1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 DAVID PATRICK DITTO, Case No.: 15cv2756 JAH (PCL)
12 Petitioner, ORDER ADOPTING THE 13 v. MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION AND 14 JEFFREY MACOMBER, DENYING PETITION FOR WRIT 15 Respondent.1 OF HABEAS CORPUS AND DENYING CERTIFICATE OF 16 APPEALABILITY 17 18 INTRODUCTION 19 Pending before the Court is Petitioner David Ditto’s Petition for a Writ of Habeas 20 Corpus pursuant to 28 U.S.C. § 2254. Respondent filed an answer and Petitioner filed a 21 traverse. Pursuant to 28 U.S.C. § 636(b)(1), the Honorable Peter C. Lewis, United States 22 Magistrate Judge, submitted a Report and Recommendation (“Report”) to this Court 23 recommending that this Court deny the petition. Petitioner filed objections to the Report. 24 Respondent did not file objections or a reply to Petitioner’s objections. After careful 25
26 1 Jeffrey Beard is no longer the Secretary of the California Department of Corrections and 27 Rehabilitation; Jeffrey Macomber has recently been appointed Secretary of that agency. The Court therefore substitutes “Jeffrey Macomber” as Respondent in place of “Jeffrey Beard.” See Fed. R. Civ. P. 28 1 consideration of the pleadings and relevant exhibits submitted by the parties, and for the 2 reasons set forth below, this Court OVERRULES Petitioner’s objections, ADOPTS Judge 3 Lewis’s Report, DENIES the Petition in its entirety, and DENIES a certificate of 4 appealability. 5 BACKGROUND2 6 On October 24, 2011 a jury convicted Petitioner of first-degree murder of his wife, 7 Karina Ditto, in violation of California Penal Code § 187(a). Lodg. 6 at 3915–16, Doc. 8 No. 29-23. Petitioner was sentenced to 25 years to life. Id. at 3929. 9 Petitioner appealed his conviction to the California Court of Appeal which affirmed 10 the decision in an unpublished opinion filed on June 12, 2014. Lodg. 1, Doc. No. 27-1. 11 Petitioner raised the same arguments in a petition for review before the California Supreme 12 Court. Lodg. 9, Doc. No. 29-26. The California Supreme Court summarily denied that 13 petition on September 10, 2014. Lodg. 10, Doc. No. 29-27. 14 On April 2, 2015, Petitioner filed an original petition for writ of habeas corpus in the 15 Supreme Court of California, raising six claims of ineffective assistance of counsel. Lodg. 16 3, Doc. No. 27-3. While that case was still pending, on December 7, 2015, Petitioner filed 17 the instant Petition for Writ of Habeas Corpus in this Court pursuant to 28 U.S.C. § 2254 18 challenging his California state court conviction. Doc. No. 1 (“Pet.”). In the Petition, 19 Petitioner raises in Ground One a claim of denial of the right to present a defense under the 20 Sixth Amendment (that was decided in the state court on direct appeal) and in Ground Two 21 a claim of ineffective assistance of counsel containing six separate sub-claims that were 22 raised in the then-pending California Supreme Court habeas petition. Id. at 5–38. 23 Petitioner asked this Court to stay and abey this federal action until the state court 24 ruled on the unexhausted claims. Doc. No. 5. Respondent did not object. Doc. No. 6. 25 Accordingly, Judge Lewis issued the stay. Doc. No. 7. The California Supreme Court 26
27 28 2 The underlying facts set forth in the Report are adopted in toto and referenced as if fully set forth 1 issued a general denial on the merits of the state petition on July 13, 2016. Lodg. 4, Doc. 2 No. 27-4. On March 18, 2017, Petitioner sought leave in this Court to add five new claims 3 that have not been exhausted in state court. Doc. Nos. 22–24. Judge Lewis denied leave 4 to amend initially and once again on reconsideration. Doc. Nos. 36, 40.3 Respondent filed 5 an answer on April 14, 2017. Doc. No. 32 (“Answer”). Petitioner filed a traverse on 6 September 18, 2017. Doc. No. 46 (“Traverse”). 7 On December 8, 2017, Judge Lewis filed a Report recommending that the Court 8 deny the Petition. Doc. No. 47 (“Report”). Petitioner filed objections to the Report. Doc. 9 No. 49 (“Objs.”). Respondent did not file objections or reply to Petitioner’s objections. 10 LEGAL STANDARD 11 I. Scope of Review of Report and Recommendation 12 The district court’s role in reviewing a magistrate judge’s report and 13 recommendation is set forth in 28 U.S.C. § 636(b)(1). Under this statute, the district court 14 “shall make a de novo determination of those portions of the report . . . to which objection 15 is made,” and “may accept, reject, or modify, in whole or in part, the findings or 16 recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1). When no 17 objections are filed, the Court may assume the correctness of the magistrate judge’s 18 findings of fact and the district court is not required to conduct a de novo review of the 19 magistrate judge’s report and recommendation. See Wang v. Masaitis, 416 F.3d 992, 1000 20 n.13 (9th Cir. 2005) (stating that “de novo review of a R & R is only required when an 21 objection is made”); United States v. Reyna–Tapia, 328 F.3d 1114, 1121 (9th Cir. 2003) 22 (en banc) (holding that 28 U.S.C. § 636(b)(1)(c) “makes it clear that the district judge must 23 review the magistrate judge’s findings and recommendations de novo if objection is made, 24 but not otherwise”). 25 26
27 3 Petitioner objects to Judge Lewis’s orders denying him leave to amend. Objs. at 2. The Court 28 1 II. Scope of Review of Federal Habeas Petition Pursuant to 28 U.S.C. § 2254 2 This Petition is governed by the provisions of the Antiterrorism and Effective Death 3 Penalty Act of 1996 (“AEDPA”). See Lindh v. Murphy, 521 U.S. 320 (1997). Under 4 AEDPA, a habeas petition will not be granted with respect to any claim adjudicated on the 5 merits by the state court unless that adjudication: (1) resulted in a decision that was contrary 6 to, or involved an unreasonable application of clearly established federal law; or (2) 7 resulted in a decision that was based on an unreasonable determination of the facts in light 8 of the evidence presented at the state court proceeding. 28 U.S.C. § 2254(d); Early v. 9 Packer, 537 U.S. 3, 7–8 (2002). In deciding a state prisoner’s habeas petition, a federal 10 court is not called upon to decide whether it agrees with the state court’s determination; 11 rather, the court applies an extraordinarily deferential review, inquiring only whether the 12 state court’s decision was objectively unreasonable. See Yarborough v. Gentry, 540 U.S. 13 1, 4 (2003); Medina v. Hornung, 386 F.3d 872, 877 (9th Cir. 2004).
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 DAVID PATRICK DITTO, Case No.: 15cv2756 JAH (PCL)
12 Petitioner, ORDER ADOPTING THE 13 v. MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION AND 14 JEFFREY MACOMBER, DENYING PETITION FOR WRIT 15 Respondent.1 OF HABEAS CORPUS AND DENYING CERTIFICATE OF 16 APPEALABILITY 17 18 INTRODUCTION 19 Pending before the Court is Petitioner David Ditto’s Petition for a Writ of Habeas 20 Corpus pursuant to 28 U.S.C. § 2254. Respondent filed an answer and Petitioner filed a 21 traverse. Pursuant to 28 U.S.C. § 636(b)(1), the Honorable Peter C. Lewis, United States 22 Magistrate Judge, submitted a Report and Recommendation (“Report”) to this Court 23 recommending that this Court deny the petition. Petitioner filed objections to the Report. 24 Respondent did not file objections or a reply to Petitioner’s objections. After careful 25
26 1 Jeffrey Beard is no longer the Secretary of the California Department of Corrections and 27 Rehabilitation; Jeffrey Macomber has recently been appointed Secretary of that agency. The Court therefore substitutes “Jeffrey Macomber” as Respondent in place of “Jeffrey Beard.” See Fed. R. Civ. P. 28 1 consideration of the pleadings and relevant exhibits submitted by the parties, and for the 2 reasons set forth below, this Court OVERRULES Petitioner’s objections, ADOPTS Judge 3 Lewis’s Report, DENIES the Petition in its entirety, and DENIES a certificate of 4 appealability. 5 BACKGROUND2 6 On October 24, 2011 a jury convicted Petitioner of first-degree murder of his wife, 7 Karina Ditto, in violation of California Penal Code § 187(a). Lodg. 6 at 3915–16, Doc. 8 No. 29-23. Petitioner was sentenced to 25 years to life. Id. at 3929. 9 Petitioner appealed his conviction to the California Court of Appeal which affirmed 10 the decision in an unpublished opinion filed on June 12, 2014. Lodg. 1, Doc. No. 27-1. 11 Petitioner raised the same arguments in a petition for review before the California Supreme 12 Court. Lodg. 9, Doc. No. 29-26. The California Supreme Court summarily denied that 13 petition on September 10, 2014. Lodg. 10, Doc. No. 29-27. 14 On April 2, 2015, Petitioner filed an original petition for writ of habeas corpus in the 15 Supreme Court of California, raising six claims of ineffective assistance of counsel. Lodg. 16 3, Doc. No. 27-3. While that case was still pending, on December 7, 2015, Petitioner filed 17 the instant Petition for Writ of Habeas Corpus in this Court pursuant to 28 U.S.C. § 2254 18 challenging his California state court conviction. Doc. No. 1 (“Pet.”). In the Petition, 19 Petitioner raises in Ground One a claim of denial of the right to present a defense under the 20 Sixth Amendment (that was decided in the state court on direct appeal) and in Ground Two 21 a claim of ineffective assistance of counsel containing six separate sub-claims that were 22 raised in the then-pending California Supreme Court habeas petition. Id. at 5–38. 23 Petitioner asked this Court to stay and abey this federal action until the state court 24 ruled on the unexhausted claims. Doc. No. 5. Respondent did not object. Doc. No. 6. 25 Accordingly, Judge Lewis issued the stay. Doc. No. 7. The California Supreme Court 26
27 28 2 The underlying facts set forth in the Report are adopted in toto and referenced as if fully set forth 1 issued a general denial on the merits of the state petition on July 13, 2016. Lodg. 4, Doc. 2 No. 27-4. On March 18, 2017, Petitioner sought leave in this Court to add five new claims 3 that have not been exhausted in state court. Doc. Nos. 22–24. Judge Lewis denied leave 4 to amend initially and once again on reconsideration. Doc. Nos. 36, 40.3 Respondent filed 5 an answer on April 14, 2017. Doc. No. 32 (“Answer”). Petitioner filed a traverse on 6 September 18, 2017. Doc. No. 46 (“Traverse”). 7 On December 8, 2017, Judge Lewis filed a Report recommending that the Court 8 deny the Petition. Doc. No. 47 (“Report”). Petitioner filed objections to the Report. Doc. 9 No. 49 (“Objs.”). Respondent did not file objections or reply to Petitioner’s objections. 10 LEGAL STANDARD 11 I. Scope of Review of Report and Recommendation 12 The district court’s role in reviewing a magistrate judge’s report and 13 recommendation is set forth in 28 U.S.C. § 636(b)(1). Under this statute, the district court 14 “shall make a de novo determination of those portions of the report . . . to which objection 15 is made,” and “may accept, reject, or modify, in whole or in part, the findings or 16 recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1). When no 17 objections are filed, the Court may assume the correctness of the magistrate judge’s 18 findings of fact and the district court is not required to conduct a de novo review of the 19 magistrate judge’s report and recommendation. See Wang v. Masaitis, 416 F.3d 992, 1000 20 n.13 (9th Cir. 2005) (stating that “de novo review of a R & R is only required when an 21 objection is made”); United States v. Reyna–Tapia, 328 F.3d 1114, 1121 (9th Cir. 2003) 22 (en banc) (holding that 28 U.S.C. § 636(b)(1)(c) “makes it clear that the district judge must 23 review the magistrate judge’s findings and recommendations de novo if objection is made, 24 but not otherwise”). 25 26
27 3 Petitioner objects to Judge Lewis’s orders denying him leave to amend. Objs. at 2. The Court 28 1 II. Scope of Review of Federal Habeas Petition Pursuant to 28 U.S.C. § 2254 2 This Petition is governed by the provisions of the Antiterrorism and Effective Death 3 Penalty Act of 1996 (“AEDPA”). See Lindh v. Murphy, 521 U.S. 320 (1997). Under 4 AEDPA, a habeas petition will not be granted with respect to any claim adjudicated on the 5 merits by the state court unless that adjudication: (1) resulted in a decision that was contrary 6 to, or involved an unreasonable application of clearly established federal law; or (2) 7 resulted in a decision that was based on an unreasonable determination of the facts in light 8 of the evidence presented at the state court proceeding. 28 U.S.C. § 2254(d); Early v. 9 Packer, 537 U.S. 3, 7–8 (2002). In deciding a state prisoner’s habeas petition, a federal 10 court is not called upon to decide whether it agrees with the state court’s determination; 11 rather, the court applies an extraordinarily deferential review, inquiring only whether the 12 state court’s decision was objectively unreasonable. See Yarborough v. Gentry, 540 U.S. 13 1, 4 (2003); Medina v. Hornung, 386 F.3d 872, 877 (9th Cir. 2004). 14 A federal habeas court may grant relief under the “contrary to” clause if the state 15 court applied a rule different from the governing law set forth in Supreme Court cases, or 16 if it decided a case differently than the Supreme Court on a set of materially 17 indistinguishable facts. See Bell v. Cone, 535 U.S. 685, 694 (2002). The Court may grant 18 relief under the “unreasonable application” clause if the state court correctly identified the 19 governing legal principle from Supreme Court decisions but unreasonably applied those 20 decisions to the facts of a particular case. Id. Additionally, the “unreasonable application” 21 clause requires that the state court decision be more than incorrect or erroneous; to warrant 22 habeas relief, the state court’s application of clearly established federal law must be 23 “objectively unreasonable.” See Lockyer v. Andrade, 538 U.S. 63, 75 (2003). The Court 24 may also grant relief if the state court’s decision was based on an unreasonable 25 determination of the facts. 28 U.S.C. § 2254(d)(2). 26 Where there is no reasoned decision from the state’s highest court, the Court “looks 27 through” to the last reasoned state court decision and presumes it provides the basis for the 28 higher court’s denial of a claim or claims. See Ylst v. Nunnemaker, 501 U.S. 797, 805–06 1 (1991). If the dispositive state court order does not “furnish a basis for its reasoning,” 2 federal habeas courts must conduct an independent review of the record to determine 3 whether the state court’s decision is contrary to, or an unreasonable application of, clearly 4 established Supreme Court law. See Delgado v. Lewis, 223 F.3d 976, 982 (9th Cir. 2000) 5 (overruled on other grounds by Andrade, 538 U.S. at 75–76); accord Himes v. Thompson, 6 336 F.3d 848, 853 (9th Cir. 2003). Clearly established federal law, for purposes of 7 § 2254(d), means “the governing principle or principles set forth by the Supreme Court at 8 the time the state court renders its decision.” Andrade, 538 U.S. at 72. 9 ANALYSIS 10 The Petition raises two grounds: (1) denial of the right to present a defense under the 11 Sixth Amendment; and (2) ineffective assistance of counsel. The Court will examine each 12 in turn. 13 I. Ground One 14 Petitioner argues that the trial court denied him a right to present a defense under the 15 Sixth Amendment when it refused to allow him to reopen his case and present evidence 16 purportedly showing Karina’s body temperature at the hospital. At the close of the 17 evidence phase of trial, defense counsel moved to admit into evidence four medical 18 documents containing references to Karina’s body temperature at the hospital. Lodg. 1 at 19 14. The trial court ultimately denied the motion with respect to three documents, 20 explaining that they were confusing and cumulative under California Evidence Code 21 section 352. Id. at 14–15.4 The trial court did allow Petitioner to argue the issue of Karina’s 22 alleged hypothermia on closing. Id. On direct appeal, Petitioner argued that the trial 23 court’s evidentiary ruling violated his federal rights to due process under the Fifth 24 Amendment and to confront witnesses under the Sixth Amendment. Lodg. 7 at 66–67, 25
26 4 That provision provides in full, “The court in its discretion may exclude evidence if its probative value 27 is substantially outweighed by the probability that its admission will (a) necessitate undue consumption of time or (b) create substantial danger of undue prejudice, of confusing the issues, or of misleading the 28 1 Doc. No. 29-24. The California Court of Appeal for the Fourth Appellate District rejected 2 this argument: 3 The trial court carefully evaluated Ditto’s request to admit the documents, and based its refusal to do so on the applicable law—in particular Evidence Code section 253— 4 finding that the medical records were cumulative and confusing to the jury. We also 5 note that in excluding the medical documents, the court likely considered the fact they were unauthenticated. Defense counsel conceded as much when he noted that 6 he had not obtained a witness to authenticate the documents. We reject Ditto’s claim 7 the court’s error was of constitutional dimension. The application of ordinary rules of evidence like Evidence Code section 352 does not implicate the federal 8 Constitution. 9 Lodg. 1 at 15–16 (citation omitted). 10 Petitioner argues that the California Court of Appeal’s rejection of his constitutional 11 claim is contrary to clearly established law and an unreasonable application of law to the 12 facts. Traverse at 3. He maintains that the standard of review should be de novo because 13 the California Court of Appeal “did not address th[e] underlying federal constitutional 14 issue.” Pet. at 7–8. On the merits, Petitioner contends that the evidentiary ruling deprived 15 him of a constitutional right to present a defense because these documents showed that 16 Karina’s body temperature was still warm even upon her arrival at the hospital, which 17 would undercut the prosecution’s theory that Karina was already cold by the time the first 18 responders arrived at their home and that Petitioner lied about the cause of her injuries. Id. 19 at 8. Respondent argues that the Court of Appeal’s decision is entitled to AEDPA 20 deference and that it was reasonable because the federal Constitution does not govern the 21 application of ordinary rules of evidence. Answer at 13. Judge Lewis agreed with 22 Respondent’s position. Report at 10–11. 23 The Court finds that the appropriate standard of review for Ground One is deference 24 under AEDPA. Contrary to Petitioner’s assertion, the California Court of Appeal 25 addressed Petitioner’s constitutional argument. It expressly “reject[ed]” this argument, 26 explaining that “[t]he application of ordinary rules of evidence like Evidence Code section 27 352 does not implicate the federal Constitution.” Lodg. 1 at 16 (citation omitted). 28 1 Petitioner makes much of the fact that the state opinion cited state, rather than federal, 2 caselaw in support of this proposition. Traverse at 3. But AEDPA does not require a state 3 opinion to cite Supreme Court caselaw. See Early, 537 U.S. at 8 (“Avoiding these pitfalls 4 does not require citation of our cases—indeed, it does not even require awareness of our 5 cases, so long as neither the reasoning nor the result of the state-court decision contradicts 6 them.” (emphasis in original)). Because the state court addressed Petitioner’s 7 constitutional claim “on the merits,” its reasoning and decision is entitled to AEDPA 8 deference. 28 U.S.C. § 2254(d).5 9 Applying AEDPA deference, the Court agrees with Judge Lewis that “the California 10 Court of Appeal was right to reject Petitioner’s claim that the trial court committed an error 11 of constitutional dimension.” Report at 11. The California Court of Appeal stated that 12 “[t]he application of ordinary rules of evidence like Evidence Code section 352 does not 13 implicate the federal Constitution.” Lodg. 1 at 15–16 (citation omitted). Indeed, the 14 Supreme Court has clearly established that “state and federal rulemakers have broad 15 latitude under the Constitution to establish rules excluding evidence from criminal trials.” 16 Nevada v. Jackson, 569 U.S. 505, 509 (2013) (per curiam) (citation omitted); see also 17 Holmes v. South Carolina, 547 U.S. 319, 320 (2006) (noting that “well-established rules 18 of evidence permit trial judges to exclude evidence if its probative value is outweighed by 19 certain other factors such as unfair prejudice, confusion of the issues, or potential to 20 mislead the jury.”). “Such rules do not abridge an accused’s right to present a defense so 21 long as they are not ‘arbitrary’ or ‘disproportionate to the purposes they are designed to 22 serve.’” United States v. Scheffer, 523 U.S. 303, 308 (1998) (citation omitted). 23 Petitioner’s reliance on Chambers is misplaced. In that case, the defendant was not 24 25 5 Even if “the state court denied all relief without specifically addressing the federal claim,” this Court 26 would “presume that the state court adjudicated the claim on the merits” and “must determine what arguments or theories . . . could have supported the state court’s rejection of the federal claim, and then 27 give deference to those arguments or theories under AEDPA.” Amado v. Gonzalez, 758 F.3d 1119, 1131 (9th Cir. 2014) (cleaned up) (quoting Harrington v. Richter, 562 U.S. 86, 99 (2011)). Thus, even 28 1 permitted to cross-examine a witness named McDonald who had signed, then repudiated, 2 a confession to the murder of a police officer with which defendant was charged. 3 Chambers v. Mississippi, 410 U.S. 284, 291–92 (1973). The trial judge denied the 4 defendant an opportunity to cross-examine McDonald because he called him as a witness 5 and Mississippi common law did not allow a party to impeach his own witness. Id. at 295– 6 96. In addition, the trial judge relied on state hearsay rules to prevent the defendant from 7 calling three witnesses to whom McDonald had admitted that he shot the officer, even 8 though the hearsay testimony was otherwise reliable. Id. at 292. The Supreme Court 9 observed that “the rights to confront and cross-examine witnesses and call witnesses in 10 one’s behalf have long been recognized as essential to due process.” Id. at 294. The trial 11 court, it found, engaged in “technical[]” application of state rules to deny vital testimony 12 in aid of defendant’s defense. Id. at 298, 302. The Supreme Court held that “the exclusion 13 of this critical evidence, coupled with the State’s refusal to permit Chambers to cross- 14 examine McDonald, denied him a trial in accord with traditional and fundamental standards 15 of due process.” Id. at 302. 16 The Supreme Court has since characterized Chambers as a “rare[]” instance in which 17 the Court “held that the right to present a complete defense was violated by the exclusion 18 of defense evidence under a state rule of evidence.” Jackson, 569 U.S. at 509. Indeed, 19 Chambers limited its ruling to “the facts and circumstances of this case” and took pains to 20 reaffirm “the respect traditionally accorded to the States in the establishment and 21 implementation of their own criminal trial rules and procedures.” 410 U.S. at 302–03; see 22 also Perry v. Rushen, 713 F.2d 1447, 1452 (9th Cir. 1983) (explaining that the holding in 23 Chambers turned on “unusually compelling circumstances”). 24 This case is far afield from Chambers. Here, the trial judge employed a “widely 25 accepted rule of evidence law” to exclude documents that were cumulative, confusing, and 26 unauthenticated. Jackson, 569 U.S. at 510; compare Cal. Evid. Code § 352, with Fed. R. 27 Evid. 403 (federal version). Petitioner sought to introduce medical documents that he 28 wished to interpret differently than what the emergency room doctors and nurses claimed 1 in their testimony. Lodg. 1 at 14–15. Defense counsel conceded that he had not obtained 2 a witness to authenticate the documents. Id. at 16. Even so, the judge allowed in one of 3 these documents and permitted defense counsel to argue the issue of Karina’s purported 4 hypothermia to the jury. Id. at 14–15. In sum, “[t]he trial court carefully evaluated Ditto’s 5 request to admit the documents” and made routine evidentiary rulings that, although 6 adverse to Petitioner, still allowed him to present his defense. Id. at 15–16. There was 7 nothing “arbitrary” or “disproportionate” about those rulings. Scheffer, 523 U.S. at 308 8 (citation omitted). The California Court of Appeal’s decision was therefore reasonable. 9 II. Ground Two 10 Petitioner next claims that he was denied his right to effective assistance of counsel. 11 To establish ineffective assistance of counsel under federal law, Petitioner must prove: (1) 12 counsel’s representation fell below an objective standard of reasonableness; and (2) there 13 is a reasonable probability that, but for counsel’s errors, the result of the proceeding would 14 have been different. See Strickland v. Washington, 466 U.S. 668, 688, 694, 697 (1984). A 15 reasonable probability of a different result “is a probability sufficient to undermine 16 confidence in the outcome.” Id. at 694. The Court may reject the claim upon finding either 17 that counsel’s performance was reasonable or that the claimed error was not prejudicial. 18 Id. at 697; see also Rios v. Rocha, 299 F.3d 796, 805 (9th Cir. 2002) (“Failure to satisfy 19 either prong of the Strickland test obviates the need to consider the other.”). 20 Review of counsel’s performance is “highly deferential” and there is a “strong 21 presumption” that counsel rendered adequate assistance and exercised reasonable 22 professional judgment. Williams v. Woodford, 384 F.3d 567, 610 (9th Cir. 2004) (quoting 23 Strickland, 466 U.S. at 689). The Court must judge the reasonableness of counsel’s 24 conduct “on the facts of the particular case, viewed as of the time of counsel’s conduct.” 25 Strickland, 466 U.S. at 690. The Court may “neither second-guess counsel’s decisions, nor 26 apply the fabled twenty-twenty vision of hindsight.” Matylinsky v. Budge, 577 F.3d 1083, 27 1091 (9th Cir. 2009) (citation omitted). Petitioner bears the burden to “overcome the 28 presumption that, under the circumstances, the challenged action might be considered 1 sound trial strategy.” Strickland, 466 U.S. at 689 (internal quotations omitted). 2 The Supreme Court has explained how to analyze Strickland in the context of 3 AEDPA: 4 Establishing that a state court’s application of Strickland was unreasonable under § 2254(d) is all the more difficult. The standards created by Strickland and § 2254(d) 5 are both ‘highly deferential,’ and when the two apply in tandem, review is ‘doubly’ 6 so. The Strickland standard is a general one, so the range of reasonable applications is substantial. Federal habeas courts must guard against the danger of equating 7 unreasonableness under Strickland with unreasonableness under § 2254(d). When 8 § 2254(d) applies, the question is not whether counsel’s actions were reasonable. The question is whether there is any reasonable argument that counsel satisfied 9 Strickland’s deferential standard. 10 Harrington v. Richter, 562 U.S. 86, 105 (2011) (citations omitted). 11 In this case, the Petition presents six sub-claims under Ground Two alleging that his 12 trial counsel was ineffective because he failed to present certain evidence at trial, either by 13 expert testimony or by cross-examination. Petitioner has since conceded one sub-claim, 14 so only five remain. Traverse at 16–17; Report at 14–15.6 Respondent maintains that the 15 California Supreme Court’s determination that Petitioner’s counsel was not ineffective was 16 neither contrary to nor an objectively unreasonable application of clearly established 17 federal law or an unreasonable determination of the facts. Judge Lewis agreed with 18 Respondent’s position on all sub-claims. The Court will examine each of the five sub- 19 claims in turn. 20 A. Failure to Present Additional Evidence Regarding Karina’s Initial Condition 21 Petitioner avers that trial counsel was constitutionally ineffective for failing to 22 present medical records accurately showing the conditions of Karina’s heart, body 23 temperature, and pupils. Pet. at 11–21. With respect to Karina’s heart, Petitioner contends 24
25 26 6 Petitioner objects that because the Report’s statement of facts copied the statement of facts from the California Court of Appeal, it did not consider additional facts that are relevant to his ineffective 27 assistance of counsel claim in this Court. This objection is meritless. The Report considered the entire state court record and squarely addressed the facts and arguments of Petitioner’s ineffective assistance of 28 1 that the evidence showed that it was not asystolic (flatline) when the paramedics arrived. 2 He argues that trial counsel should have cross-examined the paramedics on their contrary 3 testimony and also confronted them with a printout of the cardiac monitor which 4 purportedly showed that she initially had a heart rhythm. Respondent counters that the 5 evidence did not contradict the paramedics’ testimony at trial that Karina had no pulse and 6 was asystole upon first examination. Petitioner replies that the asystole alarm went off on 7 the cardiac monitor because of a poor pads connection and asserts that it subsequently 8 showed Karina had a heartbeat of 132 bpm. Judge Lewis ruled against Petitioner. He 9 observed that “the totality of the evidence shows that Karina did not have a pulse for at 10 least eight minutes until after her heart was repeatedly pumped and was electrically charged 11 with medication.” Report at 13. Judge Lewis also noted that “[i]t is not unreasonable to 12 assume that the heartbeat reading of 132 was due to the fact that her heart was being 13 manually pumped by paramedics.” Id. Petitioner objects that there is no support for the 14 “conjecture” that CPR caused the 132bpm heartbeat. Objs. at 6. 15 With respect to Karina’s body temperature, Petitioner contends that trial counsel was 16 ineffective for failing to contend that Karina’s body temperature was normal at her home 17 and dropped only after hospital staff implemented hypothermia protocol. Petitioner argues 18 that the paramedics’ notes and hospital records support this argument. Respondent 19 counters that Petitioner’s interpretation of the medical records is contorted and that both 20 paramedics and medical staff provided percipient testimony that Karina’s body was cooler 21 than expected upon first examination. Judge Lewis found that “[e]ven giving Petitioner 22 the benefit of the doubt” that Karina’s hypothermia was the result of the hospital’s 23 hypothermia protocol, “Karina still could have had a colder than normal skin temperature.” 24 Report at 14. Petitioner once again objects that Judge Lewis’s conclusion rests on 25 “conjecture.” Objs. at 7. 26 With respect to Karina’s pupils, Petitioner argues that trial counsel should have 27 contested the prosecution’s narrative that Karina’s pupils were fixed, dilated, and 28 unresponsive when first assessed by paramedics. He asserts that the paramedics’ reports 1 show that her pupils changed to this condition only after she received medications. 2 Respondent counters that these records are inconsistent and confusing because “[t]here is 3 no information about who prepared these reports or when.” Answer at 22. Judge Lewis 4 found that “a reasonable explanation . . . is that the condition of Karina’s eyes could have 5 changed following receiving CPR from paramedics.” Report at 14. Petitioner claims once 6 again that Judge Lewis engaged in “conjecture” and maintains that the evidence shows that 7 Karina’s “initial vital signs were consistent with Mr. Ditto’s version of events.” Objs. at 8 8. 9 The Court agrees with Judge Lewis’s conclusion that on each of these issues, the 10 state court’s denial of ineffective assistance of counsel was not objectively unreasonable. 11 It is well established that in a criminal trial, defense counsel has “wide latitude . . . in 12 making tactical decisions” about how to present evidence and attack the prosecution’s 13 evidence. Harrington, 562 U.S. at 106 (citation omitted). The discretion to make tactical 14 decisions is especially important where, as here, counsel faced “overwhelming evidence” 15 in the record against Petitioner. Lodg. 1 at 17. There was a mountain of evidence in the 16 record showing that Karina’s injuries were the result of strangulation rather than an 17 accidental fall down the stairs. See Report at 2–7 (highlighting this evidence). Several 18 paramedics testified that Karina’s heart did not have a pulse when they first encountered 19 her, and their testimony was consistent with the cardiac monitor’s contemporaneous audio 20 recording of their efforts to save her life. See Answer at 21 (stringcite of testimony); Lodg. 21 5 at 466–79, Doc. No. 29-2 (transcript of cardiac monitor’s recording); Lodg. 6 at 575 22 (recording played in open court). Petitioner now attempts to relitigate certain facts about 23 Karina’s initial condition as if the prosecution’s entire case turned on these details. It did 24 not. As Judge Lewis noted, “Petitioner’s guilt did not depend upon the exact medical 25 26 27 7 The report states this with respect to Karina’s pupils: “I-closed fixed dilated.” Ex. F to Pet. at 99. The report does not state when this observation was made, but the context of the surrounding paragraph 28 1 condition” of Karina upon first encounter by the paramedics; instead “[h]is guilt was 2 proved by the physical evidence of strangulation, the bruised and battered condition of her 3 body, and Petitioner’s testimony and demeanor on the stand.” Report at 14. If trial counsel 4 had dwelled on the details of Karina’s initial condition to the extent that Petitioner now 5 insists, that decision could have “carried its own serious risks,” such as detracting from 6 Petitioner’s credibility or efforts to build up other areas of the defense. Harrington, 562 7 U.S. at 108. Thus, the state court’s rejection of Petitioner’s claim was not objectively 8 unreasonable. 9 B. Failure to Present Evidence Regarding Karina’s Spine Injury 10 Next, Petitioner argues that trial counsel was constitutionally ineffective for failing 11 to argue that Karina suffered a cervical spine injury. At trial, Dr. Mena, a pathologist, 12 testified that he found no injury to Karina’s cervical spine in his autopsy. Petitioner 13 contends that trial counsel should have argued that Dr. Mena did find such injury in his 14 initial analysis of Karina’s body, and that this provided “the crucial link between Karina’s 15 fall down the stairs and her death.” Pet. at 29–30. Judge Lewis rejected Petitioner’s 16 argument. He found that “[i]t was not unreasonable for the state court to conclude that 17 defense counsel was not ineffective for failing to impeach Dr. Mena with an arguably 18 twisted interpretation of Dr. Mena’s own initial thoughts when he first examined Karina.” 19 Report at 15. Petitioner objects with largely the same arguments raised before. 20 The Court agrees with Judge Lewis. Tellingly, Petitioner does not dispute that a CT 21 scan showed that Karina had no spinal injury, and that the emergency room trauma surgeon 22 concluded that she did not have a cervical spine injury that led to cardiac arrest. Answer 23 at 23. Petitioner’s complaint is thus limited to trial counsel’s failure to extract a few phrases 24 in Dr. Mena’s initial autopsy analysis to potentially impeach him. But as the Report 25 explains, Dr. Mena’s initial autopsy observations did not contradict his final autopsy 26 opinion nor his testimony. Perhaps some trial counsel would have probed the issue further; 27 others may have reasonably viewed it as futile considering Dr. Mena’s clear testimony on 28 the issue. It would be entirely reasonable for the state court to conclude that trial counsel’s 1 actions here were reasonable. 2 C. Failure to Present Evidence Regarding Karina’s Blood Disorder 3 Petitioner contends that trial counsel was constitutionally ineffective for failing to 4 present evidence that Karina had a blood disorder called Disseminated Intravascular 5 Coagulopathy (“DIC”). The defense forensic pathologist testified that Karina’s anemia, 6 low platelet count, and slow clotting contributed to her extensive bleeding and bruising, 7 but he did not testify that Karina had DIC, a blood disorder that causes those conditions. 8 Pet. at 32. Petitioner has now identified an expert who claims that the evidence at trial 9 showed that Karina had DIC. Id. at 33–34. Petitioner avers that establishing Karina’s DIC 10 would provide the “missing link between Karina’s fall and her widespread bleeding and 11 bruising” and undermine the prosecution’s theory that she had been assaulted. Id. at 35. 12 Respondent counters that even if Karina had DIC, which is caused by lack of oxygen 13 (hypoxia), the evidence at trial showed that Karina’s hypoxia was caused by strangulation 14 and not a fall down the stairs. Judge Lewis agreed with Respondent and noted that “there 15 is ample evidence in the trial record that the cause of Karina’s brain hypoxia was 16 strangulation.” Report at 16. Petitioner objects that evidence of DIC “would have given 17 the jury an alternate explanation” as to the cause of Karina’s injuries. Objs. at 9. 18 The Court agrees with Judge Lewis that the state court’s rejection of this claim was 19 not objectively unreasonable. Petitioner disagrees with the expert testimony his forensic 20 pathologist provided at trial and wishes, in hindsight, that trial counsel focused more on 21 establishing Karina’s alleged DIC through a different expert. But as Judge Lewis points 22 out, Karina’s purported susceptibility to bleed and bruise more when she lacked oxygen 23 does not explain how she came to lack oxygen in the first place. On that critical question, 24 the jury evidently did not believe the defense theory of an accidental fall: “the pathologist 25 and the treating physician both testified that the external blunt force injuries to Karina’s 26 head were not severe enough to cause brain damage which led to her hypoxia.” Report at 27 16; see also Harrington, 562 U.S. at 108–09 (rejecting the petitioner’s ineffective 28 assistance of counsel claim under AEDPA concerning counsel’s failure to consult a blood 1 expert where “there was the possibility that expert testimony could shift attention to 2 esoteric matters of forensic science, distract the jury . . . , or transform the case into a battle 3 of the experts”). The Court therefore adopts Judge Lewis’s conclusion with respect to this 4 claim. 5 D. Failure to Present Evidence Regarding the Cause of Karina’s Leg Bruise 6 Petitioner contends that trial counsel was constitutionally ineffective for failing to 7 supply evidence challenging the prosecution’s theory that the patterned bruise on Karina’s 8 leg was the result of Petitioner kicking her with his shoe. The prosecution’s witness, Steve 9 Cordes, testified that the patterned bruise on her leg looked like a footwear impression. 10 Pet. at 36. Respondent argues that it was sufficient that trial counsel engaged this expert 11 in “vigorous cross-examination” and elicited concessions that “the bruise on Karina’s leg 12 could have been caused by anything.” Answer at 25. Judge Lewis agreed with Respondent 13 that “defense counsel represented [Petitioner] with vigor and conducted a skillful cross- 14 examination.” Report at 16. See Harrington, 562 U.S. at 111 (“In many instances cross- 15 examination will be sufficient to expose defects in an expert’s presentation.”). Petitioner 16 did not object to Judge Lewis’s decision with respect to this claim. Accordingly, the Court 17 finds that the state court’s determination was not objectively unreasonable. See Wang, 416 18 F.3d at 1000 n.13; Reyna–Tapia, 328 F.3d at 1121. 19 E. Failure to Present a Blood Spatter Expert 20 Finally, Petitioner contends that trial counsel was constitutionally ineffective for 21 failing to present a blood pattern expert to refute the prosecution’s blood pattern expert. At 22 trial, the prosecution’s expert provided an opinion that Karina’s blood patterns were 23 consistent with a violent assault. Respondent argues that it was sufficient that “[d]efense 24 counsel vigorously cross-examined the expert . . . eliciting from him acknowledgements 25 that Petitioner could have caused Karina’s movement while trying to revive her.” Answer 26 at 26; see also Pet. at 37 (admitting that this issue was “peripheral to the prosecution’s 27 focus on the case”). Judge Lewis relied on the Supreme Court’s principle that “Strickland 28 does not enact Newton’s third law for the presentation of evidence, requiring for every 1 prosecution expert an equal and opposite expert from the defense.” Report at 17 (quoting 2 Harrington, 562 U.S. at 111). Thus, “it was not necessary for [defense counsel] to bring 3 in his own blood spatter expert.” Report at 17. Petitioner did not object to Judge Lewis’s 4 decision with respect to this claim. Accordingly, the Court finds that the state court’s 5 determination was not objectively unreasonable. See Wang, 416 F.3d at 1000 n.13; Reyna– 6 Tapia, 328 F.3d at 1121. 7 III. Certificate of Appealability 8 Pursuant to Rule 11 of the Rules following 28 U.S.C. § 2254, which was amended 9 effective December 1, 2019, a district court now “must issue or deny a certificate of 10 appealability when it enters a final order adverse to the applicant.” A state prisoner may 11 not appeal the denial of a section 2254 habeas petition unless he obtains a certificate of 12 appealability from a district or circuit judge. 28 U.S.C. § 2253(c)(1)(A); see also United 13 States v. Asrar, 116 F.3d 1268, 1269–70 (9th Cir. 1997) (holding that district courts retain 14 authority to issue certificates of appealability under AEDPA). A certificate of appealability 15 is authorized “only if the applicant has made a substantial showing of the denial of a 16 constitutional right.” 28 U.S.C. § 2253(c)(2). To meet this threshold showing, petitioner 17 must show: (1) the issues are debatable among jurists of reason, (2) a court could resolve 18 the issues in a different manner, or (3) the questions are adequate to deserve encouragement 19 to proceed further. Lambright v. Stewart, 220 F.3d 1022, 1024–25 (9th Cir. 2000) (citing 20 Slack v. McDaniel, 529 U.S. 473 (2000)). 21 The Court finds that no issues are debatable among jurists of reason. This Court 22 further finds that no issues could be resolved in a different manner. Lastly, this Court finds 23 that no questions are adequate to deserve encouragement to proceed further. Accordingly, 24 this Court DENIES Petitioner a certificate of appealability. 25 CONCLUSION AND ORDER 26 Based on the foregoing, IT IS HEREBY ORDERED: 27 1. Petitioner’s objections to the Magistrate Judge’s report and 28 recommendation are OVERRULED. 1 2. The Magistrate Judge’s report and recommendation is ADOPTED. 2 3. The Petition is DENIED in its entirety. 3 4. Petitioner is DENIED a certificate of appealability. 4 IT IS SO ORDERED. 5 || DATED: July 5, 2023
JQHN A. HOUSTON MNITED STATES DISTRICT JUDGE 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28