Doe v. Reivitz

830 F.2d 1441, 56 U.S.L.W. 2228
CourtCourt of Appeals for the Seventh Circuit
DecidedSeptember 28, 1987
DocketNos. 86-2350, 86-2561
StatusPublished
Cited by30 cases

This text of 830 F.2d 1441 (Doe v. Reivitz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doe v. Reivitz, 830 F.2d 1441, 56 U.S.L.W. 2228 (7th Cir. 1987).

Opinions

CUDAHY, Circuit Judge.

This case presents the question whether, consistent with the equal protection clause and the Social Security Act (the “SSA”), otherwise qualified citizen and alien children may be denied benefits under the Aid to Families with Dependent Children-Unemployed Parent (“AFDC-UP”) program because their parents are illegal aliens. The district court struck down this restriction on both constitutional and statutory grounds. We affirm on the statutory basis and do not reach the constitutional issue.

[1443]*1443I.

The AFDC-UP assistance program is a branch of the more general Aid to Families with Dependent Children (“AFDC”) program. AFDC is contained in Subchapter IV of the SSA. 42 U.S.C. § 601 et seq. The AFDC program was established to provide funds to families headed by single parents to enable the parents to care for their children at home without having to go to work. 42 U.S.C. § 601 (1982); Batterton v. Francis, 432 U.S. 416, 418, 97 S.Ct. 2399, 2402, 53 L.Ed.2d 448 (1977). Under AFDC, aid is furnished to families with dependent children; a “dependent child” is defined, in part, as one who has been deprived of parental support or care by reason of the death, continued absence or incapacity of a parent. 42 U.S.C. § 606(a) (1982). In 1961, Congress established the AFDC-UP program, which expanded AFDC to encompass two-parent families in which the primary wage earner is unemployed. 42 U.S.C. § 607 (1982). For purposes of AFDC-UP, a “dependent child” is defined to include a child deprived of parental support “by reason of the unemployment ... of the parent who is the principal earner....” 42 U.S.C. § 607(a) (1982).

The AFDC and AFDC-UP programs are administered by the states, but the federal government provides a substantial portion of the funding on a matching basis. Once a state chooses to participate in AFDC and/or AFDC-UP, the state must conform its programs to the requirements provided in the statute and in the federal regulations promulgated by the Department of Health and Human Services (“HHS”). 42 U.S.C.A. § 602(a) (West Supp.1987); King v. Smith, 392 U.S. 309, 316-17, 88 S.Ct. 2128, 2133, 20 L.Ed.2d 1118 (1968). One condition of the AFDC and AFDC-UP programs is the work registration requirement. As a condition of receiving benefits, every individual, unless exempt,1 must register for employment-related activities with a work incentive (“WIN”) program. 42 U.S.C.A. § 602(a)(19)(A) (West Supp.1987).2 If a [1444]*1444person who is required to participate in a WIN program refuses to do so without good cause, the needs of that particular individual are excluded in determining the amount of the family’s AFDC grant. 42 U.S.C.A. § 602(a)(19)(F) (West Supp.1987). If the individual who refuses to participate without good cause is the unemployed parent in a family receiving AFDC-UP benefits, aid is discontinued to the entire family. 42 U.S.C.A. § 602(a)(19)(F)(ii) (West Supp. 1987).3

In addition to the provisions dealing with mandatory employment activities, another statutory requirement relevant to the issue here centers on the immigration status of the AFDC recipient. Section 602(a)(33) provides that states, in calculating a family’s need, can take into account only the needs of United States citizens, aliens admitted for permanent residency and other aliens present under color of law. 42 U.S.C.A. § 602(a)(33) (West Supp.1987).4

Prior to April 1, 1985, the Wisconsin Department of Health and Social Services (“DHSS”) provided AFDC-UP benefits to eligible citizen and alien children regardless of their parents’ immigration status. If the unemployed parent was an illegal alien, Wisconsin would not take that parent’s financial need into account in determining the amount of the family’s grant; but the state’s program did not provide for the disqualification of the entire family from the AFDC-UP program in this circumstance.

Wisconsin subsequently changed its policy in response to a federal audit and the receipt of a policy letter dated November 19, 1984 from Clyde Downing, a Regional Administrator of HHS (the “Downing letter”). This letter indicated that a state program must provide that the entire family is ineligible for AFDC-UP benefits if the family’s primary wage earner is an illegal alien:

An illegal alien parent cannot satisfy all the requirements of a principal wage earner found in 45 CFR 233.100, specifically the criteria for 45 CFR 233.-100(vi)(B)(5) [should be: 45 CFR 233.-100(a)(5) ] with respect to WIN or public employment office registration due to his illegal status which bars him from employment in this country. Without such registration of a principal earner, there is no eligibility for AFDC-UP. Therefore, the illegal alien and his/her family case would be ineligible for AFDC-UP.

Downing letter at 1-2 (Short Appendix of Appellant HHS at 23-24). Pursuant to this federal policy, Wisconsin refused to allow illegal aliens to register with its WIN program and excluded the otherwise eligible children of the illegal aliens from the AFDC-UP program.

The plaintiffs filed suit in district court challenging Wisconsin’s policy. The plaintiffs claimed that excluding the entire family from participating in AFDC-UP when the primary wage earner is an illegal alien violated the SSA and the equal protection clause of the Fourteenth Amendment. The suit proceeded as a class action in the district court; the plaintiff class consists of United States citizen children and eligible alien children who have been denied AFDC-UP benefits or whose benefits have been terminated solely on the basis of their parent/primary wage earner’s status as an [1445]*1445illegal alien. The complaint named as defendants various state employees, including the Secretary of the Wisconsin DHSS. The state defendants then filed a third-party complaint against the Secretary of HHS and the Regional Administrator of the Office of Family Assistance because the conduct challenged by the plaintiffs was dictated by federal policy.

Upon considering cross-motions for summary judgment, the district court ruled for the plaintiffs, finding that the challenged policy violated both the SSA and the equal protection clause. Doe v. Reivitz, No. 85-C-793, slip op. (E.D.Wis. July 22, 1986). With respect to the statutory argument, the district court concluded that Congress intended to provide AFDC-UP benefits to eligible citizen and alien children even if their parents were themselves ineligible for benefits because of the parents’ status as illegal aliens. Id.

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Bluebook (online)
830 F.2d 1441, 56 U.S.L.W. 2228, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doe-v-reivitz-ca7-1987.