IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA24-277
Filed 19 November 2024
Cabarrus County, No. 21CVS2879
THE ESTATE OF JAMES STEVENSON DOBSON and SHEILA DOBSON, Individually, Plaintiffs,
v.
DEBORAH E. SEARS, R.N., MONIQUE M. ELLIS, R.N., ABIGAIL M. MAYTON, and THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY, a North Carolina Hospital Authority, d/b/a ATRIUM HEALTH, CAROLINAS HEALTHCARE SYSTEM, CAROLINAS MEDICAL CENTER NORTHEAST, and CAROLINAS HEALTHCARE SYSTEM NORTHEAST, Defendants.
Appeal by plaintiffs from judgment entered 6 October 2024 by Judge R. Stuart
Albright in Cabarrus County Superior Court. Heard in the Court of Appeals 24
September 2024.
The Law Office of Christopher A. Walker, PLLC, by Christopher A. Walker, for the plaintiffs-appellants.
Parker Poe Adams & Bernstein LLP, by Chip Holmes and Jessica C. Dixon, for the defendants-appellees.
Huff Powell & Bailey, PLLC, by Katherine Hilkey-Boyatt and Jonathan Earnest, for the defendants-appellees.
Beth Reeves, for the defendants-appellees.
TYSON, Judge.
James Steven Dobson, a fifty-eight-year-old man, had recently undergone
brain surgery to remove a malignant tumor. He fell while recovering at his home. DOBSON V. SEARS
Opinion of the Court
After being taken to the hospital and admitted as a patient, he fell again and
subsequently died. His wife, both individually and as Executrix of her husband’s
estate, sued the hospital system, two nurses, and one certified nursing assistant for
medical malpractice and loss of consortium. The trial court granted summary
judgment and dismissed the claims after striking portions of an expert witness’s
affidavit and excluding the expert witness’s testimony. Plaintiffs appeal. We affirm.
I. Background
Sheila Dobson (“Wife” or “Executrix”) was married to James Dobson
(“Decedent”). Decedent was born on 31 July 1960. Decedent was diagnosed with
Grade III Anaplastic Astrocytoma, an aggressive brain cancer. He underwent a left
frontotemporal craniotomy surgery to remove the tumor at the Charlotte
Mecklenburg Hospital Authority (“CHMA”) on 13 August 2018.
Decedent was released from a CHMA rehabilitation hospital on 5 September
2018, but he needed assistance and supervision while bathing, dressing, and
toileting, and for bed-to-chair transfers. Decedent was able to walk 500 feet with no
assistive devices and minimal supervision.
Five days after being released from the rehabilitation center, Decedent fell off
the bottom two steps of his front porch. Decedent fell face first on his right side and
did not attempt to catch himself. He had abrasions on the right side of his face and
his right shoulder. Emergency Medical Services arrived at 4:56 p.m. and transported
him to CHMA’s hospital in Concord.
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While at the hospital, Decedent reported he was getting up from sitting on the
porch, began to have visual changes, felt dizzy, and fell forward. Decedent presented
at the emergency room as a code trauma and underwent multiple images. His CT
scan revealed no acute abnormalities were present.
Decedent was admitted to the hospital at 7:45 p.m. with his Wife present.
Deborah Sears (“Sears”), a Registered Nurse (“RN”), was assigned to Decedent’s care.
She evaluated him as scoring 125 on the Morse Fall Risk scale at 10:14 p.m. She
noted Decedent was wearing a Fall Risk armband, and she implemented the following
precautions: ensuring adequate room lighting, keeping the patient’s bed in a low
position, and placing the call device and personal items within the patient’s reach.
Sears also instructed Decedent to only get out of bed with assistance. Both Decedent
and Wife indicated they understood Sears’ instructions.
Monique Ellis (“Ellis”) and Abigail Mayton (“Mayton”) were also assigned to
care for Decedent. Ellis is also a RN, and Mayton is a certified nursing assistant
(“CNA”). Mayton checked on Decedent during her rounds at 9:09 p.m. and 11:00 p.m.
on the evening of 10 September 2018, and at 1:12 a.m. on the morning of 11
September 2018. During these rounds, Mayton documented the following
environmental safety precautions had been implemented: “Adequate room lighting,
bed in low position, call device within reach, encourage handrail/safety bar use,
encourage personal mobility support item use, encourage sensory support item use,
non-slip footwear, personal items within reach, sensory aids within reach, traffic path
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in room free of clutter, wheels locked.”
At approximately 1:25 a.m. on 11 September 2018, thirteen minutes after
Mayton’s last round, Ellis responded to Decedent’s hospital room. Decedent had
fallen and suffered a laceration above his left eye and a laceration on his left elbow.
Ellis documented Wife was present in the room when her husband had fallen, and
she told Ellis she had “heard a loud thud and he hit the floor.”
The on-call physician tended to Decedent’s lacerations and ordered a head CT
scan immediately. The CT scan showed no changes or abnormalities. After the CT
scan, Decedent was returned to his room around 2:30 a.m. The medical record reveals
a bed alarm was placed on Decedent’s bed after his fall at the hospital. A bed alarm
was not mentioned in the prior records.
A subsequent MRI scan taken four days later, on 15 September 2018, revealed
a fluid collection over Decedent’s left cerebral convexity had slightly increased in size.
Decedent was discharged on 28 September 2018, but he continued to decline
neurologically. He was unable to receive radiation or chemotherapy, and he died on
13 June 2019 from complications due to recurrent astrocytoma.
Plaintiff, individually and as Executrix of Decedent’s estate (collectively
“Plaintiffs”), filed a complaint on 23 August 2023 against CHMA, Sears, Mayton, and
Ellis (collectively “Defendants”). Plaintiffs did not allege Decedent’s fall at the
hospital had caused his death. Rather, Plaintiffs alleged Sears, Mayton, and Ellis
were negligent pursuant to N.C. Gen. Stat. § 90-21.1(2)(a) (2023) by failing to activate
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Decedent’s bed alarm after he was assessed to be a high fall risk according to the
Morse Fall Risk scale and failing to consider and utilize other fall risk precautions.
The complaint alleged the acts of Sears, Mayton, and Ellis “are imputed to their
employer,” CHMA, and CHMA is vicariously liable. Plaintiffs contended “[a]s a direct
and proximate result of the joint and concurrent negligence” by Defendants,
“Decedent fell out of his hospital bed, suffered disfigurement indicated by a gash
requiring staples, neurological decline, [and] incurred a longer hospital stay and
medical bills.” Plaintiffs further alleged Defendants were grossly negligent, and
sought compensatory and punitive damages.
Plaintiffs also filed a corporate negligence claim pursuant to N.C. Gen. Stat.
§ 90-21.1(2)(b) (2023). Plaintiffs alleged the hospital or nurse administrator should
have advocated for Decedent by recommending the implementation of additional
safety interventions for the patient. Wife also asserted a claim for loss of consortium.
CHMA, Ellis, and Mayton filed motions to exclude the expert testimony of
Plaintiffs’ tendered expert, Natalie Mohammed, RN, and for summary judgment on
31 August 2023. Sears also filed a motion to strike Nurse Mohammed’s testimony
and a motion for summary judgment on 5 September 2023.
Mayton, Ellis and CMHA filed additional materials in support of their Motions
to Exclude Expert Testimony and for Summary Judgment on 27 September 2023 and
served a brief in support of their motions. Plaintiffs served briefs in opposition to
Defendants’ respective motions to exclude expert testimony and for summary
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judgment on 27 September 2023. Plaintiffs attached an affidavit of Nurse
Mohammed (“Mohammed Affidavit”) dated 27 September 2023 to their briefs.
Mayton, Ellis, and CMHA filed a Motion to Strike the Mohammed Affidavit on
28 September 2023, asserting the statements in the affidavit contradicted Nurse
Mohammed’s prior sworn testimony. Sears filed a similar motion to strike
Mohammed’s Affidavit on or about 29 September 2023. Plaintiffs filed a motion to
allow expert testimony of Nurse Mohammed pursuant to Rule 702(e) on 3 October
2023.
A hearing on all motions was held on 3 October 2023, and an order was entered
sixteen days later. The trial court granted in part and denied in part Defendants’
motions to strike Mohammed’s Affidavit, and struck paragraphs 12, 13, 16, 17 and
18 as contradictory to what she testified to during her depositions. The trial court
granted CHMA’s, Ellis’, and Mayton’s motion to exclude expert testimony. The trial
denied Plaintiffs’ motion to allow the expert testimony of Nurse Mohammed pursuant
to Rule 702(e) and granted Defendants’ motions for summary judgment. Plaintiffs
timely entered notice of appeal on 3 November 2023.
II. Jurisdiction
This Court possesses jurisdiction pursuant to N.C. Gen. Stat. § 7A-27(b)
(2023).
III. Issues
Plaintiffs present three arguments on appeal asserting the trial court erred by:
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(1) granting Defendants’ motions to strike, because no contradiction existed between
the Mohammed Affidavit and Nurse Mohammed’s prior testimony; (2) granting Sears’
motions to exclude expert testimony and for summary judgement and CHMA’s, Ellis’,
and Mayton’s motion for summary judgment, because Nurse Mohammed made the
statutorily required connection between the community in which the alleged
malpractice took place and a similarly situated community; and, (3) denying
Plaintiffs’ motion to allow expert testimony pursuant to Rule of Evidence 702(e),
because “it would in no way frustrate the purpose of Rule 9(j) or Rule 702 to qualify
Mohammed as an expert in this case under Rule 702(e).”
IV. Motion to Strike
A. Standard of Review
“Rulings on motions to strike, including motions to strike affidavits, are
reviewed more deferentially for abuse of discretion.” Zander v. Orange Cnty., NC,
289 N.C. App. 591, 598, 890 S.E.2d 793, 799 (2023) (citation omitted).
“A trial court may be reversed for an abuse of discretion only upon a showing
that its ruling was so arbitrary that it could not have been the result of a reasoned
decision.” Hamilton v. Thomasville Med. Assocs., 187 N.C. App. 789, 793, 654 S.E.2d
708, 710 (2007) (citation and quotation marks omitted).
B. Analysis
Nurse Mohammed was deposed on two occasions, 21 April 2023 and 25 May
2023. After her depositions were taken, Defendants filed motions for summary
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judgment. Plaintiffs attached Mohammed’s Affidavit, dated 27 September 2023, to
their responsive briefs.
The trial court ruled paragraphs 12, 13, 16, 17, and 18 of Mohammed’s
Affidavit were contradictory to her earlier deposition testimony. The trial court relied
upon Pinczkowski v. Norfolk S. Ry. Co., 153 N.C. App. 435, 440, 571 S.E.2d 4, 7 (2002),
and Hawkins v. Emergency Med. Physicians of Craven Cnty., PLLC, 240 N.C. App.
337, 342, 770 S.E.2d 159, 163 (2015), in its rulings.
This Court in Pinczkowski prohibited a plaintiff from “creat[ing] issues of fact
by a last-minute filing of an affidavit which is contradictory to his deposition
testimony as a whole.” 153 N.C. App. at 441, 571 S.E.2d at 7 (citation omitted). “[W]e
have held that a party opposing a motion for summary judgment cannot create a
genuine issue of material fact by filing an affidavit contradicting his prior sworn
testimony.” Id. at 440, 571 S.E.2d at 7.
Here, the trial court ruled Plaintiff had attempted to create a last-minute issue
of material fact by reviewing Cabarrus County and Concord 2018 demographic
information for the first time. At Nurse Mohammed’s deposition in April 2023, her
opinion of required standard of care was based upon her review of Cabarrus County’s
demographic information for 2011 and 2012, six to seven years before Decedent fell
at CHMA.
Nurse Mohammed’s affidavit contradicted her prior deposition testimony
about the demographic data she reviewed when forming her opinion of required
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standard of care. In paragraph 12 of Mohammed’s Affidavit, which was filed one
week prior to the hearing on Defendants’ motions, Nurse Mohammed testified for the
first time that she had reviewed Cabarrus County’s and Concord’s 2018 demographic
information. In paragraph 13 of Mohammed’s Affidavit, she also testified for the first
time she was aware of the resources in place at the Concord CHMA hospital where
Decedent had fallen.
Nurse Mohammed opined in paragraphs 16, 17, and 18 of her affidavit Mayton
had breached the applicable standard of care and she had formed this opinion as early
as January 2021. This statement also contradicts Nurse Mohammed’s prior
deposition testimony.
When asked which healthcare providers she would offer opinions about in this
case during her 21 April 2023 deposition, she provided the following responses:
Q: I want to know what the names of – which providers you are going to be offering opinions to.
A: The two nurses, Monique Ellis and Deborah Sears.
Q: Are those the only two providers that you intend to offer opinions to today?
A: Yes.
During her second deposition on 23 May 2022, Nurse Mohammed testified she
had formed an opinion about Mayton after reviewing Mayton’s deposition, which
happened between her two depositions taken in April and May 2023.
In her affidavit on 27 September 2023, Nurse Mohammed stated “contrary to
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the line of questioning in my May 2023 deposition, I did form an opinion regarding
the breach of the standard of care by Defendant Mayton . . . that I completed in
January 2021.” She further stated “[i]t was only after Ms. Mayton’s deposition did I
have more factual information regarding her role in treating [Decedent] and could
give a full (‘constructive’) opinion.” In paragraph 18, she attempted to explain her
exclusion of Mayton in the list of providers she was offering an opinion, by asserting
Mayton was included in the “catch all phrase of ‘all nurses.’” Mayton, although a
certified nursing assistant, was not a registered nurse when caring for Decedent.
Given the contradictions between Nurse Mohammed’s earlier deposition
statements and her affidavit attached to Plaintiffs’ responsive briefs, Plaintiffs have
failed to show the trial court abused its discretion by striking contradictory
paragraphs 12, 13, 16, 17, and 18 from Mohammed’s affidavit. See Pinczkowski, 153
N.C. App. at 440, 571 S.E.2d at 7; Hawkins, 240 N.C. App. at 342, 770 S.E.2d at 163;
Zander, 289 N.C. App. at 598, 890 S.E.2d at 799; Hamilton, 187 N.C. App. at 792, 654
S.E.2d at 710. Plaintiffs cannot “create issues of fact by a last-minute filing of an
affidavit which is contradictory to [their] deposition testimony as a whole.”
Pinczkowski, 153 N.C. App. at 441, 571 S.E.2d at 7. Plaintiffs’ arguments are
overruled.
V. Motion for Summary Judgment
The party moving for summary judgment “bears the burden of bringing forth
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a forecast of evidence which tends to establish that there are no triable issues of
material fact.” Creech v. Melnik, 347 N.C. 520, 526, 495 S.E.2d 907, 911 (1998)
(citation omitted). We consider the evidence in the light most favorable to the
nonmoving party, and “any doubt as to the existence of an issue of triable fact must
be resolved in favor of the party against whom summary judgment is contemplated.”
Id.
We review an order granting summary judgment de novo. See Bryan v.
Kittinger, 282 N.C. App. 435, 437, 871 S.E.2d 560, 562 (2022). We determine whether
“the pleadings, depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine issue as to any
material fact and that any party is entitled to a judgment as a matter of law.” N.C.
Gen Stat. § 1A-1, Rule 56(c) (2023).
“Generally, the trial court’s decision to allow or disqualify an expert ‘will not
be reversed on appeal absent a showing of abuse of discretion.’” DaSilva v. WakeMed,
375 N.C. 1, 4, 846 S.E.2d 634, 638 (2020) (quoting State v. McGrady, 368 N.C. 880,
893, 787 S.E.2d 1, 11 (2016)).
1. Statutory Standard of Care
Our statutes provide for two forms of medical malpractice. A plaintiff may
bring a claim under N.C. Gen. Stat. § 90-21.11(2)(a) “for damages for personal injury
or death arising out of the furnishing or failure to furnish professional services in the
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performance of medical, dental, or other health care by a health care provider.” N.C.
Gen. Stat. § 90-21.11(2)(a) (2023). A plaintiff may also assert a medical malpractice
claim under N.C. Gen. Stat. § 90-21.11(2)(b) “against a hospital,” or other statutorily
allowed health care facility, for breaching their “administrative or corporate duties to
the patient,” if it “arises from the same facts or circumstances as a claim under” § 90-
21.11(2)(a). N.C. Gen. Stat. § 90-21.11(2)(b) (2023).
“Because questions regarding the standard of care for health care professionals
ordinarily require highly specialized knowledge, the plaintiff must establish the
relevant standard of care through expert testimony.” Smith v. Whitmer, 159 N.C.
App. 192, 195, 582 S.E.2d 669, 671-72 (2003) (citations omitted).
If a plaintiff asserts a claim under N.C. Gen. Stat. § 90-21.11(2)(a), the health
care provider shall not be liable unless the trier of fact finds the care provided “was
not in accordance with the standards of practice among members of the same health
care profession with similar training and experience situated in the same or similar
communities under the same or similar circumstances at the time of the alleged act
giving rise to the cause of action.” N.C. Gen. Stat. § 90-21.12(a) (2023).
If a plaintiff asserts a claim under N.C. Gen. Stat. § 90-21.11(2)(b), the health
care provider shall not be liable for “action or inaction” unless the care provided “was
not in accordance with the standards of practice among similar health care providers
situated in the same or similar communities under the same or similar circumstances
at the time of the alleged act giving rise to the cause of action.” N.C. Gen. Stat. § 90-
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21.12(a).
This Court has explained, “[b]y adopting the ‘similar community’ rule in G.S.
90-21.12 it was the intent of the General Assembly to avoid the adoption of a national
or regional standard of care for health providers. . . .” Pager v. Wilson Mem’l Hosp.,
49 N.C. App. 533, 535, 272 S.E.2d 8, 10 (1980).
2. N.C. Gen. Stat. § 1A-1, Rule 9(j)
Rule 9(j) requires a plaintiff asserting a medical malpractice complaint under
N.C. Gen. Stat. § 90-21.12 to have the medical care and all medical records in
question reviewed by “a person who is reasonably expected to qualify as an expert
witness under Rule 702 of the Rules of Evidence and who is willing to testify that the
medical care did not comply with the applicable standard of care.” N.C. Gen. Stat.
§ 1A-1, Rule 9(j)(1) (2023).
“Rule 9(j) serves as a gatekeeper, enacted by the legislature, to prevent
frivolous malpractice claims by requiring expert review before filing of the action.”
Preston v. Movahed, 374 N.C. 177, 182, 840 S.E.2d 174, 182 (2020) (quoting Vaughan
v. Mashburn, 371 N.C. 428, 434, 817 S.E.2d 370, 375 (2018)). Our General Assembly
intended “to provide a more specialized and stringent procedure for plaintiffs in
medical malpractice claims through Rule 9(j)’s requirement of expert certification
prior to the filing of a complaint.” Thigpen v. Ngo, 355 N.C. 198, 203-04, 558 S.E.2d
162, 166 (2002).
“Because Rule 9(j) requires certification at the time of filing that the necessary
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expert review has occurred, compliance or noncompliance with the Rule is determined
at the time of filing.” Moore v. Proper, 366 N.C. 25, 31, 726 S.E.2d 812, 817 (2012).
Our Rules of Civil Procedure have special pleading requirements for claims
brought under N.C. Gen. Stat. § 90-21.11(2):
(j) Medical malpractice.--Any complaint alleging medical malpractice by a health care provider pursuant to G.S. 90- 21.11(2)a. in failing to comply with the applicable standard of care under G.S. 90-21.12 shall be dismissed unless:
(1) The pleading specifically asserts that the medical care and all medical records pertaining to the alleged negligence that are available to the plaintiff after reasonable inquiry have been reviewed by a person who is reasonably expected to qualify as an expert witness under Rule 702 of the Rules of Evidence and who is willing to testify that the medical care did not comply with the applicable standard of care;
(2) The pleading specifically asserts that the medical care and all medical records pertaining to the alleged negligence that are available to the plaintiff after reasonable inquiry have been reviewed by a person that the complainant will seek to have qualified as an expert witness by motion under Rule 702(e) of the Rules of Evidence and who is willing to testify that the medical care did not comply with the applicable standard of care, and the motion is filed with the complaint; or
(3) The pleading alleges facts establishing negligence under the existing common-law doctrine of res ipsa loquitur.
N.C. Gen. Stat. § 1A-1, Rule 9(j)(1) (italics supplied).
3. N.C. Gen. Stat. § 8C-1, Rule 702(b)
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Rule 702(b) of the Rules of Evidence sets forth special standards for admission
of standard of care expert witnesses in the medical malpractice context:
(b) In a medical malpractice action as defined in G.S. 90- 21.11, a person shall not give expert testimony on the appropriate standard of health care as defined in G.S. 90- 21.12 unless the person is a licensed health care provider in this State or another state and meets the following criteria: (1) If the party against whom or on whose behalf the testimony is offered is a specialist, the expert witness must:
a. Specialize in the same specialty as the party against whom or on whose behalf the testimony is offered; or
b. Specialize in a similar specialty which includes within its specialty the performance of the procedure that is the subject of the complaint and have prior experience treating similar patients.
(2) During the year immediately preceding the date of the occurrence that is the basis for the action, the expert witness must have devoted a majority of his or her professional time to either or both of the following:
a. The active clinical practice of the same health profession in which the party against whom or on whose behalf the testimony is offered, and if that party is a specialist, the active clinical practice of the same specialty or a similar specialty which includes within its specialty the performance of the procedure that is the subject of the complaint and have prior experience treating similar patients; or
b. The instruction of students in an accredited
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health professional school or accredited residency or clinical research program in the same health profession in which the party against whom or on whose behalf the testimony is offered, and if that party is a specialist, an accredited health professional school or accredited residency or clinical research program in the same specialty.
N.C. Gen. Stat. § 8C-1, Rule 702(b) (2023).
If a plaintiff fails to obtain an expert certification pursuant to Rule 9(j) of Civil
Procedure, which incorporates the requirements of Rule 702(b) for standard of care
expert witness qualification, the plaintiff has failed to meet the requirements to
assert a medical malpractice claim under N.C. Gen. Stat. § 90-21.11(2)(a) or (b).
4. “Same or Similar Community”
A plaintiff fails to assert a viable claim under N.C. Gen. Stat. § 90-21.11(a) or
(b) without an expert who can testify to the “same or similar” requirements in N.C.
Gen. Stat. § 90-21.12(a).
This Court affirmed a trial court’s decision to grant a directed verdict in favor
of the defendant-health care provider, because the plaintiffs’ standard of care expert
witness had attempted to apply a national standard of care. See Henry v. Se. OB-
GYN Assocs., P.A., 145 N.C. App. 208, 212-13, 550 S.E.2d 245, 248, aff’d, 354 N.C.
570, 557 S.E.2d 530 (2001). In Henry, the plaintiffs argued its desired expert, an
obstetrics and gynecological physician, who practiced in Spartanburg, South
Carolina, could “competently testify to the prevailing standard of pre-natal and
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obstetrical care in Wilmington, because he was familiar with the applicable national
standard of care.” Id. at 209, 550 S.E.2d at 246.
This Court held plaintiffs’ expert “was unfamiliar with the relevant standard
of care, his opinion as to whether defendants met that standard [wa]s unfounded and
irrelevant, and thus [held] that the trial court properly excluded Dr. Chauhan’s
testimony.” Id. at 213, 550 S.E.2d at 248.
“To adopt plaintiffs’ argument, this Court would have to ignore the plain
language of N.C. Gen. Stat. § 90-21.12 and its evidentiary requirement that the
‘similar community’ rule imposes, as well as well-established case law.” Id. at 212,
550 S.E.2d at 248. See also John M. Tyson, Statutory Standards of Care for North
Carolina Health Care Providers, 1 Campbell L. Rev. 111, 115-25 (1979); Elizabeth J.
Armstrong, Nurse Malpractice in North Carolina: The Standard of Care, 65 N.C. L.
Rev. 579, 581 (1987); Robert G. Byrd, The North Carolina Medical Malpractice
Statute, 62 N.C. L. Rev. 711, 716 (1984).
During Nurse Mohammed’s first deposition, she explained she was applying a
national standard of care:
Q. Okay. Is the standard of care as you are applying it in this case the same for a nurse practicing in New York as it would be for a nurse practicing in Houston, Texas?
A. Yes.
Q. So it’s a national standard of care that you are applying?
A. Correct.
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The trial court found Nurse Mohammed, as Plaintiffs’ “sole standard of care
expert,” had “failed to make the statutorily required connection to the community in
which the alleged malpractice took place or to a similarly situated community.” The
trial court further held Nurse Mohammed had “failed to demonstrate that she was
sufficiently familiar with the standard of care among members of the same healthcare
profession with similar training and experience situated in the same or similar
communities at the time of the alleged act[.]” Because Nurse Mohammed was
Plaintiffs’ sole standard of care expert witness proffered, the “exclusion of testimony
from [Nurse] Mohammed renders Plaintiff[s] unable to establish an essential element
of her claims, and summary judgment in favor of Defendants [was] appropriate.”
Given Nurse Mohammed’s express deposition testimony about applying a
national standard of care, the trial court did not err by excluding her testimony. Id.
at 212-13, 550 S.E.2d at 248. Without a competent expert witness to establish the
applicable standard of care and negligence, Defendants were entitled to summary
judgment as a matter of law. Id.
VI. Rule 702(e)
“[T]his Court has uniformly held that the competency of a witness to testify as
an expert is a question primarily addressed to the court, and his discretion is
ordinarily conclusive, that is, unless there be no evidence to support the finding, or
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unless the judge abuse[d] his discretion.” State v. Moore, 245 N.C. 158, 164, 95 S.E.2d
548, 552 (1956).
“Generally, the trial court’s decision to allow or disqualify an expert will not be
reversed on appeal absent a showing of abuse of discretion.” DaSilva v. WakeMed,
375 N.C. 1, 4, 846 S.E.2d 634, 638 (2020) (citation and internal quotation marks
omitted). “The standard of review remains the same whether the trial court has
admitted or excluded the testimony—even when the exclusion of expert testimony
results in summary judgment and thereby becomes ‘outcome determinative.’” State
v. McGrady, 368 N.C. 880, 787 S.E.2d 1, 11 (2016) (quoting General Electric Co. v.
Joiner, 522 U.S. 136, 142-43, 139 L.Ed.2d 508 (1997)).
“A trial court may be reversed for an abuse of discretion only upon a showing
that its ruling was so arbitrary that it could not have been the result of a reasoned
decision.” Hamilton, 187 N.C. App. at 792, 654 S.E.2d at 710 (internal quotations
omitted).
Plaintiffs argue Nurse Mohammed should have been allowed to testify
pursuant to Rule 702(e) of the Rules of Evidence. Rule 702(e) permits a trial court to
allow an expert to testify:
on the appropriate standard of health care by a witness who does not meet the requirements of subsection (b) or (c) of this Rule, but who is otherwise qualified as an expert witness, upon a showing by the movant of extraordinary circumstances and a determination by the court that the
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motion should be allowed to serve the ends of justice.
N.C. Gen. Stat. § 8C-1, Rule 702(e) (2023).
Plaintiffs argue “[t]here simply cannot be any legitimate or credible argument
that [Nurse] Mohammed is not qualified to render an opinion on the subject of Morse
Fall Risk Protocol Implementation and Interventions.” Plaintiffs assert Nurse
Mohammed is not a “hired gun,” and Plaintiffs should “be entitled at a minimum to
have [their] day in court.”
The record on appeal is devoid of any extraordinary circumstances to support
the certification or admission of Nurse Mohammed under Rule 702(e), nor do
Plaintiffs argue such circumstances exist. See Knox v. Univ. Health Sys. of E.
Carolina, Inc., 187 N.C. App. 279, 284, 652 S.E.2d 722, 725 (2007) (citing N.C. Gen.
Stat. § 8C-1, Rule 702(e)). Plaintiffs’ argument is overruled.
VII. Conclusion
Contradictions existed between Nurse Mohammed’s earlier depositions’
statements and the affidavit attached to Plaintiffs’ responsive briefs. Pinczkowski,
153 N.C. App. at 440, 571 S.E.2d at 7; Hawkins, 240 N.C. App. at 342, 770 S.E.2d at
163; Zander, 289 N.C. App. at 598, 890 S.E.2d at 799; Hamilton, 187 N.C. App. at
792, 654 S.E.2d at 710. Plaintiffs’ decision to file an affidavit, which was contrary to
the expert witness’s prior deposition testimony, at the “last-minute” does not create
a genuine issue of material fact to deny summary judgment. Pinczkowski, 153 N.C.
App. at 441, 571 S.E.2d at 7. Plaintiffs have failed to show the trial court abused its
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discretion by striking contradictory paragraphs 12, 13, 16, 17, and 18 from
Mohammed’s affidavit.
The trial court did not err by excluding Nurse Mohammed’s deposition
testimony. She testified to applying a national standard of care during her deposition
contrary to the statutory standard of care. Henry, 145 N.C. App. at 212-13, 550
S.E.2d at 248. Without an expert witness to establish standard of care and
negligence, Defendants were entitled to summary judgment as a matter of law. Id.
Plaintiff has failed to present any “extraordinary circumstances” to justify the
certification of Nurse Mohammed under Rule 702(e). See Knox, 187 N.C. App. at 284,
652 S.E.2d at 725. The trial court’s order is affirmed. It is so ordered.
AFFIRMED.
Judges COLLINS and GRIFFIN concur.
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