMPANY, 14 Defendant. 15 16 Before the Court is defendant Union Pacific Railroad Company’s (“Union Pacific”) 17 “Motion for Summary Judgment” (Doc. No. 60), filed August 5, 2022. Plaintiffs Justin 18 Donahue ("Donahue"), Jason Campbell ("Campbell"), and Jacob Goss ("Goss") have 19 filed opposition, to which Union Pacific has replied. Having read and considered the 20 papers filed in support of and in opposition to the motion and having considered the 21 arguments made at hearing, the Court rules as follows. 22 23 BACKGROUND 24 Plaintiffs are three former conductors1 for Union Pacific (see Rhoten Decl. Ex. B 25 (Goss), Ex. C (Campbell), Ex. D (Donahue)) whose positions “entailed reading and 26 interpreting multicolored railroad traffic signal lights on signal masts” (see Compl. ¶¶ 30, 27 1 44, 57; see also Rhoten Decl. Exs. E, F). Plaintiffs were each "responsible for train 2 movement" and, consequently, each was required to be "certified by the Federal Railroad 3 Administration.” (See Compl. ¶ 2). 4 As part of the certification process, the Federal Railroad Administration “prescribes 5 minimum Federal safety standards” that conductors and locomotive engineers must meet 6 to hold such positions, see 49 C.F.R. §§ 240.1, 242.1, including “[t]he ability to recognize 7 and distinguish between the colors of railroad signals," see 49 C.F.R. §§ 240.121(c)(3), 8 242.117(h)(3). Union Pacific recertifies conductors and locomotive engineers every three 9 years, in accordance with FRA regulations. (See McClelland Decl. ¶ 4). 10 In 2016, 2017, and 2018, respectively, Goss, Donahue, and Campbell took and 11 failed the two tests administered by Union Pacific in those years, namely "the 14-Plate 12 Ishihara test" ("Ishihara") and a color vision field test known as the “Light Cannon” (see 13 Compl. ¶¶ 3, 26, 33-34, 47, 49, 61-62). As a result, Union Pacific issued plaintiffs 14 “permanent work restrictions” prohibiting them from working as conductors or locomotive 15 engineers. (See Compl. ¶¶ 37, 50, 63). Plaintiffs challenge their work restrictions on the 16 alleged ground that the Light Cannon test “does not assess the employee’s ability to 17 recognize and distinguish between colors of railroad signals.” (See Compl. ¶ 27). 18 Based on the above, plaintiffs assert two claims under the Americans with 19 Disabilities Act (“ADA”), specifically, Count I, titled "Disability Discrimination - Disparate 20 Treatment," and Count II, titled "Disability Discrimination – Disparate Impact."2 21 By the instant motion, Union Pacific seeks summary judgment, on the asserted 22 grounds that (1) plaintiffs’ disparate impact claim is time-barred, (2) both claims are 23 precluded by the Federal Railroad Safety Act, 49 U.S.C. § 20100 et seq., and (3) both 24 claims fail on their merits. 25 26
27 2 By order filed June 16, 2022, the third claim asserted in the Complaint, titled 1 LEGAL STANDARD 2 Pursuant to Rule 56 of the Federal Rules of Civil Procedure, a "court shall grant 3 summary judgment if the movant shows that there is no genuine issue as to any material 4 fact and that the movant is entitled to judgment as a matter of law." See Fed. R. Civ. P. 5 56(a). 6 The Supreme Court's 1986 "trilogy" of Celotex Corp. v. Catrett, 477 U.S. 317, 106 7 S. Ct. 2548, 91 L. Ed. 2d 265 (1986), Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 8 S. Ct. 2505, 91 L. Ed. 2d 202 (1986), and Matsushita Electric Indus. Co. v. Zenith Radio 9 Corp., 475 U.S. 574, 106 S. Ct. 1348, 89 L. Ed. 2d 538 (1986), requires that a party 10 seeking summary judgment show the absence of a genuine issue of material fact. Once 11 the moving party has done so, the nonmoving party must "go beyond the pleadings and 12 by [its] own affidavits, or by the depositions, answers to interrogatories, and admissions 13 on file, designate specific facts showing that there is a genuine issue for trial." See 14 Celotex, 477 U.S. at 324 (internal quotation and citation omitted). "When the moving 15 party has carried its burden under Rule 56[ ], its opponent must do more than simply 16 show that there is some metaphysical doubt as to the material facts." Matsushita, 475 17 U.S. at 586. "If the [opposing party's] evidence is merely colorable, or is not significantly 18 probative, summary judgment may be granted." Liberty Lobby, 477 U.S. at 249-50 19 (citations omitted). "[I]nferences to be drawn from the underlying facts," however, "must 20 be viewed in the light most favorable to the party opposing the motion." See Matsushita, 21 475 U.S. at 587 (internal quotation and citation omitted). 22 23 DISCUSSION 24 A. Disparate Impact Claims 25 By order issued September 16, 2022, the Court granted summary judgment in 26 favor of defendant as to both the disparate treatment and disparate impact claims, on the 27 basis that both were time-barred, finding plaintiffs’ ability to rely on “the equitable tolling 1 under which the filing of a class action tolls the statute of limitations as to all asserted 2 members of the class” (see Order Granting Summary Judgment at 4:15-19) (internal 3 quotation and citation omitted), ended when the named plaintiffs in Harris v. Union Pacific 4 Railroad Co., Case No. 16-cv-381-JFB-SMB, the putative class action on which plaintiffs 5 relied, voluntarily abandoned their disparate impact claims and narrowed the class 6 definition as to their disparate treatment claims. 7 Plaintiffs appealed, and, on June 14, 2024, the Ninth Circuit reversed and 8 remanded the action. See Donahue v. Union Pac. R.R. Co., No. 22-16847, 2024 WL 9 2988223 (9th Cir. June 14, 2024). On appeal, however, plaintiffs chose to “pursue only 10 their disparate treatment theory.” See Donahue, Campbell, & Goss v. Union Pac. R.R. 11 Co., No. 22-16847, Dkt. 25 at 15 n.1 (9th Cir. May 5, 2023). In light of such election by 12 plaintiffs, their disparate impact claims were not addressed by the Ninth Circuit. In 13 particular, the Memorandum decision issued in the instant case incorporated the 14 reasoning of DeFries v. Union Pac. R.R. Co., 104 F.4th 1091 (9th Cir. 2024), one of three 15 cases argued to the panel on the same date and in which the plaintiffs therein were 16 “situated identically.” See Donahue, 2024 WL 1988223, at *3. 17 In DeFries, the plaintiff, like the plaintiffs here, did not pursue his disparate impact 18 claim on appeal, electing to proceed solely on his disparate treatment claim. See 19 DeFries v. Union Pac. R.R. Co., No. 23035119, Dkt. 14 at 14 n.3 (9th Cir. May 24, 2023). 20 Consequently, the sole issue addressed was whether American Pipe tolling ended when 21 the class definition as to the Harris plaintiffs’ disparate treatment claim was “voluntarily 22 narrowed by [the Harris] plaintiffs’ counsel.” See DeFries, 104 F.4th at 1096-97 23 (explaining, “[w]hether the narrowed class definition included or excluded color-vision 24 plaintiffs like DeFries is the central question of this appeal”; further explaining, “[t]his 25 appeal concerns a distinct question” from that presented by “voluntary abandonment of a 26 claim by class counsel”). After considering the question at length, the Ninth Circuit 27 concluded that “to end American Pipe tolling for a particular . . . plaintiff based on a 1 see DeFries, 104 F.4th at 1100, and, in this instance, found the revised definition did “not 2 unambiguously remove[ ]” DeFries from the Harris class, see DeFries, 104 F.4th at 1109. 3 Although, as noted, the Ninth Circuit reversed and remanded in all three cases, said 4 reversal and remand did not encompass plaintiffs’ disparate impact claims, which, in light 5 of plaintiffs’ election to pursue only their disparate treatment claims on appeal, had been 6 abandoned. See Collins v. City of San Diego, 841 F.2d 337, 339 (9th Cir. 1988) (noting 7 “well established” principle “that claims which are not addressed in [an] appellant’s brief 8 are deemed abandoned”). 9 Accordingly, the Court finds the remaining claims at this juncture are plaintiffs’ 10 disparate treatment claims, and, in light thereof, the Court next turns to those claims. 11 B. Disparate Treatment Claim 12 1. Preclusion by the Federal Railroad Safety Act 13 Union Pacific contends plaintiffs’ ADA claims challenging the denial of their 14 recertifications are precluded because the Federal Railroad Administration (“FRA”) has 15 established, through the authority granted it by the Federal Railroad Safety Act (“FRSA”), 16 dispute resolution procedures that, according to Union Pacific, constitute the exclusive 17 means by which plaintiffs are entitled to challenge such decisions. In support thereof, 18 Union Pacific cites to 49 C.F.R. § 242.501, which provides: “Any person who has been 19 denied certification, denied recertification, or has had his or her certification revoked and 20 believes that a railroad incorrectly determined that he or she failed to meet the 21 certification requirements of this regulation when making the decision to deny or revoke 22 certification, may petition the Federal Railroad Administrator to review the railroad's 23 decision.” See 49 C.F.R. § 242.501(a); see also 49 C.F.R. § 240.401(a) (same). As set 24 forth below, the Court is not persuaded by Union Pacific’s argument.3 25 3 In a relatively brief footnote, Union Pacific argues that even if the Court finds 26 plaintiffs’ claims are not precluded, it should “exercise its discretion and dismiss [p]laintiffs’ claims under the primary jurisdiction doctrine so they can be resolved by the 27 FRA.” (See Mot. at 11, n.8). “The deciding factor in determining whether the primary 1 In POM Wonderful v. Coca-Cola Co, 573 U.S. 102 (2014), the Supreme Court was 2 asked to determine whether actions alleging unfair competition under the Lanham Act are 3 precluded by the Federal Food, Drug, and Cosmetic Act (“FDCA”) and, in arriving at its 4 resolution of that issue, provided guidance as to how federal courts are to conduct a 5 preclusion analysis. In particular, the Supreme Court identified several relevant factors, 6 namely the “text,” “structure,” “purpose,” and “enforcement” mechanism of each statute, 7 see id. at 113-116, and, in considering those factors, rejected the defendant’s argument 8 that the plaintiff’s claims were precluded, see id. at 121. Here, although the statutes at 9 issue are different than those at issue in POM Wonderful, consideration of the relevant 10 factors produces the same result. 11 First, there is nothing in the text of the FRSA or the regulations promulgated 12 thereunder that expressly forbids or limits claims under the ADA, an “absence . . . of 13 special significance” given that the two statutes have “coexisted,” see id. at 113, since the 14 passage of the ADA in 1990, see 104 Stat. 327 (1990); see also 84 Stat. 971 (1970). 15 Further, the FRSA, like the FDCA, contains an express provision preempting certain state 16 laws, see 49 U.S.C. § 20106, but contains no provision addressing the preclusion of any 17 federal laws, a circumstance which, as the Supreme Court observed, constitutes 18 “powerful evidence” weighing against preclusion, see POM Wonderful, 573 U.S. at 114. 19 Next, the Court considers the statutory structure of the FRSA and ADA and, as in 20 POM Wonderful, finds the “two statutes complement each other,” each having “its own 21
22 granted the FRA is part of a “limited dispute resolution scheme,” see Carpenter v. Mineta, 432 F.3d 1029, 1034 (9th Cir. 2005), and there is nothing in any statute or regulation 23 suggesting the limited authority granted the FRA encompasses the resolution of discrimination claims. Under such circumstances, the effect of Union Pacific’s proposal 24 is, in essence, a bifurcation of the issues between two separate forums, a circumstance Union Pacific fails to show promotes efficiency. Accordingly, the Court declines to 25 dismiss the case pursuant to the primary jurisdiction doctrine. See Reid, 780 F.3d at 966 (noting primary jurisdiction doctrine “is not designed to secure expert advice from 26 agencies every time the court is presented with an issue conceivably within the agencies ambit”) (internal quotation and citation omitted); see also Est. of Saunders v. Comm'r, 27 745 F.3d 953, 962 n.8 (9th Cir. 2014) (holding “[a]rguments raised only in footnotes . . . 1 scope and purpose.” See id. at 115. Although both touch on the subject of employment, 2 the FRSA was enacted “to promote safety in every area of railroad operations and reduce 3 railroad-related accidents and incidents,” see 49 U.S.C. § 20101, whereas the ADA was 4 enacted to “provide a clear and comprehensive national mandate for the elimination of 5 discrimination against individuals with disabilities,” see ADA Amendments Act of 2008, 6 Pub. L. No. 110-325, § 2(a)(1), 122 Stat. 3553, 3553 (2008). 7 Additionally, like the FDCA and Lanham Act, the FRSA and ADA have different 8 “enforcement” mechanisms. See POM Wonderful, 573 U.S. at 115. Enforcement of the 9 FRSA, coupled with the detailed prescriptions of its implementing regulations, is largely 10 committed to the Secretary of Transportation, see 49 U.S.C. § 20111; the ADA, on the 11 other hand, provides disabled employees with a private right of action against their 12 employers, see 42 U.S.C. §§ 12112(a), 2000e-5(f)(1). 13 Lastly, the Court has located only two decisions that have addressed precisely the 14 same issued presented here, namely, whether the FRSA provides the exclusive remedy 15 available to color-vision deficient railroad employees challenging denial of recertification. 16 In that regard, in Turner v. BNSF Ry. Co., No. 4:23-cv-00681-P, 2023 WL 9052248 (N.D. 17 Tex. Dec. 22, 2023), the district court found such employees’ claims are precluded, 18 whereas, in DeFries v. Union Pac. R.R. Co., No. 3:21-cv-205-SI, 2025 WL 1029283 (D. 19 Or. Apr. 7, 2025), the district court found to the contrary.4 This Court, having considered 20 those decisions, finds the reasoning set forth in DeFries more persuasive. 21 4 Contrary to Union Pacific’s argument, Weeks v. Union Pac. R.R. Co., No. 1:13- 22 CV-1641 AWI JLT, 2017 WL 1740123 (E.D. Cal. May 4, 2017) did not decide the question presented here. In Weeks, the district court found no preclusion where the 23 plaintiff was “not complaining about [Union Pacific’s] decision to deny recertification.” See id. at *7. According to Union Pacific, “[i]mplicit in the court’s analysis was that if the 24 plaintiff had argued that [Union Pacific] incorrectly determined that he … failed to meet the [FRA’s] qualification requirements … for recertification,” such a claim would be 25 precluded by the FRSA. (See Mot. at 10:17-11:3) (internal quotation and citation omitted; emphasis in original). The Court disagrees. Given that Weeks’ ADA claim was based on 26 Union Pacific’s failure to notify him of certification renewal proceedings, the district court was not called upon to conduct an analysis as to the question presented here. Moreover, 27 to the extent it did comment on any of the factors identified in POM Wonderful, it noted 1 In sum, the Court finds plaintiffs’ disparate treatment claims under the ADA are not 2 precluded and, consequently, now turns to the merits of those claims. 3 2. The ADA 4 Under the ADA, “[n]o covered entity shall discriminate against a qualified individual 5 with a disability because of the disability of such individual in regard to . . . terms, 6 conditions, and privileges of employment.” 42 U.S.C. § 12112(a). To prevail on an ADA 7 claim, a plaintiff must establish: “(1) that he is a disabled person within the meaning of the 8 ADA; (2) that he is qualified, that is, with or without reasonable accommodation (which he 9 must describe), he is able to perform the essential functions of the job; and (3) that the 10 employer [removed him from service] because of his disability.” Kennedy v. Applause, 11 Inc., 90 F.3d 1477, 1481 (9th Cir. 1996); see also 42 U.S.C. § 12112(a). Here, defendant 12 contends, plaintiffs can establish neither the second nor third element of their claims. 13 a. Disability 14 “The term ‘disability’ means,” inter alia, (1) “a physical or mental impairment that 15 substantially limits one or more major life activities of such individual” or (2) “being 16 regarded as having such an impairment.” See 42 U.S.C. § 12102. In the instant case, 17 the parties are in accord that the first element is met. Although plaintiffs dispute Union 18 Pacific’s assertion that they are, in fact, disabled, there is no disagreement that Union 19 Pacific regarded them as disabled. 20 b. Qualified Individual 21 An individual is qualified for purposes of the ADA if he “with or without reasonable 22 accommodation, can perform the essential functions of the employment position that 23 such individual holds or desires.” 49 U.S.C. § 12112(8). The essential functions of a job 24 are the “the fundamental job duties of the employment position” not including “the 25 marginal functions of the position.” See 29 C.F.R. § 1630.2(n)(1). 26 It is an essential function of conductors to “distinguish between the colors of 27 railroad signals,” see 49 C.F.R. § 242.117(h)(3), so as to “safely perform as a conductor,” 1 conductors must successfully complete color vision testing in accordance with the 2 scheme set forth by FRA regulations. See 49 C.F.R. § 242.117(h)(3). 3 Such scheme consists of an initial test and further examination. See 49 C.F.R. 4 Part 242 App’x D. First, as an initial test of color vision acuity, the railroad administers to 5 the conductor one of the twelve scientific tests identified as “Accepted.” See 49 C.F.R. 6 Part 242 App’x D(2). A conductor who passes the initial test has demonstrated the 7 “ability to recognize and distinguish between the colors of railroad signals,” see 49 C.F.R. 8 § 242.117(h)(3), and, consequently, is certified. Conductors who fail the initial test, 9 however, “shall, upon request, be subject to further medical evaluation by a railroad's 10 medical examiner to determine that person's ability to safely perform as a conductor.” 11 See 49 C.F.R. § 242.117(j). The particular method by which a railroad conducts such 12 further examination is, pursuant to FRA guidance and regulations, largely left to the 13 railroad’s discretion (see Rhoten Decl. Ex. J at 73124) and may include “another 14 approved scientific screening test or a field test,” see 49 C.F.R. Part 242 App’x D(4). 15 Union Pacific adheres to the FRA’s regulations by administering an accepted initial 16 test, namely, the “Ishihara (14 plate).” See 49 C.F.R. Part 242 App’x D(2) (listing 17 “Ishihara (14 plate)” as “Accepted”). In said test, employees are presented with a book 18 containing plates (see Rhoten Decl. Ex. W) that have “colored numbers in a circle” (see 19 Campbell Depo. at 47:25). Employees are asked to identify the number on each plate 20 and are awarded a correct answer if their response matches the expected response. 21 (See Rhoten Decl. Ex. W). If an employee makes “2 or more errors on plates 1-11” such 22 employee is deemed to have failed the test. See 49 C.F.R. Part 242 App’x D(2). 23 Employees who make one or fewer errors on those plates pass and are certified. 24 Union Pacific employees who fail the Ishihara (14 plate) and request further 25 medical evaluation are administered a field test, as contemplated by 49 C.F.R. Part 242 26 App’x D(4). In particular, Union Pacific administers a field test of its own design known 27 as the “Light Cannon.” (See Holland Decl. ¶¶ 6-8). The Light Cannon presents 1 signal light[ ],” one at a time and instructs the employee to identify the color of the test 2 signal. (See Holland Decl. Ex. 1 at UPDONAHUE 001594, 001597). If an examinee 3 correctly identifies the color of the signal during the 3-second period during which the 4 light is on or “immediately after the signal goes dark,” the examinee is credited with a 5 correct response. (See id. at UPDONAHUE 001604). A “failure to correctly identify the 6 color of any signal light” constitutes a failure. (See id. at UPDONAHUE 001123). 7 It is undisputed that plaintiffs took and failed both the Ishihara (14 plate) and Light 8 Cannon tests. As noted, however, plaintiffs dispute the validity of the Light Cannon and, 9 in support of such challenge, have submitted a report and a PowerPoint presentation 10 (see Barney Decl. Exs. 6, 11) in which expert consultants retained by Union Pacific offer 11 various criticisms of the Light Cannon testing procedures. Having reviewed the record as 12 a whole, the Court finds plaintiffs have submitted sufficient evidence to raise a genuine 13 issue as to the validity of the Light Cannon. 14 Such evidence without more, however, is not sufficient to demonstrate plaintiffs 15 are, in fact, qualified. In that regard, to the extent plaintiffs may be arguing their history of 16 job performance “without incident” (see Opp at 19:15) suffices to show they are qualified, 17 the Court does not agree. Nor does the Court find plaintiffs’ ability to pass earlier tests 18 adds weight to such showing. No plaintiff has offered evidence that he passed an earlier 19 conducted Ishihara (14 plate),5 and the National Transportation Safety Board has found 20 the earlier color vision field test on which plaintiffs rely “fails to ensure that Union Pacific 21 Railroad employees have adequate color perception to perform in safety-sensitive 22 positions.” (See Rhoten Decl. Ex. G at 44). Moreover, the most recent year in which any 23 plaintiff passed such test was 2015 (see Rhoten Decl. Ex. GG) and, thus, beyond the 36- 24 month period deemed relevant under the FRA’s regulations. See 49 C.F.R. § 242.201 25
26 5 Although plaintiffs allege that between 2006 and 2017 Donahue “took the Ishihara test” and “passed [it] during several recertifications” (see Compl. ¶ 32), the 27 record is devoid of factual support for such assertion, and, in any event, as noted below, 1 (providing “[n]o railroad shall . . . [c]ertify a person as a conductor for an interval of more 2 than 36 months”); see also, e.g., Blankinship v. Union Pac. R.R. Co., No. CV-21-00072- 3 TUC-RM, 2024 WL 5187689, at *5 (D. Ariz. Dec. 20, 2024) (finding railroad conductor’s 4 “ability to satisfy FRA color vision acuity standards in the past is insufficient to establish a 5 genuine dispute of fact as to whether he could satisfy those standards at the time he was 6 removed from service”). In short, plaintiffs need something more than past performance 7 and past testing. 8 As to Goss, there is no evidence of successful testing beyond that described 9 above. Although plaintiffs allege in the Complaint that, on October 15, 2019, Campbell 10 passed an “Ishihara Test with the aid of a color-tinted corrective lens” (see Compl. ¶ 54), 11 they have presented no evidence in support of that allegation,6 and, even if they had 12 done so, such evidence would be unavailing, as pursuant to FRA regulations, “[n]o 13 person shall be allowed to wear chromatic lenses during an initial test of the person's 14 color vision.” See 49 C.F.R. Part 242 App’x D(3). Accordingly, Campbell and Goss have 15 failed to raise a triable issue as to qualification. 16 Donahue, by contrast, has submitted evidence that on May 24, 2017, June 7, 17 2017, and August 2, 2017, he passed Ishihara tests administered respectively by three 18 separate optometrists in private practice. (See Barney Decl. Ex. 18). In light thereof, the 19 Court finds Donahue has raised a triable issue as to qualification, and now turns to the 20 issue of whether Donahue was removed from service on the basis of a perceived 21 disability.7 22 c. Removal on Basis of Disability 23 “The ADA prohibits employment decisions made because of a person's qualifying 24 disability, not decisions made because of factors merely related to a person’s disability.” 25 6 The Complaint is not a verified pleading. 26 7 Although the Court has found Union Pacific is entitled to summary judgment as 27 to plaintiffs Goss and Campbell, the Court’s analysis set forth in the next section is 1 See Lopez v. Pac. Maritime Ass’n, 657 F.3d 762, 764 (9th Cir. 2011). Consequently, “[i]n 2 a disparate treatment case, liability depends on whether the protected trait . . . actually 3 motivated the employer's decision.” Hazen Paper Co. v. Biggins, 507 U.S. 604, 610 4 (1993). 5 In a disparate treatment case, a plaintiff responding to a defendant’s motion for 6 summary judgment may establish a prima facie case of discrimination either “through 7 direct evidence of discriminatory intent or a presumption arising from a showing of 8 objective factors such as those outlined in McDonnell Douglas and its progeny.” See 9 Noyes v. Kelly Servs., 488 F.3d 1163, 1168 (9th Cir. 2007) (emphasis in original); see 10 also Hernandez v. Hughes Missile Sys. Co., 362 F.3d 564, 568 (applying Title VII 11 standards in ADA case).8 Regardless of which approach a plaintiff chooses, once he has 12 made out a prima facie case, “the burden shifts to the employer to articulate some 13 legitimate, nondiscriminatory reason for the challenged action.” See Opara v. Yellen, 57 14 F.4th 709, 723 (internal quotation, citation, and alteration omitted). 15 Here, Donahue, in support of his argument that he lost his position because he 16 was perceived as disabled, contends he has made out a prima facie case of 17 discrimination based on direct evidence, namely, two documents, a “Statement of 18 Sickness,” dated June 5, 2017 (see Barney Decl. Ex. 16), and a “Railroad Retirement 19 Proof of Disability,” dated June 7, 2017 (see Barney Decl. Ex. 17), each signed by Union 20 Pacific’s chief medical officer and each containing the statement, “Color vision deficit. 21 Employee is medically cleared to work with permanent restrictions” (see Barney Decl. 22 Exs. 16, 17). 23
24 8 To establish such presumption of discrimination, a plaintiff must show he (1) “belongs to a protected class”; (2) “was qualified for the position”; (3) “was subjected to 25 an adverse employment action”; and (4) “was replaced by someone outside [his] protected class.” See Lui v. DeJoy, 129 F.4th 770, 777 (9th Cir. 2025). Here, Donahue 26 has not relied on the presumption, apparently because, as represented by his counsel at the hearing, a conductor’s work assignments are of such a nature that it is not possible to 27 determine who replaced him and, therefore, whether he was replaced by an individual 1 Direct evidence is “evidence of conduct or statements by persons involved in the 2 decision-making process that may be viewed as directly reflecting the alleged 3 discriminatory attitude.” See Opara, 57 F.4th at 723 (internal quotation and citation 4 omitted). Here, read in context, the evidence on which Donahue relies cannot be viewed 5 as directly reflecting a discriminatory animus. In particular, the two documents were 6 completed after Donahue had taken and failed the above-referenced color vision tests. 7 Moreover, such documents are designed for the limited purpose of assuring an 8 employee’s continued medical insurance coverage. (See Barney Decl. Ex. 16 (providing 9 “[t]his form should be completed and returned to the patient immediately for prompt 10 mailing; otherwise he/she may lose benefits”); see also Barney Decl. Ex. 17 (instructing 11 employee to mail the form to Railroad Enrollment Services “[i]n order for [his] health 12 coverage to continue”)). 13 Under similar circumstances, a number of district courts have found the plaintiffs 14 therein had failed to produce direct evidence of discrimination. See Carrillo v. Union Pac. 15 R.R. Co., No. EP-21-CV-00026-FM, 2022 WL 3224000, at *5 (W.D. Tex. Aug. 9, 2022) 16 (finding imposition of work restrictions following unprovoked seizure “is not equivalent to 17 showing Defendant restricted Plaintiff’s duties because of a prejudice against a class of 18 individuals with Plaintiff’s alleged disability”) (internal quotation, citation, and alteration 19 omitted); see also Bohner v. Union Pac. R.R. Co., No. 4:19-cv-02581-SEP, 2021 WL 20 3363063, at *4 (E.D. Mo. Aug. 3, 2021) (finding restrictions based on failure to perform 21 essential functions testing not direct evidence of discriminatory animus); Jackson v. 22 Union Pac. R.R. Co., No. 4:19-cv-00069-RGE-RAW, 2021 WL 1726895, at *11 (S.D. 23 Iowa Mar. 29, 2021) (applying McDonnell Douglas framework where defendant issued 24 work restrictions after “concluding [plaintiff] was at risk of sudden incapacitation following 25 his stroke”). 26 Even if plaintiff’s showing constitutes direct evidence, however, the Court’s 27 analysis set forth below remains unchanged, as the issue of Union Pacific’s intent is 1 the burden of going forward in the first instance with evidence of a legitimate, non- 2 discriminatory reason for the challenged adverse action, and, as discussed above, Union 3 Pacific has submitted such evidence, specifically, Donahue’s failure to pass the Ishihara 4 (14 plate) and the Light Cannon. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 5 U.S. 711, 715 (1983) (holding “[w]here the defendant has done everything that would be 6 required of him if the plaintiff had properly made out a prima facie case, whether the 7 plaintiff really did so is no longer relevant”); see also St. Mary’s Honor Ctr. v. Hicks, 509 8 U.S. 502, 507-08 (1993) (holding once defendant carries its “burden of producing 9 evidence that the adverse employment actions were taken for a legitimate 10 nondiscriminatory reason, . . . the presumption [of discrimination] raised by the prima 11 facie case is rebutted . . . and drops from the case”) (internal quotations and citations 12 omitted).9 13 The Court next turns to the question of pretext, as, regardless of the manner 14 whereby a prima facie case is established, “once an employer articulates some legitimate 15 nondiscriminatory reason for the challenged action, the employee must show that the 16 articulated reason is pretextual.” See Opara, 57 F.4th at 723, 728 (noting “we need not 17 and do not decide whether Opara can establish a prima facie case of national origin 18 discrimination because even assuming arguendo that she can, her claim fails at the 19 pretext stage”). 20 21 9 Plaintiffs’ reliance on Dark v. Curry Cnty., 451 F.3d 1078 (9th Cir. 2006) in 22 support of their contention that removal from service based on required testing is the equivalent of removal based on disability is misplaced, as Dark is readily distinguishable 23 on its facts. In Dark the Ninth Circuit addressed the issue of “misconduct” resulting from a disability, e.g., “excessive absenteeism” based on migraine headaches, and held such 24 conduct “is considered to be part of the disability, rather than a separate basis for termination.” Id. at 1084. Here, by contrast, the reason for removal from service is not 25 misconduct but, rather, Donahue’s failure to satisfy the FRA’s prescribed standards for recertification. See, e.g., Zhang v. Honeywell Int’l, Inc., Nos. CV-06-1181-PHX-MHM, 26 CV-07-1790-PHX-MHM, 2009 WL 3175063, at *5 (D. Ariz. Sept. 29, 2009) (finding defendant “clearly had a legitimate non-discriminatory reason for terminating” plaintiff 27 where “continuing to employ [p]laintiff would have violated applicable federal laws and 1 “A plaintiff may establish pretext either directly by persuading the court that a 2 discriminatory reason more likely motivated the employer or indirectly by showing that the 3 employer's proffered explanation is unworthy of credence.” See Dep’t of Fair Emp. and 4 Hous. v. Lucent Techs., Inc., 642 F.3d 728, 746 (9th Cir. 2011) (internal quotation and 5 citation omitted). “An employee in this situation cannot simply show the employer's 6 decision was wrong, mistaken, or unwise.” Id. (internal quotation and citation omitted); 7 see Villiarimo v. Aloha Island Air, Inc., 281 F.3d 1054, 1063 (9th Cir. 2002) (holding 8 “courts only require that an employer honestly believed its reason for its actions, even if 9 its reason is foolish or trivial or even baseless”) (internal quotation and citation omitted); 10 see also Milton v. Nicholson, 256 Fed. App’x 655, 658 (5th Cir. 2007) (holding, where 11 defendant “may have misinterpreted government regulations[,] . . . [a]n attempt to follow 12 government regulations is not intentional discrimination, even if a misguided one”). 13 Here, plaintiffs, in reliance on their asserted submission of direct evidence of 14 discrimination, have not endeavored to demonstrate Union Pacific’s reason was a pretext 15 for discrimination; rather, plaintiffs argue, Donahue “need not show that [d]efendant’s 16 reason for denying [his] certification and issuing [him] workplace restrictions was 17 pretextual.” (See Opp. at 16:5-20). As noted above, however, Ninth Circuit authority is to 18 the contrary. See Opara at 57 F.4th at 723.10 Further, to the extent plaintiffs argue that 19 “even if [p]laintiffs did bear the burden of demonstrating … pretext[ ], . . . a jury could 20 determine that their perceived disabilities were a motivating factor” (see Opp. at 17:16- 21 20), their reliance on Dark for such proposition (see id. at 17:20-23) (citing Dark, 451 F.3d 22 at 1083) is, as discussed above, unavailing. 23 Lastly, to the extent plaintiffs, in arguing Union Pacific “ignored the[ ] 24 recommendations” made in the 2016 report (see Opp. at 21:14-20), may be contending 25 Union Pacific used the Light Cannon as a pretextual basis for disability discrimination, the 26 10 Unlike the instant case, Trans World Airlines, Inc. v. Thurston, 469 U.S. 111 27 (1985), to which plaintiffs cite, concerned an undisputed reason for the adverse action 1 Court notes that the criticisms in said report were based on a concern that the test was 2 || “too easy” (see Barney Decl. Ex. 6 at 29), i.e., if anything it worked to the advantage of 3 || color vision deficient employees." 4 In sum, whether or not characterized as a showing of pretext, in a case such as 5 || this “the plaintiff at all times retains the ultimate burden of persuading the trier of fact that 6 || an employer's contested action was due in part or in whole to discriminatory intent,” and, 7 || consequently, where, as here, “abundant and uncontroverted independent evidence 8 || suggests that no discrimination occurred, plaintiff's creation of only a weak issue of fact 9 || as to whether the employer's reason was untrue will not suffice.” See Opara, 57 F.4th at 10 || 724 (internal quotations, citations, and alterations omitted). Accordingly, the Court finds 11 Donahue has failed to raise a triable issue as to his removal on the basis of a perceived 12 || disability.
CONCLUSION O 8 15 For all of the reasons stated above, Union Pacific's motion for summary judgment
Q 16 || is hereby GRANTED. Cc 17 IT IS SO ORDERED. 18 19 || Dated: May 13, 2025 . MAXINE M. CHESNEY 20 Unitéd States District Judge 21 22 23 24 25 26 ‘' As for the above-referenced PowerPoint, the modified protocol described therein 27 || was based on results obtained in a study conducted long after the removals from service here at issue (see Barney Decl. Ex. 11) and, consequently, were unknown to Union 28 Pacific at the relevant time.