Disciplinary Counsel v. Taylor

899 N.E.2d 955, 120 Ohio St. 3d 366
CourtOhio Supreme Court
DecidedDecember 4, 2008
DocketNo. 2008-0820
StatusPublished
Cited by2 cases

This text of 899 N.E.2d 955 (Disciplinary Counsel v. Taylor) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Taylor, 899 N.E.2d 955, 120 Ohio St. 3d 366 (Ohio 2008).

Opinions

Per Curiam.

{¶ 1} We must decide in this case the appropriate sanction for a lawyer who, in an overzealous attempt to achieve what he believed to be his clients’ wishes, disregarded professional standards for executing wills, powers of attorney, and deeds. Finding that the lawyer violated the Code of Professional Responsibility, the Board of Commissioners on Grievances and Discipline has recommended that we suspend the lawyer’s license to practice for six months but conditionally stay the suspension. We agree that the lawyer committed professional misconduct as found by the board; however, to safeguard the public and provide needed oversight in the lawyer’s practice, we order a one-year suspension, all stayed on conditions, including monitored probation.

{¶ 2} Respondent, Phillip Paul Taylor of Lorain, Ohio, Attorney Registration No. 0003465, was admitted to the practice of law in Ohio in 1962. Relator, Disciplinary Counsel, charged respondent in a four-count complaint with multiple violations of the Disciplinary Rules. A panel of the board heard the cause, including extensive stipulations, and made findings of misconduct and recommended the six-month stayed suspension. The board adopted the panel’s findings and recommendation.

[367]*367{¶ 3} Relator objects, arguing first that the board erred in failing to find that respondent had falsified a quitclaim deed as alleged in Count II of the complaint. Relator also contends that a one-year suspension from practice is warranted because of the magnitude of respondent’s misconduct. As discussed in Part 1(B) of our opinion, we find no clear and convincing evidence of falsification; however, as discussed in Part II, we sustain relator’s objection to the extent that we order as the appropriate sanction a one-year suspension, stayed on the conditions of probation and monitoring.

I. Misconduct

A. Counts I and III — Improprieties in Respondent’s Preparation of Powers of Attorney and Conveyance Instruments

{¶ 4} Juan Rios and his wife Piccola were respondent’s good friends and clients for over 20 years. In May 2004, Juan consulted respondent, worried that Piccola’s daughter, Joann Keys, had stolen money from his bank account. Juan and Piccola were both terminally ill, and Juan did not want Joann to inherit anything upon either’s death. Instead, Juan wanted his own daughter, Elizabeth Rios, to receive everything.

{¶ 5} Respondent prepared a will for Juan, designating Elizabeth, who was living in Puerto Rico, as the sole beneficiary. Respondent made no provision in the will for Juan’s wife. To defeat the surviving-spouse election that would have otherwise allowed Piccola to take against the will, respondent prepared a quitclaim deed with a dower clause, transferring the couple’s home to Elizabeth. In addition, respondent prepared a durable power of attorney for Juan, giving Elizabeth complete authority over his affairs.

{¶ 6} On June 2, 2004, respondent went with his secretary to the Rioses’ home to have the will, power of attorney, and quitclaim deed executed. Both Juan and Piccola were bedridden, and, unknown to respondent, Piccola was also suffering from dementia. Neither Juan nor Piccola could read English, and respondent spoke no Spanish. Elizabeth was also present that day, having recently arrived from Puerto Rico, but she could not speak or read English. Although Elizabeth had brought one of her relatives, Elba Torres, to interpret for her, no one interpreted for Juan and Piccola.

{¶ 7} Respondent never discussed with Piccola the significance of the instruments making Elizabeth Juan’s sole beneficiary, the owner of the couple’s home, and Juan’s attorney-in-fact. He simply obtained Juan’s signature on the will and power of attorney and, along with his secretary, signed the instruments as a witness. He then obtained Piccola’s signature on the quitclaim deed and had Elizabeth sign the deed on Juan’s behalf.

[368]*368{¶ 8} On June 4, 2004, two days after respondent’s meeting with the Rioses, Juan died. The next day, Piccola, who had been in and out of hospice facilities, was readmitted as an emergency placement. Shortly after Piccola’s hospice placement, respondent prepared a will for her that devised all of her property to Elizabeth and designated Elizabeth as executor of her estate. Respondent also drafted a power of attorney giving Torres, because she spoke English, complete authority over Piccola’s affairs.

{¶ 9} On June 8, 2004, respondent went to obtain signatures on the will and power of attorney despite Piccola’s incapacitation and probable incompetence. Neither respondent nor any of the hospice staff had told Piccola of Juan’s death, and at some point, she told respondent that she wanted to leave everything to her husband. Respondent nevertheless had Piccola sign the will and power of attorney. Torres later withdrew all the funds from Juan and Piccola’s bank account and used none of them for Piccola’s welfare.

{¶ 10} While purporting to act in a fiduciary capacity representing the potentially diverse interests of Juan and Piccola, respondent drew up papers to defeat Piccola’s ownership of property for the benefit of Juan’s daughter. Respondent could not have had Piccola’s knowing consent, which would have required a translator and, in all likelihood, the appointment of a guardian. Respondent stipulated and we find that he thereby violated DR 5-105(B) (prohibiting a lawyer from continuing in multiple employment if the exercise of his independent professional judgment in behalf of a client will be or is likely to be adversely affected, unless the clients consent after full disclosure of attendant risks).

{¶ 11} While purporting to act in a fiduciary capacity representing the potentially diverse interests of Juan and Piccola, respondent had Piccola sign an instrument that gave away all her interest in the couple’s home. He did not have her knowing consent to the transfer. Respondent stipulated and we find that he thereby violated DR 1-102(A)(4) (prohibiting a lawyer from engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation), 5-105(A) (requiring a lawyer to decline proffered employment if the exercise of his independent professional judgment in behalf of a client will be or is likely to be adversely affected, unless the clients consent after full disclosure of attendant risks), and 5-105(B).

B. Count II — Allegations of Falsification

{¶ 12} In preparing the quitclaim deed for the Rioses, respondent was required to identify the grantee’s tax mailing address. Respondent listed Elizabeth’s tax mailing address as the Rioses’ residence, although at the time she still resided in Puerto Rico. The quitclaim deed was recorded on July 1, 2004.

[369]*369{¶ 13} The tax mailing address on the quitclaim deed served to furnish county officials and the public with the designated address at which the property owner or the owner’s agent would receive notice of tax assessments and other related filings. See, e.g., Knickerbocker Properties, Inc. XLII v. Delaware Cty. Bd. of Revision, 119 Ohio St.3d 233, 2008-Ohio-3192, 893 N.E.2d 457. Relator provided no evidence that the address respondent placed on the quitclaim deed was false when recorded or even that a better address existed.

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Bluebook (online)
899 N.E.2d 955, 120 Ohio St. 3d 366, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-taylor-ohio-2008.