Dolan v. SunGard

2008 DNH 003
District Court, D. New Hampshire·Decided January 8, 2008·No. 06-CV-43-JD·Published

Opinion

Dolan v . SunGard 06-CV-43-JD 01/08/08 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE

Gary Dolan v. Civil N o . 06-cv-43-JD Opinion N o . 2008 DNH 003 SunGard Securities Finance, LLC and Global Compliance Services, Inc.

O R D E R

Gary Dolan, proceeding pro s e , brought claims against his former employer, SunGard Securities Finance, LLC, and Global Compliance Services, Inc., which provided "Alertline" services for SunGard. Dolan alleges claims against SunGard of unlawful discrimination and retaliation under Title VII of the Civil Rights Act of 1964 and New Hampshire Revised Statutes Annotated ("RSA") ch. 354-A. He also alleges wrongful discharge, breach of the covenant of good faith and fair dealing, violation of RSA 275:56, negligent and intentional infliction of emotional distress, negligent misrepresentation, promissory estoppel, fraud and conspiracy to commit fraud, violation of the Equal Pay Act, and breach of contract. SunGard moves for summary judgment and also moves to strike portions of Dolan's affidavit. Dolan moves to exclude certain evidence submitted by SunGard and objects to the motion for summary judgment.

I. Evidentiary Motions SunGard moves to strike parts of Dolan's affidavit on the

grounds that the statements are not based upon personal knowledge and that he is incompetent to make certain statements. Dolan moves to exclude evidence of emails that he sent while employed at SunGard that were discovered after he was terminated.

A. SunGard's Motion to Strike Portions of Dolan's Affidavit "Supporting and opposing affidavits shall be made on personal knowledge. . . ." Fed. R. Civ. P. 56(e). "It is black letter law that hearsay evidence cannot be considered on summary judgment." Davila v . Corp. de P.R. Para La Difusion Publica, 498 F.3d 9, 17 (1st Cir. 2007). Therefore, an affiant must have first-hand knowledge of the facts sworn to in an affidavit and cannot testify to a belief. Quinones v . Houser Buick, 436 F.3d 284, 291 (1st Cir. 2006).

In response to SunGard's motion to strike parts of his affidavit, Dolan states that he has no objection to striking paragraphs 4 , 1 1 , 1 2 , 1 9 , 2 0 , 2 5 , 2 8 , 3 2 , 3 5 , 3 7 , 3 8 , 4 1 , 4 4 , 4 6 , 4 7 , 4 9 , 5 4 , and 57 in their entirety.1 In addition, he does not

1 Dolan appears to be somewhat confused about those statements he concedes and those he intends to defend. For

object to striking most of the parts of statements in his affidavit that are the subject of SunGard's motion. Therefore, those statements will not be considered in opposition to SunGard's motion for summary judgment.

SunGard contends that parts of paragraphs 8 , 4 1 , 4 4 , 5 6 , 6 1 ,

and 62 are inadmissible hearsay. Dolan objects to striking contested statements in paragraphs 4 , 8 , 4 1 , 4 2 , 4 4 , 5 6 , 6 1 , and

62. 2 Although Dolan has arguably waived any contest to the statements in the paragraphs he has agreed to strike, all of the challenged statements are addressed as follows.

Statements that were made outside of court and that are offered for their truth are inadmissible hearsay unless an exception applies. United States v . Rivera-Hernandez, 497 F.3d 7 1 , 80 (1st Cir. 2007). An affidavit must be based on the

personal knowledge of the affiant, not on information provided by someone else, and must show the basis for the affiant's

example, although he included paragraphs 41 and 44 in the list of statements that were not material and could be stricken, he also argues that it would be unfair to strike those paragraphs. He misidentifies paragraph 8 as paragraph 3 . Although he did not agree to striking paragraph 3 6 , he did not address that paragraph in his objection, and therefore any objection is deemed waived. See United States v . Zannino, 895 F.2d 1 , 17 (1st Cir. 1990).

2 He states that he can testify that he was experiencing chest pains as stated in paragraph 4 but agrees to strike the remainder of that paragraph.

knowledge. Hoffman v . Applicators Sales & Serv., Inc., 439 F.3d 9, 16 (1st Cir. 2006).

In paragraph 8 , Dolan stated, in pertinent part: "Sometime in 1999 a 2nd shift computer operator named Ed Gaffney told me he had once been a 1st shift CSR like m e . He told me how he had a

disagreement with M s . Wendy S t . Louis (then an entry level C S R ) . he stated that while walking away from this confrontation she

said 'see if I help you again you little shit.'" In paragraph 6 1 , Dolan stated: "Sometime in the 1st half of 2006 I was told by several former co-workers that a night shift supervisor named Joe DeSousa was suspended because of an argument he had with M s . S t . Louis." Dolan does not dispute that those statements are hearsay. Instead, he represents that he could get an affidavit or a deposition to support them. He also argues that it would be

unfair to strike that portion of his affidavit about the statement attributed to DeSousa because he has been denied access

to DeSousa's personnel file.

If a party is unable to present evidence in opposition to summary judgment, relief is available under Federal Rule of Civil Procedure 56(f) only if the party submits an affidavit showing good cause for the lack of evidence, a plausible basis for his belief that the needed evidence can be presented with more time, and an explanation of why additional facts are material to his

opposition. Rivera-Torres v . Rey-Hernandez, 502 F.3d 7 , 10 (1st Cir. 2007). “Summary judgment motions are decided on the record as it stands, not on the pleadings or on the nonmovant’s vision of what facts might some day be unearthed by the litigation equivalent of an archeological dig.” Rogan v . City of Boston,

267 F.3d 2 4 , 27 (1st Cir. 2001). Because Dolan did not provide an affidavit as required under Rule 56(f), he is not entitled to

additional time to support the challenged statements in paragraphs 8 and 6 1 , which are stricken as inadmissible hearsay.

SunGard objects to Dolan's statements in paragraphs 4 and 41 about medical issues he experienced on the ground that he is not competent to give medical opinions. With respect to paragraph 4 , Dolan does not object to striking the part of his statement that he believed he experienced chest pains because of his work. With

respect to the statement about the reason he was grinding his teeth in paragraph 4 1 , Dolan asks to provide a supplemental

affidavit from his dentist, but he did not satisfy the requirements of Rule 56(f).

Dolan stated in paragraph 44 that a co-worker told him about her employment reviews and her salary and provided details of that conversation. He argues that because the employee told him that information, he is providing it based on his personal knowledge. That is not the case. Instead, Dolan offers the

employee's out of court statement for its truth, which is not admissible. The objected-to phrase in paragraph 6 2 , that the same employee asked Dolan for help, is also hearsay to the extent the phrase would be used to establish the truth of that statement.

In paragraph 5 6 , Dolan stated that "Mr. Hope had been told of this behavior in the past . . .," which refers to Dolan's

problems with a co-worker. Dolan clarifies this statement in his objection by indicating that he told Hope about the past problems. Therefore, the statement is deemed to read: "I told Mr. Hope of this behavior in the past . . . ." As Dolan would have personal knowledge of his own actions, he would be competent to make that statement in his affidavit. To avoid the hearsay bar, the statement cannot be used to show what Hope knew, only

what Dolan did.

SunGard's motion to strike is granted except as to paragraph

56 which is amended as stated above.

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