DiPietro v. Morgan Stanley DW Inc.

517 F. Supp. 2d 1016, 2007 WL 2989533
CourtDistrict Court, S.D. Ohio
DecidedOctober 16, 2007
Docket3:06-cv-00221
StatusPublished

This text of 517 F. Supp. 2d 1016 (DiPietro v. Morgan Stanley DW Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DiPietro v. Morgan Stanley DW Inc., 517 F. Supp. 2d 1016, 2007 WL 2989533 (S.D. Ohio 2007).

Opinion

ENTRY AND ORDER GRANTING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT (DOC. 15).

THOMAS M. ROSE, District Judge.

This matter is before the Court for decision on Defendant’s Motion for Summary Judgment. Doc. 15. The instant *1019 case stems largely from the termination of Plaintiff Vincent DiPietro (DiPietro) from his employment with Defendant Morgan Stanley DW Inc. (Morgan Stanley). Morgan Stanley moves this Court to grant Summary Judgment on all four of DiPietro’s claims: (1) national origin discrimination under Title VII and ORC § 4112.02; (2) retaliation under Title VII; (3) breach of contract; and (4) defamation. Doc. 15. DiPietro presents no direct evidence of a discriminatory motive on behalf of Morgan Stanley and cannot prove his prima facie case of indirect discrimination. Also, DiPietro cannot establish a causal link between his conduct and his termination sufficient to prove his retaliation claim. Further, since DiPietro was an at-will employee, he gave no consideration when he resigned in exchange for forgiveness of his loans and so no contract was formed. Finally, DiPietro’s defamation claim is time-barred by the statute of limitations. Therefore, Summary Judgment will be awarded on all of DiPietro’s claims.

A. Background

In the fall of 2000, Vincent DiPietro left Paine Webber and began employment with Morgan Stanley as a financial advisor in the fall of 2000. See Deposition of Vincent DiPietro, taken on March 28, 2007, at 29, hereinafter “DiPietro Depo.” Although DiPietro originally worked in Morgan Stanley’s downtown Dayton office, he moved to the Centerville office in 2003 when the downtown office closed. DiPietro Depo. at 54. In Centerville, Douglas Cline was DiPietro’s Branch Manager until February 2004, when Anthony Ritter became his Branch Manager. DiPietro Depo. at 53, 61.

1. The loan agreement between Morgan Stanley and DiPietro

In January 2001, DiPietro received a loan from Morgan Stanley for $567,732. DiPietro Depo. at 30, 39-40. The amount of the loan was based on client accounts DiPietro transferred to Morgan Stanley from Paine Webber. Id. In the loan agreement signed by DiPietro and Morgan Stanley, Morgan Stanley agrees to forgive the debt in equal installments over four years, provided DiPietro meet certain requirements. See DiPietro Exhibit 4 as attached to DiPietro Depo., at p. 00092, hereinafter “DiPietro Ex.” The loan agreement also states that the agreement “may not be modified or amended except by a writing signed by both parties hereto.” DiPietro Ex. 4 at p. 00089.

2. DiPietro’s poor attendance and conflicts with his sales assistant

At the Centerville office, sales assistant Ryka Shaffer was assigned to assist DiPietro and several other financial advisors. DiPietro Depo. at 55-56. Her role included taking and forwarding messages from customers, completing and forwarding paper work, and helping financial advisors complete financial transactions. DiPietro Depo. at 56. Shaffer and DiPietro did not have a positive working relationship. DiPietro claims Shaffer was unwilling to help him and spoke negatively about him to clients. DiPietro Depo. at 114, 133, 148. Shaffer complained to Ritter and Thomas Finley, the Branch Service Manager, about DiPietro’s frequent absences from the office and his failure to check his messages. See Affidavit of Vincent Ritter at ¶ 4, hereinafter “Ritter Aff.;” Affidavit of Thomas Finley at ¶ 8, hereinafter “Finley Aff.” Ritter and Finley spoke to DiPietro about his poor attendance and conflicts with Shaffer on several occasions. Ritter Aff. at ¶ 5; Finley Aff. at ¶ 9. On February 4, 2005, Ritter and Finley met with DiPietro about these issues. DiPietro Depo. at 151. They told DiPietro he could resign and, if *1020 so, Morgan Stanley would forgive the remaining balance of his loan. Id. at 149-50. DiPietro requested time to think about the proposal. Id. at 150. On February 9, 2004, Ritter gave DiPietro a final ultimatum: either he would resign that day in exchange for forgiveness of his loan, or he would be terminated. Id. at 156. DiPietro chose to resign. Id. at 158-59.

3. Incidents involving DiPietro and Steve O’Neill

During DiPietro’s employment in the Centerville office, there were several incidents involving him and co-worker Steve O’Neill. In early 2003, DiPietro and O’Neill had a dispute concerning the use of financial software. DiPietro Depo. at 57-61. The problem was resolved when the office agreed to share the software. Id. at 61.

Shortly after the software incident, O’Neill posted a memo on the break room wall entitled “Vincent DiPietro Sightings.” Id. at 65. Although the memo made no explicit reference to Jimmy Hoffa, DiPietro felt the memo was a derogatory slant and understood it to be a reference to the infamous Teamsters president. Id. at 66, 219. DiPietro reported the memo to the Branch Manager at that time, Douglas Cline, who took the memo down. Id. at 68.

After the memo incident, O’Neill began sending e-mails to DiPietro containing jokes that were anti-Semitic, anti-Catholic, anti-Islamic, and negative to women. Id. at 69. DiPietro informed Cline about O’Neill’s behavior. Id. at 72. When Anthony Ritter became DiPietro’s Branch Manager in February 2004, DiPietro told him about these emails as well. Id. at 53, 72. Both Branch Managers told O’Neill to stop emailing the jokes. Id. at 72. O’Neill stopped sending emails, but then began to hand-deliver notes to DiPietro and would make personal visits to DiPietro’s office to tell him offensive jokes. Id. at 69-70.

The final incident between DiPietro and O’Neill occurred on August 24, 2004. Id. at 75. DiPietro, O’Neill, Ritter, and Finley were standing near Finley’s office, talking at the end of the work day. Id. During the conversation, O’Neill produced a small pocketknife, and jokingly commented that he might give DiPietro a “haircut.” See Finley Aff. at ¶ 5. Using a “mob like voice,” O’Neill said, “Yo, how bout I lower his eyebrows.” DiPietro Depo. at 76. According to DiPietro, the incident “seemed like it might have been mildly amusing” to Ritter. Id. at 78. DiPietro felt threatened by the incident and left the office. Id. at 78. The following day, DiPietro complained to Ritter about the knife incident. Id. at 80-81. Ritter reprimanded O’Neill and reassigned him to Morgan Stanley’s Beavercreek office to avoid further contact with DiPietro. Id. at 88-89; Affidavit of Steve O’Neill at ¶ 14. After O’Neill’s transfer in August 2004, DiPietro alleges no further problems with national origin discrimination. DiPietro Depo. at 92-93.

B. Standard of Review

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Cite This Page — Counsel Stack

Bluebook (online)
517 F. Supp. 2d 1016, 2007 WL 2989533, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dipietro-v-morgan-stanley-dw-inc-ohsd-2007.