Disciplinary Counsel v. Shaw

851 N.E.2d 487, 110 Ohio St. 3d 122
CourtOhio Supreme Court
DecidedAugust 9, 2006
DocketNo. 2006-0066
StatusPublished
Cited by5 cases

This text of 851 N.E.2d 487 (Disciplinary Counsel v. Shaw) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Shaw, 851 N.E.2d 487, 110 Ohio St. 3d 122 (Ohio 2006).

Opinion

Per Curiam.

{¶ 1} Respondent, William Kerr Shaw Jr., of Portsmouth, Ohio, Attorney Registration No. 0024087, was admitted to the practice of law in Ohio in 1976.

{¶ 2} On February 7, 2005, relator, Disciplinary Counsel, charged respondent with six counts of professional misconduct. A panel of the Board of Commissioners on Grievances and Discipline heard the cause and accepted the parties’ stipulations, including relator’s withdrawal of Count V. The panel made findings of misconduct and a recommendation, which the board adopted.

Respondent’s Background

{¶ 3} After graduating from law school and relocating to Portsmouth, respondent worked for the Scioto County prosecutor’s office for many years, beginning in 1979. In 1995, he was appointed Portsmouth City Solicitor. The next'year, respondent opened a private practice in which he remained until he returned to work for the prosecutor’s office in 2001. Since August 2004, respondent has been employed as legal counsel by the Scioto County Board of Commissioners. He also has a small private practice.

Misconduct

Count I

{¶ 4} Robert Ramsey retained respondent in November 2002 to represent him in an employment-related claim. Ramsey and respondent signed a fee agreement, and Ramsey paid respondent $1,500 as a retainer. From December 2, 2002, to December 1, 2003, Ramsey called respondent 22 times and left messages. Respondent did not return any of Ramsey’s calls.

[123]*123{¶ 5} Although respondent did not stay in contact with his client, he did research legal aspects of Ramsey’s case and write letters on his behalf. Respondent believed that he had advised Ramsey, in accordance with DR 1-104(A), that he did not carry malpractice insurance; however, respondent acknowledged that he did not fully comply with the notification and acknowledgment procedures of the rule.

{¶ 6} Respondent stipulated and the board found that in representing Ramsey, respondent had violated DR 1-104(A) (requiring a lawyer to properly advise a client that the lawyer does not maintain professional liability insurance) and 6-101(A)(3) (prohibiting neglect of an entrusted legal matter).

Count II

{¶ 7} In early December 2002, Robin Bissell retained respondent to represent her in an employment-related claim. On December 19, 2002, Bissell paid respondent $2,200, of which, respondent deposited $200 into his client trust account for costs and the remaining $2,000 into his business operating account. At that time, respondent had done some research on Bissell’s case; however, he had not earned the entire $2,000 and was not entitled to pay himself that amount. Several days later, Bissell signed a fee agreement, and sent it back to respondent.

{¶ 8} Respondent believed that he had advised Bissell, as required by DR 1-104(A), that he did not carry malpractice insurance, but he again acknowledged that he did not fully comply with the notification and acknowledgment procedures that the rule requires.

{¶ 9} Bissell periodically provided additional materials and information to respondent about her case. Respondent, however, did not speak with Bissell after their initial meeting, and he did nothing in her case other than conduct some research and review the materials she supplied. In March 2003, Bissell twice asked respondent to return the $2,200 that she had paid him, but he neither responded nor returned her money. In July 2004, after Bissell filed her grievance with relator, respondent sent a $200 check to reimburse her for the fee •he had retained to pay the costs of her case.

{¶ 10} Respondent stipulated and the board found that in representing Bissell, respondent had violated DR 1-104(A), 6-101(A)(3), 9-102(A) (requiring a lawyer to deposit client funds into one or more identifiable bank accounts), and 9-102(B)(4) (requiring a lawyer to promptly deliver to a client funds in the lawyer’s possession that the client is entitled to receive).

Count III

{¶ 11} Max Nihiser retained respondent in May 2002 to represent him in an employment-related claim. Nihiser paid respondent $500 for his services and [124]*124$200 for costs. Respondent deposited the $200 for costs into his client trust account and deposited the $500 payment into his business operating account, even though he had not yet earned the entire fee.

{¶ 12} Although respondent believed that he had advised Nihiser that he did not have malpractice insurance, he again acknowledged that he did not fully comply with the DR 1-104(A) notification and acknowledgment procedures.

{¶ 13} Respondent negotiated with Nihiser’s former employer to obtain a settlement of Nihiser’s claims. In December 2002, the employer made a $10,000 settlement offer. Nihiser and respondent discussed the offer and agreed to decline it. Respondent promised Nihiser that he would continue to work on his case.

{¶ 14} From January 2003 through January 2004, Nihiser tried to contact respondent by telephone. Nihiser also wrote to respondent in October 2003. Respondent did not respond to Nihiser’s call or letter, and he never obtained an acceptable settlement offer or filed suit on Nihiser’s behalf. After Nihiser filed a grievance, respondent reimbursed Nihiser’s $200 payment for costs.

{¶ 15} Respondent stipulated and the board found that in representing Nihiser respondent violated DR 1-104(A), 6 — 101(A)(3), and 9-102(A).

Count IV

{¶ 16} In April 1999, respondent agreed to assist the executor in the administration of William Morris’s estate. On April 12, 1999, respondent accepted for safekeeping a lockbox containing the only assets in the estate. The lockbox contained $5,994 in cash, a handgun, and personal papers. Respondent did not deposit the cash into a client trust account or open a bank account for the estate. He instead put the lockbox in a desk drawer in his office.

{¶ 17} On or about June 1,1999, respondent discovered that the lockbox and its contents had been stolen. He filed a police report, but he may not have ever told the executor of the Morris estate about the theft.

{¶ 18} Respondent never did start probate proceedings in the Morris estate. The executor eventually hired new counsel to administer the estate. Neither the executor nor the new counsel was able to contact respondent to discuss the estate. In 2002, one of the heirs to the Morris estate died before she could inherit because of respondent’s inaction.

{¶ 19} Respondent stipulated and the board found that respondent had violated DR 1-102(A)(5) (prohibiting conduct prejudicial to the administration of justice) and 6-101(A)(3) in representing the Morris estate.

[125]*125 Count VI

{¶ 20} In October 2004, relator received grievances from Bissell, Nihiser, and the executor of the Morris estate. Respondent provided a brief response to the Bissell and Morris grievances but did not respond to the Nihiser grievance. On November 1, 2004, and again on November 22, 2004, relator sent three certified letters of inquiry to respondent concerning these grievances. Respondent received the six letters but did not reply.

{¶ 21} Respondent eventually responded to the grievances against him on January 12, 2005, after relator subpoenaed his appearance.

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Bluebook (online)
851 N.E.2d 487, 110 Ohio St. 3d 122, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-shaw-ohio-2006.